Humana CIO granted 9,448 shares in equity award

Mehta Japan reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Mehta Japan reported acquisition or exercise transactions in this Form 4 filing.

Humana Inc.’s Chief Information Officer Japan Mehta received a grant of 9,448 shares of Humana common stock, awarded at no cash cost as equity compensation. Following this award, Mehta directly holds 17,176 shares, including 15,200 restricted stock units that each represent a contingent right to one Humana share under the company’s 2019 Amended & Restated and 2026 Stock Incentive Plans, exempt under Rule 16b-3.

Insider Trade Summary

Grant/Award: 9,448 shares

Grant/Award 1 txn

Insider Mehta Japan

Role Chief Information Officer

Type	Security	Shares	Price	Value
Grant/Award	Humana Common	9,448	$0.00	$0.00

Holdings After Transaction: Humana Common — 17,176 shares (Direct)

Footnotes (1)

1. F1. Includes 15,200 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated and 2026 Stock Incentive Plans.

Key Figures

Shares granted: 9,448 shares Total shares after grant: 17,176 shares Restricted stock units: 15,200 RSUs +1 more

4 metrics

Shares granted 9,448 shares Equity award to CIO Japan Mehta

Total shares after grant 17,176 shares Direct holdings following transaction

Restricted stock units 15,200 RSUs Contingent rights to Humana common stock

Grant price $0.00 per share Awarded as compensation, no cash paid

Key Terms

restricted stock units, Rule 16b-3(d)(1)&(3), Stock Incentive Plans

3 terms

restricted stock units financial

"Includes 15,200 restricted stock units representing a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3(d)(1)&(3) regulatory

"exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated"

Stock Incentive Plans financial

"under the Company's 2019 Amended & Restated and 2026 Stock Incentive Plans"

Stock incentive plans are programs that pay employees, executives or directors with company shares or options to buy shares instead of—or in addition to—cash. They matter to investors because they align staff incentives with company performance like a bonus tied to results, but they can also increase the number of shares outstanding and dilute existing shareholders’ ownership and per‑share earnings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HUM’s Chief Information Officer report?

Humana Inc.’s Chief Information Officer Japan Mehta reported receiving a grant of 9,448 shares of Humana common stock. The award was made at no cash cost as equity compensation, increasing Mehta’s direct holdings as disclosed in the Form 4 filing.

How many HUM shares does Japan Mehta hold after this Form 4?

After the reported equity award, Japan Mehta directly holds 17,176 Humana shares. This total includes restricted stock units that convert into Humana common stock upon vesting, reflecting both currently owned shares and contingent equity interests from prior grants.

Were Japan Mehta’s HUM shares bought on the open market?

No, the 9,448 Humana shares were received as a grant or award, not purchased on the open market. The Form 4 uses transaction code A, indicating a compensation-related acquisition rather than a discretionary buy in the public market.

What restricted stock units did HUM disclose for Japan Mehta?

The filing notes 15,200 restricted stock units for Japan Mehta, each representing a contingent right to one Humana common share. These RSUs were granted under Humana’s 2019 Amended & Restated and 2026 Stock Incentive Plans and will settle in stock when vesting conditions are met.

Under which plans were HUM’s equity awards to Japan Mehta granted?

The restricted stock units included in Japan Mehta’s holdings were granted under Humana’s 2019 Amended & Restated Stock Incentive Plan and its 2026 Stock Incentive Plan. These company plans govern equity-based compensation such as RSUs for eligible executives and employees.

What does Rule 16b-3 exemption mean for this HUM insider grant?

The filing states the restricted stock units are exempt under Rule 16b-3(d)(1)&(3). This SEC rule provides an exemption from certain short-swing profit rules for board-approved, issuer-granted awards, clarifying the compensation nature of the transaction rather than trading activity by the insider.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 04:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mehta Japan

(Last) (First) (Middle)

HUMANA INC.

101 E. MAIN STREET

(Street)

LOUISVILLE KENTUCKY 40202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HUMANA INC [ HUM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Information Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Humana Common	05/01/2026		A		9,448	A	$0	17,176(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 15,200 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated and 2026 Stock Incentive Plans.

	Japan Mehta	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)