Hawkins Inc. (HWKN) CEO gifts 580 shares, retains over 321K direct
Rhea-AI Filing Summary
Hawkins Inc. CEO and President Patrick H. Hawkins reported a bona fide gift of 580 shares of common stock on August 7, 2026, made for no consideration. After this disposition, he directly holds 321,257.0494 shares, which include 4.1891 shares from a dividend reinvestment plan and 107 shares from an employee stock purchase plan, and indirectly holds 26,084.9395 shares through an ESOP trustee.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 580 shares
Net Sell
2 txns
Insider
Hawkins Patrick H.
Role
CEO AND PRESIDENT
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock F1, F2 | 580 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 321,257.0494 shares (Direct);
Common Stock — 26,084.9395 shares (Indirect, By ESOP Trustee)
Footnotes (2)
- F1. Disposition of shares via gift for no consideration.
- F2. Includes 4.1891 shares acquired on June 12, 2026 pursuant to the Issuer's dividend reinvestment plan and 107 shares acquired on June 30, 2026 pursuant to the Issuer's employee stock purchase plan.
Key Figures
Shares gifted: 580 shares
Direct holdings after transaction: 321,257.0494 shares
Indirect holdings via ESOP trustee: 26,084.9395 shares
+2 more
5 metrics
Shares gifted
580 shares
Bona fide gift of common stock on August 7, 2026
Direct holdings after transaction
321,257.0494 shares
Common stock directly held by Patrick H. Hawkins following the gift
Indirect holdings via ESOP trustee
26,084.9395 shares
Common stock held indirectly "By ESOP Trustee" after the reported date
Dividend reinvestment plan shares
4.1891 shares
Shares acquired June 12, 2026 under dividend reinvestment plan, included in direct total
Employee stock purchase plan shares
107 shares
Shares acquired June 30, 2026 under employee stock purchase plan, included in direct total
Key Terms
bona fide gift, dividend reinvestment plan, employee stock purchase plan, ESOP Trustee
4 terms
bona fide gift financial
"Transaction code G is described as a bona fide gift disposition."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
dividend reinvestment plan financial
"Includes 4.1891 shares acquired pursuant to the Issuer's dividend reinvestment plan."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
employee stock purchase plan financial
"Includes 107 shares acquired pursuant to the Issuer's employee stock purchase plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESOP Trustee financial
"Indirect ownership is reported as By ESOP Trustee."
FAQ
What did Hawkins Inc. (HWKN) CEO Patrick H. Hawkins report in this Form 4?
Patrick H. Hawkins reported a bona fide gift of 580 shares of Hawkins Inc. common stock on August 7, 2026. The shares were disposed of via gift for no consideration, reflecting a transfer rather than a market sale or purchase.
Was the HWKN CEO’s Form 4 transaction under a Rule 10b5-1 plan?
The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this filing. The reported transaction is described specifically as a bona fide gift, and there is no associated disclosure that it was executed under a pre-arranged trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
