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Hyster-Yale director David B. Williams gets 1,149 shares

Hyster-Yale, Inc. (HY) director David B. Williams was awarded 1,149 Class A Common Stock shares on October 1, 2026, designated as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan.

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Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. (HY) director David B. Williams was awarded 1,149 Class A Common Stock shares on October 1, 2026, designated as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan. The reported post-transaction position was 26,853 Class A shares held in trust for his benefit; the award’s footnote states that Williams disclaims beneficial ownership of the shares.

Insider WILLIAMS DAVID B
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 1,149 $0.00 $0.00
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
Holdings After Transaction: Class A Common Stock — 26,853 shares (Indirect, Held in trust fbo Reporting Person); Class B Common Stock — 147,481 contracts (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 62,034 contracts (Indirect, Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler); Class B Common Stock — 41,679 contracts (Indirect, Spouse serves as Trustee of GSTs for the benefit of Clara R. Williams); Class B Common Stock — 52,321 contracts (Indirect, Spouse's proportionate interests in shares held by Rankin Associates I.); Class B Common Stock — 85,056 contracts (Indirect, Spouse's proportionate interests in shares held by Rankin Associates IV.); Class B Common Stock — 146 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 20,160 contracts (Indirect, Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams); Class B Common Stock — 11,766 contracts (Indirect, proportionate LP interest in shares held by RA II, L.P); Class B Common Stock — 905 contracts (Indirect, proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 635 contracts (Indirect, Reporting person's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 62,035 contracts (Indirect, Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler); Class B Common Stock — 26,244 contracts (Indirect, Spouse serves as Trustee of the Trust fbo Clara Rankin rep interest in shares held by RAI nd RAV); Class B Common Stock — 3,784 contracts (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 42,558 contracts (Indirect, Child's trust?s proportionate interests in shares held by Rankin Associates II.); Class B Common Stock — 1,111 contracts (Indirect, child's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 1,585 contracts (Indirect, Child's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 62,035 contracts (Indirect, Serves as Trustee of CRW 2020 GST trust fbo Helen Williams); Class B Common Stock — 62,035 contracts (Indirect, Serves as Trustee of CRW 2020 GST trust fbo Margo Williams); Class A Common Stock — 153,313 shares (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 983 shares (Indirect, Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler); Class A Common Stock — 2,647 shares (Indirect, Spouse serves as Trustee of GSTs for the benefit of Clara R. Williams); Class A Common Stock — 182,185 shares (Indirect, Held by trust for the benefit of Reporting Person's Spouse); Class A Common Stock — 983 shares (Indirect, Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler); Class A Common Stock — 1,512 shares (Indirect, Spouse serves as Trustee of the Trust fbo Clara Rankin); Class A Common Stock — 3,934 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 17,172 shares (Indirect, Reporting Person is Trustee of a Trust for the benefit of Reporting Person's child); Class A Common Stock — 983 shares (Indirect, Serves as Trustee of CRW 2020 GST trust fbo Helen Williams); Class A Common Stock — 983 shares (Indirect, Serves as Trustee of CRW 2020 GST trust fbo Margo Williams)
Footnotes (3)
  1. F1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
  2. F2. Reporting Person disclaims beneficial ownership of all such shares.
  3. F3. N/A
Class A Common Stock award 1,149 shares Awarded October 1, 2026
Reported post-transaction Class A shares 26,853 shares Held in trust for Williams’s benefit
Required Shares financial
"award to the Reporting Person as “Required Shares”"
Non-Employee Director’s Equity Compensation Plan financial
"in the company's Non-Employee Director's Equity Compensation Plan"
beneficial ownership financial
"disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

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How many HY shares did David B. Williams receive as an award?

Hyster-Yale director David B. Williams was awarded 1,149 Class A shares on October 1, 2026, as “Required Shares” under the Non-Employee Director’s Equity Compensation Plan. The reported post-transaction position was 26,853 Class A shares held in trust for his benefit; the award’s footnote says Williams disclaims beneficial ownership of the shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAMS DAVID B

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)1,149A$026,853IHeld in trust fbo Reporting Person
Class A Common Stock153,313ISpouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock983ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class A Common Stock2,647ISpouse serves as Trustee of GSTs for the benefit of Clara R. Williams(2)
Class A Common Stock182,185IHeld by trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock983ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class A Common Stock1,512ISpouse serves as Trustee of the Trust fbo Clara Rankin
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock7,211IReporting Person is Trustee of a Trust for the benefit of Reporting Person's child(2)
Class A Common Stock983IServes as Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock9,961IReporting Person is Trustee of a Trust for the benefit of Reporting Person's child(2)
Class A Common Stock983IServes as Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3) (3) (3)Class A Common Stock147,481147,481ISpouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03462,034ISpouse is Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock41,67941,679ISpouse serves as Trustee of GSTs for the benefit of Clara R. Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock52,32152,321ISpouse's proportionate interests in shares held by Rankin Associates I.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock85,05685,056ISpouse's proportionate interests in shares held by Rankin Associates IV.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock146146ISpouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock20,16020,160ISpouse is Trustee of BTR 2020 GST trust fbo Clara Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock11,76611,766Iproportionate LP interest in shares held by RA II, L.P
Class B Common Stock(3) (3) (3)Class A Common Stock905905Iproportionate interests held in shares in Rankin Associates V
Class B Common Stock(3) (3) (3)Class A Common Stock635635IReporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock(3) (3) (3)Class A Common Stock62,03562,035ISpouse is Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock26,24426,244ISpouse serves as Trustee of the Trust fbo Clara Rankin rep interest in shares held by RAI nd RAV
Class B Common Stock(3) (3) (3)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock22,65422,654IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock556556Ichild's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock793793IChild's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03562,035IServes as Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock19,90419,904IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock555555Ichild's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03562,035IServes as Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock792792IChild's proportionate interest in shares held by Rankin Associates VI(2)
Explanation of Responses:
1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
/s/ Suzanne S. Taylor, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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