Humana Inc (HUM) director Paul John Smith discloses zero share ownership
Rhea-AI Filing Summary
Paul John Smith, a director of Humana Inc (HUM), filed an initial statement of beneficial ownership that reports 0.0000 shares of Humana Common held directly following the reported date. The disclosure shows one holding entry and no buy, sell, gift, or derivative transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Smith Paul John
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Humana Common | -- | -- | -- |
Holdings After Transaction:
Humana Common — 0 shares (Direct)
Key Figures
Reported Humana Common holdings: 0.0000 shares
Holding entries reported: 1
Buy transactions: 0
3 metrics
Reported Humana Common holdings
0.0000 shares
Total Humana Common shares reported as directly owned following the event
Holding entries reported
1
Number of non-transactional holding rows disclosed in the report
Buy transactions
0
Buy transactions counted in the transaction summary
Key Terms
Humana Common, Rule 10b5-1, direct_or_indirect
3 terms
Humana Common financial
"Security title reported as Humana Common for the holding entry"
Rule 10b5-1 regulatory
"aff_10b5_one field reflects Rule 10b5-1 trading plan status"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
direct_or_indirect financial
"Field indicating whether reported ownership is direct_or_indirect (D or I)"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Paul John Smith’s Form 3 for HUMANA INC (HUM) report?
The Form 3 shows that director Paul John Smith reports 0.0000 shares of Humana Common held directly. It is an initial statement of beneficial ownership and lists one holding entry with no reported purchases, sales, gifts, or derivative positions.
What is Paul John Smith’s role at HUMANA INC in this ownership report?
In this ownership report, Paul John Smith is identified as a director of HUMANA INC. The Form 3 indicates his insider status as a board member while simultaneously showing no directly owned Humana Common shares as of the reported event date.
Are any stock transactions reported for HUM in Paul John Smith’s Form 3?
No stock transactions are reported. The summary data show zero buy and sell transactions, with one holding entry only. There are no exercises, gifts, restructurings, or derivative trades disclosed for Humana securities in this initial ownership statement.
Does the Form 3 for HUM mention any derivatives or options held by Paul John Smith?
The data indicate no derivative positions reported for Paul John Smith. The derivative summary is empty and transaction counts for derivative exercises or related activity are zero, so only a single non-derivative holding line with zero shares is disclosed.
How many holdings entries are disclosed in Paul John Smith’s Form 3 for HUMANA INC?
The transaction summary identifies one holding entry for Humana Common. That entry reports 0.0000 shares directly owned after the reported date, and there are no additional holdings or derivative lines included in this initial ownership disclosure.