Howmet Aerospace (HWM) VP and Controller Shultz reports 4,076-share equity award

Rhea-AI Filing Summary

Howmet Aerospace vice president and controller Barbara Lou Shultz reported receiving 4,076 shares of common stock on February 3, 2026, coded as an acquisition at a price of $0 per share. These shares were earned as restricted share unit awards that are subject to vesting and tax withholding upon vesting.

After this transaction, Shultz beneficially owned 27,120 shares of Howmet Aerospace common stock in direct ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shultz Barbara Lou

(Last) (First) (Middle)

201 ISABELLA STREET SUITE 200

(Street)

PITTSBURGH PA 15212-5872

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Howmet Aerospace Inc. [ HWM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Controller

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/03/2026		A		4,076(1)	A	$0	27,120	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects earned restricted share unit awards that are subject to vesting and tax withholding upon vesting.

	/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact)	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did HWM vice president Barbara Lou Shultz report?

Barbara Lou Shultz reported acquiring 4,076 shares of Howmet Aerospace common stock. The transaction occurred on February 3, 2026, was coded as an acquisition at $0 per share, and increased her direct beneficial ownership to 27,120 shares after the award.

What is the nature of the 4,076 Howmet Aerospace (HWM) shares acquired by Barbara Lou Shultz?

The 4,076 Howmet Aerospace shares reflect earned restricted share unit awards. These awards are subject to vesting conditions and tax withholding when they vest, meaning the full amount may not be delivered as freely tradable shares immediately upon vesting.

How many Howmet Aerospace (HWM) shares does Barbara Lou Shultz own after this Form 4?

Following the reported transaction, Barbara Lou Shultz beneficially owns 27,120 shares of Howmet Aerospace common stock. This figure reflects her direct ownership after receiving 4,076 earned restricted share unit award shares reported in the February 3, 2026 acquisition.

Did Barbara Lou Shultz pay cash for the 4,076 Howmet Aerospace (HWM) shares?

No cash was paid for these 4,076 shares; the transaction price per share is listed as $0. The shares represent earned restricted share unit awards, which are granted as equity compensation and are subject to vesting and tax withholding.

What role does Barbara Lou Shultz hold at Howmet Aerospace (HWM)?

Barbara Lou Shultz is identified as an officer of Howmet Aerospace, serving as vice president and controller. Her position is disclosed in the filing along with the insider transaction involving earned restricted share unit awards in the company’s common stock.

How is ownership of the reported Howmet Aerospace (HWM) shares classified for Barbara Lou Shultz?

The Form 4 classifies Barbara Lou Shultz’s ownership of the reported shares as direct. After the acquisition of 4,076 common shares tied to restricted share unit awards, her total direct beneficial ownership stands at 27,120 Howmet Aerospace common shares.