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Hyster-Yale awards director Taplin 1,149 shares

Hyster-Yale, Inc. director Britton T. Taplin was awarded 1,149 Class A common shares on October 1, 2026, as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan.

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Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. director Britton T. Taplin was awarded 1,149 Class A common shares on October 1, 2026, as “Required Shares” under the company’s Non-Employee Director’s Equity Compensation Plan. The award was held in trust for him, with a reported resulting trust position of 391,596 shares. Other listed indirect positions included 108,844 shares through Abigail LLC, 61,138 through Corky LLC, 11,510 held by his spouse (for which Taplin disclaims beneficial ownership), and 11,143 in a trust for his children.

Insider TAPLIN BRITTON T
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 1,149 $0.00 $0.00
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 391,596 shares (Indirect, Held in Trust fbo Reporting Person); Class A Common Stock — 108,844 shares (Indirect, Proportionate interest in shares held by Abigail LLC held in trust fbo reporting person); Class A Common Stock — 61,138 shares (Indirect, Proportionate interest in shares held by Corky LLC); Class A Common Stock — 11,510 shares (Indirect, Held by Spouse); Class A Common Stock — 108,844 shares (Indirect, Prop interests in shares held by Abigail LLC in Ted Taplin Common Trust which Rep Person is Trustee); Class A Common Stock — 11,143 shares (Indirect, Reporting Person is trustee of trust fbo Reporting Person children)
Footnotes (2)
  1. F1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
  2. F2. Reporting Person disclaims beneficial ownership of all such shares.
Award shares 1,149 shares Class A common shares awarded October 1, 2026
Reported resulting trust position 391,596 shares Class A common shares held in trust for Britton T. Taplin after the award
Indirect position through Abigail LLC 108,844 shares Proportionate interest in shares held by Abigail LLC in trust for the reporting person
Indirect position through Corky LLC 61,138 shares Proportionate interest in shares held by Corky LLC
Shares held by spouse 11,510 shares Taplin disclaims beneficial ownership of these shares
Children's trust position 11,143 shares Class A common shares in a trust for Taplin's children
Required Shares financial
"award to the Reporting Person as “Required Shares”"
Non-Employee Director's Equity Compensation Plan financial
"company's Non-Employee Director's Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

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How many HY shares did director Britton T. Taplin receive?

Britton T. Taplin received an award of 1,149 Class A common shares on October 1, 2026, held in trust for him. His reported resulting trust position was 391,596 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAPLIN BRITTON T

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)1,149A$0391,596IHeld in Trust fbo Reporting Person
Class A Common Stock108,844IProportionate interest in shares held by Abigail LLC held in trust fbo reporting person
Class A Common Stock61,138IProportionate interest in shares held by Corky LLC
Class A Common Stock11,510IHeld by Spouse(2)
Class A Common Stock108,844IProp interests in shares held by Abigail LLC in Ted Taplin Common Trust which Rep Person is Trustee
Class A Common Stock11,143IReporting Person is trustee of trust fbo Reporting Person children
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award Share of Class A Common Stock award to the Reporting Person as "Required Shares" in the company's Non-Employee Director's Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Suzanne S. Taylor, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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