Humana (HUM) legal chief awarded 10,318 shares plus option grants
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Humana Inc. Chief Legal Officer Joseph C. Ventura received 10,318 shares of Humana Common stock as a grant on May 1, 2026, at $0.00 per share, bringing his direct holdings to 27,405 shares.
He also holds 294 Humana Common shares indirectly through a retirement savings plan. In addition, he retains several option awards on Humana Common stock with exercise prices between $350.7875 and $510.2425 per share, expiring from 2027 through 2031.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Ventura Joseph C
Role
Chief Legal Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Humana Common | 10,318 | $0.00 | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Humana Common | -- | -- | -- |
Holdings After Transaction:
Humana Common — 27,405 shares (Direct, null);
Options — 4,656 shares (Direct, null);
Humana Common — 294 shares (Indirect, See Footnote)
Footnotes (1)
- Shares held for the benefit of reporting person as of April 30, 2026 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27. Includes 16,568 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan and 2026 Stock Incentive Plans.
Key Figures
Stock grant: 10,318 shares Humana Common
Direct common shares after grant: 27,405 shares
Indirect plan holdings: 294 shares
+3 more
6 metrics
Stock grant
10,318 shares Humana Common
Awarded May 1, 2026 at $0.00 per share
Direct common shares after grant
27,405 shares
Humana Common held directly following the reported award
Indirect plan holdings
294 shares
Humana Common in Retirement Savings Plan as of April 30, 2026
Option grant 1
$367.2100 exercise price
Options on Humana Common expiring February 21, 2031, 6,572 underlying shares
Option grant 2
$510.2425 exercise price
Options on Humana Common expiring February 24, 2030, 4,162 underlying shares
Option grant 3
$425.0550 exercise price
Options on Humana Common expiring February 21, 2029, 3,932 underlying shares
Key Terms
restricted stock units, Tax-Conditioned Plan, Rule 16b-3, 2019 Amended & Restated Stock Incentive Plan, +1 more
5 terms
restricted stock units financial
"Includes 16,568 restricted stock units representing a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Tax-Conditioned Plan financial
"a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan"
Rule 16b-3 regulatory
"exempt under Rule 16b-3(c)"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
2019 Amended & Restated Stock Incentive Plan financial
"pursuant to Company's 2019 Amended & Restated Stock Incentive Plan"
stock options financial
"Incentive and Non-Qualified stock options granted to reporting person"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
FAQ
What did Humana (HUM) executive Joseph C. Ventura report in this Form 4?
Joseph C. Ventura reported receiving a stock grant and updating his holdings. He was awarded 10,318 shares of Humana Common on May 1, 2026, raising his direct holdings to 27,405 shares and disclosing additional indirect shares and outstanding stock options.
What stock options on Humana (HUM) does Joseph C. Ventura hold according to this filing?
Ventura holds several option awards on Humana Common stock with different exercise prices and maturities. Examples include options with a $367.2100 exercise price expiring February 21, 2031, and options at $350.7875 expiring February 24, 2027, all granted under Humana’s stock incentive plans.
Are the reported Humana (HUM) transactions open-market purchases or compensation grants?
The primary transaction is a compensation-related stock grant, not an open-market purchase. The 10,318 Humana Common shares were awarded at $0.00 per share, consistent with equity compensation, and the filing does not show any open-market buy or sell transactions.
What restricted stock units does Joseph C. Ventura hold in Humana (HUM)?
A footnote states that Ventura’s holdings include 16,568 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock under the company’s 2019 Amended & Restated Plan and 2026 Stock Incentive Plans.