Hyster-Yale (NYSE: HY) shows 1,055-share award to reporting person’s spouse
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
BUTLER HELEN RANKIN reported acquisition or exercise transactions in this Form 4 filing.
HYSTER-YALE, INC. reported an insider equity award involving Class A Common Stock. A trust for the benefit of the reporting person’s spouse received 1,055 shares of Class A stock at $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. After this grant, that trust holds 60,315 Class A shares indirectly. The reporting person disclaims beneficial ownership of these and various other indirect holdings listed across family trusts, partnerships, and retirement accounts, and the filing does not show any open-market buying or selling activity.
Positive
- None.
Negative
- None.
Insider Trade Summary
46 transactions reported
Mixed
46 txns
Insider
BUTLER HELEN RANKIN
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,055 | $0.00 | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 60,315 shares (Indirect, spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.);
Class B Common Stock — 1,892 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP)
Footnotes (1)
- Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. N/A
Key Figures
Awarded shares: 1,055 shares
Spouse trust holdings after grant: 60,315 shares
Indirect Class A trust holding: 183,605 shares
+5 more
8 metrics
Awarded shares
1,055 shares
Class A Common Stock grant at $0.00 per share
Spouse trust holdings after grant
60,315 shares
Class A Common Stock held indirectly after 1,055-share award
Indirect Class A trust holding
183,605 shares
Class A Common Stock held by a trust for the reporting person
Child’s Class A trust holding
12,388 shares
Class A Common Stock held in trust for a child of the reporting person
Indirect IRA holding
2,800 shares
Class A Common Stock in an Individual Retirement Account for the spouse
Largest Class B derivative block
147,481 underlying shares
Class A Common Stock underlying Class B held via AMR Associates LP
Class B partnership block
85,056 underlying shares
Class A Common Stock underlying Class B via Rankin Associates IV, L.P.
Spouse IRA Class B
2,800 underlying shares
Class A Common Stock underlying Class B in spouse’s IRA
Key Terms
Non-Employee Directors' Equity Compensation Plan, Grant, award, or other acquisition, Class A Common Stock, Class B Common Stock, +2 more
6 terms
Non-Employee Directors' Equity Compensation Plan financial
"awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Individual Retirement Account financial
"nature_of_ownership": "Individual Retirement Account for the benefit of the Reporting Person's spouse""
GST trust financial
"Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler"
FAQ
What insider transaction did Hyster-Yale (HY) report in this Form 4?
Hyster-Yale reported an equity award of 1,055 Class A Common shares. The shares were granted at $0.00 per share to a trust for the reporting person’s spouse under the Non-Employee Directors’ Equity Compensation Plan, rather than through an open-market purchase.
Were there any open-market buys or sells in this Hyster-Yale (HY) Form 4?
The Form 4 does not show open-market buys or sells. It primarily lists indirect holdings and one grant of 1,055 Class A shares at $0.00 per share as a compensation-related award, with no reported purchase or sale transactions in the open market.
What indirect Hyster-Yale (HY) holdings are disclosed besides the spouse’s trust?
The filing discloses multiple indirect holdings through family trusts, partnerships, and retirement accounts. Examples include trusts for the reporting person, trusts for children, and partnership interests such as AMR Associates LP and Rankin Associates entities, covering both Class A and Class B Common Stock.