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Hawkins Inc (HWKN) CEO Patrick Hawkins reports 1,300-share stock gifts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hawkins Inc director and CEO Patrick H. Hawkins reported gifting common stock and updating his holdings. On February 23, 2026, he made two bona fide gifts totaling 1,300 shares of Hawkins common stock for no consideration, classified as dispositions by gift.

After these transfers, his directly held ownership was 315,477.3615 shares of common stock. He also reported 26,074.5547 shares held indirectly "By ESOP Trustee," reflecting shares associated with an employee stock ownership plan.

Positive

  • None.

Negative

  • None.

Insights

CEO reported non-cash stock gifts that slightly reduce direct holdings.

The filing shows Patrick H. Hawkins, CEO and director of Hawkins Inc, made two bona fide gifts of common stock totaling 1,300 shares. The transactions are coded as gifts, with a per-share price of $0.00, indicating no sale proceeds.

Following these gifts, his directly held stake is 315,477.3615 shares, and he also reports 26,074.5547 shares held indirectly by an ESOP trustee. These are routine ownership adjustments rather than market sales, so the overall investment thesis impact appears limited based on this information alone.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hawkins Patrick H.

(Last) (First) (Middle)
2381 ROSEGATE

(Street)
ROSEVILLE MN 55113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HAWKINS INC [ HWKN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO AND PRESIDENT
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/23/2026 G 1,040(1) D $0 315,477.3615(2) D
Common Stock 02/23/2026 G 260(3) A $0 315,737.3615 D
Common Stock 26,074.5547 I By ESOP Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Disposition of shares via gift for no consideration.
2. Includes 68 shares acquired on December 31, 2025 pursuant to the Issuer's employee stock purchase plan and 4.9376 shares acquired on November 28, 2025, pursuant to the Issuer's dividend reinvestment plan.
3. Acquisition of shares via gift for no consideration.
/s/ Joshua L. Colburn, Attorney-in-Fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hawkins Inc (HWKN) report on this Form 4?

Hawkins Inc reported that CEO and director Patrick H. Hawkins made two bona fide gifts of common stock. On February 23, 2026, he transferred a total of 1,300 shares for no consideration, updating his reported ownership but generating no sale proceeds or cash transaction.

How many Hawkins Inc (HWKN) shares did the CEO gift, and at what price?

The CEO gifted 1,300 shares of Hawkins Inc common stock in two separate transactions. Both gifts used transaction code G for bona fide gift, with a reported transaction price of $0.00 per share, confirming that the transfers were made for no monetary consideration.

What are Patrick H. Hawkins’ direct Hawkins Inc (HWKN) holdings after the gifts?

After the reported gifts, Patrick H. Hawkins directly holds 315,477.3615 shares of Hawkins Inc common stock. This figure reflects his remaining direct ownership position following the two bona fide gift dispositions completed on February 23, 2026, as disclosed in the Form 4 filing.

Does the Hawkins Inc (HWKN) CEO have any indirect share holdings reported?

Yes. In addition to his direct holdings, the CEO reports 26,074.5547 Hawkins Inc shares held indirectly. These shares are listed as owned "By ESOP Trustee," indicating they are associated with an employee stock ownership plan rather than his direct personal account.

Were the Hawkins Inc (HWKN) insider transactions market sales or non-cash transfers?

The insider transactions were non-cash transfers. Both are coded as G, meaning bona fide gifts, and the price per share is reported as $0.0000. This confirms they were gifts made for no consideration rather than open-market or private sale transactions.
Hawkins

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3.06B
19.15M
Specialty Chemicals
Wholesale-chemicals & Allied Products
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United States
ROSEVILLE