STOCK TITAN

Hyster-Yale director Butler receives 1,149 shares

The reported shares are an equity-plan award, not shares acquired through a market purchase.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. (HY) director John C. Butler Jr. received a 1,149-share award of Class A Common Stock on October 1, 2026, designated as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan. The shares are held in trust for his benefit; reported Class A holdings following the award were 61,464 shares.

Insider BUTLER JOHN C JR
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 1,149 $0.00 $0.00
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 61,464 shares (Indirect, Held in trust fbo Reporting Person.); Class B Common Stock — 3,784 contracts (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 8,879 contracts (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler); Class B Common Stock — 36,520 contracts (Indirect, Child's trust?s proportionate interests in shares held by Rankin Associates II.); Class B Common Stock — 555 contracts (Indirect, Represents percentage of ownership interest of Rankin Associates V partnership held in trust); Class B Common Stock — 1,586 contracts (Indirect, Child's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 8,880 contracts (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler); Class B Common Stock — 555 contracts (Indirect, child's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 26,244 contracts (Indirect, Spouse serves as Trustee of the Trust fbo Helen Rankin rep interest in shares held by RAI and RAV); Class B Common Stock — 147,481 contracts (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 20,160 contracts (Indirect, Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler); Class B Common Stock — 41,679 contracts (Indirect, Spouse is Trustee of GSTs for the benefit of Helen R. Butler); Class B Common Stock — 52,321 contracts (Indirect, spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P); Class B Common Stock — 85,056 contracts (Indirect, spouse's proportionate limited partnership interest in shared held by RAIV Class B); Class B Common Stock — 146 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 2,800 contracts (Indirect, Held in an Individual Retirement Account for the benefit of the Reporting Person); Class A Common Stock — 3,934 shares (Indirect, child's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 25,088 shares (Indirect, Reporting Person is trustee of Trust fbo child.); Class A Common Stock — 1,512 shares (Indirect, Spouse serves as Trustee of the Trust fbo Helen Rankin); Class A Common Stock — 153,313 shares (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 2,647 shares (Indirect, Spouse serves as Trustee of GSTs for the benefit of Helen R. Butler); Class A Common Stock — 183,605 shares (Indirect, Held by Trust for the benefit of Reporting Person's Spouse); Class A Common Stock — 2,800 shares (Indirect, Held in an Individual Retirement Account for the benefit of the Reporting Person)
Footnotes (3)
  1. F1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
  2. F2. Reporting Person disclaims beneficial ownership of all such shares.
  3. F3. N/A
Awarded Class A shares 1,149 shares Award to John C. Butler Jr. on October 1, 2026
Class A shares following award 61,464 shares Reported holdings following the award; held in trust for his benefit
Award date October 1, 2026 Date of the Class A share award
Required Shares technical
"award to the Reporting Person as “Required Shares”"
Non-Employee Director’s Equity Compensation Plan financial
"company’s Non-Employee Director’s Equity Compensation Plan"
Class A Common Stock technical
"Award Share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HY shares did director John C. Butler Jr. receive?

John C. Butler Jr. received an award of 1,149 Class A shares on October 1, 2026; his reported post-award Class A position was 61,464 shares, held in trust for his benefit.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BUTLER JOHN C JR

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)1,149A$061,464IHeld in trust fbo Reporting Person.
Class A Common Stock1,967Ichild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock12,700IReporting Person is trustee of Trust fbo child.(2)
Class A Common Stock1,967Ichild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock12,388IReporting Person is trustee of Trust fbo child.(2)
Class A Common Stock1,512ISpouse serves as Trustee of the Trust fbo Helen Rankin
Class A Common Stock153,313ISpouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock2,647ISpouse serves as Trustee of GSTs for the benefit of Helen R. Butler(2)
Class A Common Stock183,605IHeld by Trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock2,800IHeld in an Individual Retirement Account for the benefit of the Reporting Person
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3) (3) (3)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock8,8798,879ISpouse is Trustee of JCB 2020 GST trust fbo Clara Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock18,10418,104IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock555555IRepresents percentage of ownership interest of Rankin Associates V partnership held in trust(2)
Class B Common Stock(3) (3) (3)Class A Common Stock793793IChild's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock8,8808,880ISpouse is Trustee of JCB 2020 GST trust fbo Griffin Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock18,41618,416IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock555555Ichild's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock793793IChild's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock26,24426,244ISpouse serves as Trustee of the Trust fbo Helen Rankin rep interest in shares held by RAI and RAV
Class B Common Stock(3) (3) (3)Class A Common Stock147,481147,481ISpouse's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock20,16020,160ISpouse is Trustee of BTR 2020 GST trust fbo Helen Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock41,67941,679ISpouse is Trustee of GSTs for the benefit of Helen R. Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock52,32152,321Ispouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P(2)
Class B Common Stock(3) (3) (3)Class A Common Stock85,05685,056Ispouse's proportionate limited partnership interest in shared held by RAIV Class B(2)
Class B Common Stock(3) (3) (3)Class A Common Stock146146ISpouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock2,8002,800IHeld in an Individual Retirement Account for the benefit of the Reporting Person
Explanation of Responses:
1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
/s/ Suzanne S. Taylor, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading