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Humana (NYSE: HUM) CIO logs equity exercise and tax withholding in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Humana Inc. Chief Information Officer Japan Mehta reported an equity award exercise and related tax withholding. On 2/13/26, Mehta acquired 1,682 shares of Humana common stock through an exercise or conversion of a derivative security at a stated price of $0.0000 per share.

On the same date, 430 shares of Humana common stock were disposed of to cover tax liabilities for shares vesting on 2/13/26, with no value received in return, at a price of $181.4575 per share. Following these transactions, Mehta directly owned 7,728 shares of Humana common stock, which includes 5,752 restricted stock units representing a contingent right to receive one share each.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mehta Japan

(Last) (First) (Middle)
HUMANA INC.
101 E. MAIN STREET

(Street)
LOUISVILLE KY 40202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HUMANA INC [ HUM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Humana Common 02/13/2026 M 1,682 A $0 8,158 D
Humana Common 02/13/2026 F 430(2) D $181.4575 7,728(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 5,752 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
2. Shares disposed of represent payment of tax liability for shares vesting on 2/13/26. No value was received in return.
Japan Mehta 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did HUM Chief Information Officer Japan Mehta report?

Japan Mehta reported an equity award exercise and related tax withholding on Humana Inc. common stock. Mehta acquired 1,682 shares through derivative exercise and disposed of 430 shares to satisfy tax liabilities tied to shares vesting on February 13, 2026.

How many HUM shares did Japan Mehta acquire and dispose of in this Form 4?

Japan Mehta acquired 1,682 Humana common shares through exercise or conversion of a derivative security. On the same day, 430 shares were disposed of to cover tax liabilities for vesting shares, with no value received in return according to the filing footnote.

What was Japan Mehta’s Humana (HUM) share ownership after these transactions?

After the reported transactions, Japan Mehta directly held 7,728 Humana common shares. This total includes 5,752 restricted stock units, each representing a contingent right to receive one share of Humana common stock under the company’s 2019 Amended & Restated Plan.

Was Japan Mehta’s HUM share disposition an open-market sale?

The disposition was not an open-market sale. The filing states 430 shares were disposed of solely to pay tax liabilities for shares vesting on February 13, 2026, and that no value was received in return for these shares.

What do the restricted stock units reported for HUM’s Japan Mehta represent?

The 5,752 restricted stock units represent a contingent right to receive one Humana Inc. common share per unit. They are granted under the company’s 2019 Amended & Restated Plan and are exempt under Rule 16b-3(d)(1)&(3) as noted in the footnote.

What transaction codes appear in Japan Mehta’s HUM Form 4 and what do they mean?

The Form 4 uses code M for the exercise or conversion of a derivative security, resulting in acquiring 1,682 shares, and code F for disposing of 430 shares to pay tax liabilities for vesting shares, with no cash value received in that disposition.
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