STOCK TITAN

Hawkins (HWKN) VP Lange reports 3,855-share tax withholding, holds over 25K shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hawkins Inc. vice president Douglas A. Lange reported a tax-related share disposition linked to equity compensation. On March 30, 2026, 3,855 shares of Hawkins common stock were withheld at $151.62 per share to satisfy tax obligations, a non‑open‑market transaction.

After this withholding, Lange directly holds 25,152.711 shares of common stock. He also has indirect holdings of 756.2655 shares through an ESOP trustee and 941.2140 shares through an IRA. A footnote notes that the direct position includes shares acquired via a dividend reinvestment plan and an employee stock purchase plan.

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Insider Lange Douglas A.
Role VP - WATER TREATMENT GROUP
Type Security Shares Price Value
Tax Withholding Common Stock 3,855 $151.62 $584K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 25,152.711 shares (Direct); Common Stock — 756.266 shares (Indirect, By ESOP Trustee)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 3,855 shares Common stock withheld for tax on March 30, 2026
Tax-withholding price $151.62 per share Value used for 3,855 withheld shares
Direct holdings after transaction 25,152.711 shares Common stock held directly after tax withholding
Indirect ESOP holdings 756.2655 shares Common stock held indirectly by ESOP trustee
Indirect IRA holdings 941.2140 shares Common stock held indirectly by IRA
Dividend reinvestment plan shares 21.53 shares Acquired June 2025–February 2026 via DRIP
Employee stock purchase plan shares 194 shares Acquired June–December 2025 via ESPP
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
employee stock purchase plan financial
"194 shares acquired from June-December 2025 pursuant to the Issuer's employee stock purchase plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
dividend reinvestment plan financial
"21.53 shares acquired June 2025 - February 2026 pursuant to the Issuer's dividend reinvestment plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
ESOP Trustee financial
"nature_of_ownership: By ESOP Trustee"
IRA financial
"nature_of_ownership: By IRA"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lange Douglas A.

(Last)(First)(Middle)
2381 ROSEGATE

(Street)
ROSEVILLE MINNESOTA 55113

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC [ HWKN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP - WATER TREATMENT GROUP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/30/2026F3,855D$151.6225,152.711(1)D
Common Stock756.2655IBy ESOP Trustee
Common Stock941.214IBy IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 21.53 shares acquired June 2025 - February 2026 pursuant to the Issuer's dividend reinvestment plan and 194 shares acquired from June-December 2025 pursuant to the Issuer's employee stock purchase plan.
/s/ Joshua L. Colburn, Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hawkins Inc (HWKN) report for Douglas A. Lange?

Douglas A. Lange reported a tax-withholding disposition of Hawkins common stock. On March 30, 2026, 3,855 shares were withheld at $151.62 per share to cover tax obligations tied to equity compensation, not as an open-market sale.

How many Hawkins (HWKN) shares does Douglas A. Lange hold after this Form 4?

After the tax withholding, Douglas A. Lange directly holds 25,152.711 Hawkins shares. He also has indirect holdings of 756.2655 shares through an ESOP trustee and 941.2140 shares through an IRA, according to the reported ownership figures.

Was the Hawkins (HWKN) insider transaction an open-market sale?

The filing shows a tax-withholding disposition, not an open-market sale. Code F indicates shares were delivered to satisfy tax liabilities related to equity compensation, so the transaction does not reflect a discretionary decision to sell shares in the market.

What price was used for the Hawkins (HWKN) tax-withholding shares?

The tax-withholding disposition used a price of $151.62 per share for 3,855 shares of Hawkins common stock. This price is used for reporting the value of shares withheld to cover tax obligations associated with the insider’s equity compensation.

What do the footnotes in the Hawkins (HWKN) Form 4 for Douglas A. Lange explain?

The footnote explains that the direct holdings include 21.53 shares acquired via a dividend reinvestment plan and 194 shares acquired through an employee stock purchase plan from June to December 2025, clarifying how part of his current position was accumulated.