Hawkins Inc (HWKN) CEO Patrick Hawkins awarded 16,934 common shares, boosts direct stake

Rhea-AI Filing Summary

HAWKINS INC CEO and President Patrick H. Hawkins reported an equity award of 16,934 shares of Common Stock, received as a grant or other acquisition at a stated price of $0.00 per share. After this grant, he directly holds 321,725.8603 common shares. The filing also lists an indirect holding of 26,074.5547 common shares held "By ESOP Trustee," reflecting beneficial ownership through an employee stock ownership plan structure. No open-market purchases or sales are reported in this filing, and no derivative securities are shown as outstanding.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hawkins Patrick H.

Role CEO AND PRESIDENT

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	16,934	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 321,725.86 shares (Direct, null); Common Stock — 26,074.555 shares (Indirect, By ESOP Trustee)

Footnotes (1)

Key Figures

Equity grant shares: 16,934 shares Grant price per share: $0.00 per share Direct holdings after grant: 321,725.8603 shares +3 more

6 metrics

Equity grant shares 16,934 shares Common Stock grant coded "A" on Form 4

Grant price per share $0.00 per share Stated transaction price for the 16,934-share grant

Direct holdings after grant 321,725.8603 shares Common Stock directly owned following the transaction

Indirect ESOP holdings 26,074.5547 shares Common Stock held indirectly "By ESOP Trustee"

Acquire-type transactions 1 transaction Grant, award, or other acquisition reported in summary

Holding entries 1 entry Separate holding line for ESOP-related indirect shares

Key Terms

Grant, award, or other acquisition, ESOP Trustee, indirect beneficial ownership, Common Stock, +1 more

5 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

ESOP Trustee financial

"nature_of_ownership": "By ESOP Trustee""

indirect beneficial ownership financial

"ownership_type": "indirect""

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawkins Patrick H.

(Last) (First) (Middle)

2381 ROSEGATE

(Street)

ROSEVILLE MINNESOTA 55113

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC [ HWKN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO AND PRESIDENT

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/13/2026		A		16,934	A	$0	321,725.8603	D
Common Stock								26,074.5547	I	By ESOP Trustee

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joshua L. Colburn, Attorney-in-Fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HWKN CEO Patrick H. Hawkins report?

Patrick H. Hawkins reported receiving 16,934 HWKN common shares as a grant or other acquisition. The shares were reported at a price of $0.00 per share, indicating a compensation-related equity award rather than an open-market purchase or sale.

How many HWKN shares does Patrick H. Hawkins own after this Form 4?

After the reported grant, Patrick H. Hawkins directly holds 321,725.8603 HWKN common shares. The Form 4 also shows 26,074.5547 additional common shares held indirectly "By ESOP Trustee," reflecting separate beneficial ownership through an employee stock ownership structure.

Was the HWKN CEO’s transaction a buy or sell in the market?

The transaction was classified as a grant, award, or other acquisition, not a market buy or sell. It is coded "A" on the Form 4, with 16,934 common shares received at $0.00 per share as part of an equity compensation arrangement.

Does the HWKN Form 4 show any open-market sales by the CEO?

The Form 4 does not report any open-market sales by the CEO. It shows one acquisition coded "A" for 16,934 common shares and a separate line reflecting 26,074.5547 common shares held indirectly by an ESOP trustee as of the reported date.

What does "By ESOP Trustee" mean in the HWKN Form 4 filing?

"By ESOP Trustee" indicates 26,074.5547 HWKN common shares are held indirectly through an employee stock ownership plan structure. These shares are reported as indirect beneficial ownership, separate from the CEO’s 321,725.8603 directly held common shares after the equity grant.