STOCK TITAN
  1. Home
  2. Sec-filings
  3. HY
  4. [Form 4] HYSTER-YALE, INC. Insider Trading Activity

[Form 4] HYSTER-YALE, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

David B. Williams, a director of Hyster-Yale, Inc. (HY), acquired 963 Class A common shares on 10/01/2025. The shares were issued as "Required Shares" under the companys Non-Employee Directors Equity Compensation Plan and were reported at a $0 price, reflecting a grant rather than a purchase. The filing lists extensive indirect holdings attributed to the reporting person through spouse, trusts, and partnership interests, including large blocks of Class A shares underlying Class B holdings reported in Table II. The reporting person disclaims beneficial ownership of several indirectly held positions. The Form 4 was signed by an attorney-in-fact on 10/02/2025.

David B. Williams, un direttore di Hyster-Yale, Inc. (HY), ha acquisito 963 azioni ordinarie Classe A il 01/10/2025. Le azioni sono state emesse come "Azioni Richieste" nell'ambito del Piano di compensazione azionaria per direttori non dipendenti della società e sono riportate a un prezzo di $0, riflettendo una concessione piuttosto che un acquisto. La pratica riporta estesi possessi indiretti attribuiti al soggetto segnalante tramite coniuge, trust e interessi in partnership, inclusi grandi blocchi di azioni Classe A sottostanti alle partecipazioni Classe B riportate nella Tabella II. Il soggetto segnalante esime dal beneficio della proprietà di diverse posizioni detenute indirettamente. Il Form 4 è stato firmato da un procuratore-in-fatto il 02/10/2025.

David B. Williams, director de Hyster-Yale, Inc. (HY), adquirió 963 acciones ordinarias Clase A el 01/10/2025. Las acciones se emitieron como "Acciones Requeridas" bajo el Plan de Compensación en Acciones para Directores No Empleados de la empresa y se reportaron a un precio de $0, reflejando una concesión en lugar de una compra. El informe detalla una extensa tenencia indirecta atribuida al informante a través del cónyuge, fideicomisos y participaciones en sociedades, incluyendo grandes bloques de acciones Clase A subyacentes a participaciones Clase B reportadas en la Tabla II. El informante renuncia a la propiedad beneficiosa de varias posiciones mantenidas indirectamente. El Formulario 4 fue firmado por un apoderado el 02/10/2025.

데이비드 B. 윌리엄스는 Hyster-Yale, Inc. (HY)의 이사로서 2025년 10월 1일에 963주의 클래스 A 보통주를 취득했습니다. 이 주식은 회사의 비직원 이사 주식 보상 계획에 따라 '필수 주식'으로 발행되었으며, 보상 부여를 반영하는 제로 달러 가격으로 보고되었습니다. 제출서는 배우자, 신탁, 파트너십 지분을 통해 보고자에게 귀속된 광범위한 간접 보유를 나열하고 있으며, II표에 보고된 Class B 보유의 기초가 되는 대규모 Class A 주식 블록을 포함합니다. 보고자는 간접적으로 보유한 여러 포지션의 실질적 소유권을 포기합니다. 양식 4는 2025년 10월 2일에 대리인에 의해 서명되었습니다.

David B. Williams, directeur de Hyster-Yale, Inc. (HY), a acquis 963 actions ordinaires Classe A le 01/10/2025. Les actions ont été émises en tant que « Actions requises » dans le cadre du Plan de rémunération en actions pour les administrateurs non salariés de la société et ont été déclarées à un prix de 0 $, reflétant une attribution plutôt qu'un achat. Le dépôt répertorie d'importantes participations indirectes attribuées à la personne déclarant par le biais du conjoint, de fiducies et d'intérêts dans des partenariats, y compris de grands blocs d'actions Classe A sous-jacentes à des participations Classe B rapportées au Tableau II. La personne déclarant déclare renoncer à la propriété bénéficiaire de plusieurs positions détenues indirectement. Le Formulaire 4 a été signé par un mandataire le 02/10/2025.

David B. Williams, Vorstand von Hyster-Yale, Inc. (HY), erwarb am 01.10.2025 963 Class-A-Stammaktien. Die Aktien wurden als 'Erforderliche Aktien' im Rahmen des Plans zur Eigenkapitalvergütung für Direktoren ohne Beschäftigung des Unternehmens ausgegeben und mit einem Preis von 0 $ gemeldet, was eine Zuwendung und keinen Kauf widerspiegelt. Die Einreichung listet umfangreiche indirekte Beteiligungen auf, die der meldenden Person durch Ehepartner, Trusts und Beteiligungseigentum zugeschrieben werden, einschließlich großer Blöcke von Class-A-Aktien, die den in Tabelle II gemeldeten Class-B-Beteiligungen zugrunde liegen. Die meldende Person bestreitet das vorteilhafte Eigentum an mehreren indirekt gehaltenen Positionen. Das Formular 4 wurde von einem Bevollmächtigten am 02.10.2025 unterzeichnet.

ديفيد ب. ويلiams، مدير في Hyster-Yale, Inc. (HY)، اشترى 963 سهماً عادياً من الفئة A في 01/10/2025. صدرت الأسهم كـ "الأسهم المطلوبة" بموجب خطة تعويض الأسهم غير الموظفين للمجلس لدى الشركة و تم الإبلاغ عنها بسعر 0 دولار، مما يعكس منحة بدلاً من شراء. يسرد الملف الممتد ملكيات غير مباشرة واسعة النطاق تعزى إلى الشخص المقرر عبر الزوج/الزوجة، والTrusts، ومصالح الشراكات، بما في ذلك كتل كبيرة من أسهم الفئة A الأساسية لملكيات الفئة B المذكورة في الجدول II. يُنفي الشخص المصرح له الملكية المنفعة لعدة مناصب مملوكة بشكل غير مباشر. تم توقيع النموذج 4 من قبل وكيل قانوني في 02/10/2025.

David B. Williams，Hyster-Yale, Inc.（HY）的董事，於2025年10月1日取得963股甲類普通股。 这些股份作为公司非员工董事股票报酬计划下的「必須股份」发行，报告价格为0美元，反映为授予而非购买。申报列出通过配偶、信托及合夥企业所有权而归属申报人的广泛间接持有，包括在表II中披露的基于甲类股的重大甲类股块，底层为乙类股的持有。申报人对若干间接持有的受益所有权予以放弃。 Form 4 于2025年10月2日由代理人签署。

Positive
  • Director received equity compensation (963 Class A shares) under the Non-Employee Directors' Equity Compensation Plan, aligning director incentives with shareholders.
  • Comprehensive disclosure of indirect holdings via spouse, trusts, and partnerships provides transparency about family-linked ownership positions.
Negative
  • None.

Insights

TL;DR: Director received 963 director compensation shares; significant indirect holdings remain disclosed through family trusts and partnerships.

The reported 963 shares are a routine equity compensation grant to a non-employee director, recorded at $0 which is consistent with required-share awards under a director plan. Table II maps many Class B interests converted to Class A equivalent holdings attributed indirectly to the reporting person via spouse, children and multiple trusts/partnerships, which indicates concentrated family-linked ownership but the filer expressly disclaims direct beneficial ownership for many positions. This filing is primarily a disclosure of internal ownership structure rather than a market-moving transaction.

TL;DR: Governance disclosure shows standard director equity grant and comprehensive family/trust ownership reporting; no leadership change or disposition.

The award of 963 "Required Shares" aligns with non-employee director compensation practices and the $0 price denotes an in-kind issuance, not a cash purchase. The detailed indirect ownership entries and disclaimers appropriately disclose potential family influence without asserting direct control. No sales, exercises, or derivative expirations are reported that would alter control or indicate insider liquidity events.

David B. Williams, un direttore di Hyster-Yale, Inc. (HY), ha acquisito 963 azioni ordinarie Classe A il 01/10/2025. Le azioni sono state emesse come "Azioni Richieste" nell'ambito del Piano di compensazione azionaria per direttori non dipendenti della società e sono riportate a un prezzo di $0, riflettendo una concessione piuttosto che un acquisto. La pratica riporta estesi possessi indiretti attribuiti al soggetto segnalante tramite coniuge, trust e interessi in partnership, inclusi grandi blocchi di azioni Classe A sottostanti alle partecipazioni Classe B riportate nella Tabella II. Il soggetto segnalante esime dal beneficio della proprietà di diverse posizioni detenute indirettamente. Il Form 4 è stato firmato da un procuratore-in-fatto il 02/10/2025.

David B. Williams, director de Hyster-Yale, Inc. (HY), adquirió 963 acciones ordinarias Clase A el 01/10/2025. Las acciones se emitieron como "Acciones Requeridas" bajo el Plan de Compensación en Acciones para Directores No Empleados de la empresa y se reportaron a un precio de $0, reflejando una concesión en lugar de una compra. El informe detalla una extensa tenencia indirecta atribuida al informante a través del cónyuge, fideicomisos y participaciones en sociedades, incluyendo grandes bloques de acciones Clase A subyacentes a participaciones Clase B reportadas en la Tabla II. El informante renuncia a la propiedad beneficiosa de varias posiciones mantenidas indirectamente. El Formulario 4 fue firmado por un apoderado el 02/10/2025.

데이비드 B. 윌리엄스는 Hyster-Yale, Inc. (HY)의 이사로서 2025년 10월 1일에 963주의 클래스 A 보통주를 취득했습니다. 이 주식은 회사의 비직원 이사 주식 보상 계획에 따라 '필수 주식'으로 발행되었으며, 보상 부여를 반영하는 제로 달러 가격으로 보고되었습니다. 제출서는 배우자, 신탁, 파트너십 지분을 통해 보고자에게 귀속된 광범위한 간접 보유를 나열하고 있으며, II표에 보고된 Class B 보유의 기초가 되는 대규모 Class A 주식 블록을 포함합니다. 보고자는 간접적으로 보유한 여러 포지션의 실질적 소유권을 포기합니다. 양식 4는 2025년 10월 2일에 대리인에 의해 서명되었습니다.

David B. Williams, directeur de Hyster-Yale, Inc. (HY), a acquis 963 actions ordinaires Classe A le 01/10/2025. Les actions ont été émises en tant que « Actions requises » dans le cadre du Plan de rémunération en actions pour les administrateurs non salariés de la société et ont été déclarées à un prix de 0 $, reflétant une attribution plutôt qu'un achat. Le dépôt répertorie d'importantes participations indirectes attribuées à la personne déclarant par le biais du conjoint, de fiducies et d'intérêts dans des partenariats, y compris de grands blocs d'actions Classe A sous-jacentes à des participations Classe B rapportées au Tableau II. La personne déclarant déclare renoncer à la propriété bénéficiaire de plusieurs positions détenues indirectement. Le Formulaire 4 a été signé par un mandataire le 02/10/2025.

David B. Williams, Vorstand von Hyster-Yale, Inc. (HY), erwarb am 01.10.2025 963 Class-A-Stammaktien. Die Aktien wurden als 'Erforderliche Aktien' im Rahmen des Plans zur Eigenkapitalvergütung für Direktoren ohne Beschäftigung des Unternehmens ausgegeben und mit einem Preis von 0 $ gemeldet, was eine Zuwendung und keinen Kauf widerspiegelt. Die Einreichung listet umfangreiche indirekte Beteiligungen auf, die der meldenden Person durch Ehepartner, Trusts und Beteiligungseigentum zugeschrieben werden, einschließlich großer Blöcke von Class-A-Aktien, die den in Tabelle II gemeldeten Class-B-Beteiligungen zugrunde liegen. Die meldende Person bestreitet das vorteilhafte Eigentum an mehreren indirekt gehaltenen Positionen. Das Formular 4 wurde von einem Bevollmächtigten am 02.10.2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WILLIAMS DAVID B
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
(Street)
MAYFIELD HEIGHTS OH 44124
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 A(1) 963 A $0 22,374 I Held in trust fbo Reporting Person
Class A Common Stock 153,313 I Spouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock 983 I Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class A Common Stock 2,647 I Spouse serves as Trustee of GSTs for the benefit of Clara R. Williams(2)
Class A Common Stock 182,185 I Held by trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock 983 I Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class A Common Stock 1,967 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock 7,211 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's child(2)
Class A Common Stock 983 I Serves as Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class A Common Stock 1,967 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock 9,961 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's child(2)
Class A Common Stock 983 I Serves as Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (3) (3) (3) Class A Common Stock 147,481 147,481 I Spouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 62,034 62,034 I Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 41,679 41,679 I Spouse serves as Trustee of GSTs for the benefit of Clara R. Williams(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 52,321 52,321 I Spouse's proportionate interests in shares held by Rankin Associates I.(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 85,056 85,056 I Spouse's proportionate interests in shares held by Rankin Associates IV.(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 146 146 I Spouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 20,160 20,160 I Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 11,766 11,766 I proportionate LP interest in shares held by RA II, L.P
Class B Common Stock (3) (3) (3) Class A Common Stock 905 905 I proportionate interests held in shares in Rankin Associates V
Class B Common Stock (3) (3) (3) Class A Common Stock 635 635 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock (3) (3) (3) Class A Common Stock 62,035 62,035 I Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 1,892 1,892 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 22,654 22,654 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 62,035 62,035 I Serves as Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 1,892 1,892 I Child's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 19,904 19,904 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 62,035 62,035 I Serves as Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Explanation of Responses:
1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transaction did David B. Williams report on Form 4 for HY?

The filing reports an acquisition of 963 Class A common shares on 10/01/2025 as "Required Shares" under the Non-Employee Directors' Equity Compensation Plan, reported at a $0 price.

Does the Form 4 show any sales or dispositions by the reporting person?

No. The Form 4 lists an acquisition (A) of 963 Class A shares and does not report any dispositions.

Are there other holdings disclosed for the reporting person in the filing?

Yes. The filing discloses numerous indirect holdings attributed through spouse, trusts, and partnerships, including large Class A equivalent amounts associated with Class B interests in Table II.

Did the reporting person claim beneficial ownership of all disclosed shares?

No. The filing explicitly states the reporting person disclaims beneficial ownership of certain shares listed.

Who signed the Form 4 and when?

The Form 4 was signed by Suzanne S. Taylor, attorney-in-fact on 10/02/2025.
Stock HY logo
Hyster-Yale

NYSE:HY

HY Rankings

#3174 Ranked by Market Cap
#953 Ranked by Dividends

HY Latest News

Aug 13, 2025
HYSTER-YALE DECLARES QUARTERLY DIVIDEND
Aug 5, 2025
HYSTER-YALE ANNOUNCES SECOND QUARTER 2025 RESULTS
Jul 29, 2025
HYSTER-YALE ANNOUNCES DATES OF SECOND QUARTER 2025 EARNINGS RELEASE AND WEBCAST
Jun 17, 2025
Stryten Energy’s Li600 Material Handling Battery Now Available from Hyster-Yale
May 13, 2025
HYSTER-YALE DECLARES QUARTERLY DIVIDEND

HY Latest SEC Filings

Oct 2, 2025
[Form 4] HYSTER-YALE, INC. Insider Trading Activity
Oct 2, 2025
[Form 4] HYSTER-YALE, INC. Insider Trading Activity
Oct 2, 2025
[Form 4] HYSTER-YALE, INC. Insider Trading Activity
Oct 2, 2025
[Form 4] HYSTER-YALE, INC. Insider Trading Activity
Oct 2, 2025
[Form 4] HYSTER-YALE, INC. Insider Trading Activity

HY Stock Data

620.75M
11.72M
17.37%
62%
2.71%
Farm & Heavy Construction Machinery
Industrial Trucks, Tractors, Trailors & Stackers
Link
United States
CLEVELAND