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Hyster-Yale awards 1,149 shares to Williams’s spouse

Hyster-Yale, Inc. reported that 1,149 Class A Common Stock shares were awarded to the spouse of Clara R. Williams, a member of a group, as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan on October 1, 2026.

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Form Type
4

Rhea-AI Filing Summary

Hyster-Yale, Inc. reported that 1,149 Class A Common Stock shares were awarded to the spouse of Clara R. Williams, a member of a group, as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan on October 1, 2026. The reported post-transaction position was 26,853 shares in a trust for David B. Williams, with Williams’s spouse serving as trustee. Clara R. Williams disclaimed beneficial ownership of the shares.

Insider WILLIAMS CLARA R
Role Insider
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2 1,149 $0.00 $0.00
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3 -- -- --
holding Class B Common Stock F3, F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F2 -- -- --
Holdings After Transaction: Class A Common Stock — 26,853 shares (Indirect, Spouse serves as Trustee of trust fbo David B. Williams); Class B Common Stock — 146 contracts (Indirect, Reporting person's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 1,111 contracts (Indirect, child's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 635 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 1,585 contracts (Indirect, Child's proportionate interest in shares held by Rankin Associates VI); Class B Common Stock — 905 contracts (Indirect, Spouse's proportionate interests held in shares in Rankin Associates V); Class B Common Stock — 3,884 contracts (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class B Common Stock — 11,766 contracts (Indirect, spouse's proportionate LP interest in shares held by RA II LP); Class B Common Stock — 42,558 contracts (Indirect, Child's trust?s proportionate interests in shares held by Rankin Associates II.); Class B Common Stock — 20,160 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Clara Williams); Class B Common Stock — 26,244 contracts (Indirect, Held by Trust fbo reporting person proportionate interest in shares held by RAI and RAV); Class B Common Stock — 41,679 contracts (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams); Class B Common Stock — 52,321 contracts (Indirect, Reporting Person?s proportionate interests in shares held by Rankin Associates I.); Class B Common Stock — 61,935 contracts (Indirect, Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams); Class B Common Stock — 62,034 contracts (Indirect, Serves as Trustee of HRB 2020 GST trust fbo Clara Butler); Class B Common Stock — 62,035 contracts (Indirect, Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler); Class B Common Stock — 62,035 contracts (Indirect, Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams); Class B Common Stock — 85,056 contracts (Indirect, Reporting Person?s proportionate interests in shares held by Rankin Associates IV.); Class B Common Stock — 147,481 contracts (Indirect, proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 153,313 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 983 shares (Indirect, Serves as Trustee of HRB 2020 GST trust fbo Clara Butler); Class A Common Stock — 2,647 shares (Indirect, Reporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams); Class A Common Stock — 182,185 shares (Indirect, Held by trust for the benefit of Reporting Person); Class A Common Stock — 983 shares (Indirect, Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler); Class A Common Stock — 1,512 shares (Indirect, Held by Trust fbo reporting person); Class A Common Stock — 3,934 shares (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP); Class A Common Stock — 17,172 shares (Indirect, Reporting Person?s spouse is trustee of a Trust fbo child.); Class A Common Stock — 983 shares (Indirect, Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams); Class A Common Stock — 983 shares (Indirect, Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams)
Footnotes (3)
  1. F1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
  2. F2. Reporting Person disclaims beneficial ownership of all such shares.
  3. F3. N/A
Awarded Class A Common Stock 1,149 shares Award to the reporting person’s spouse on October 1, 2026
Reported post-transaction position 26,853 shares Indirect trust position for David B. Williams
Reported transaction price $0.00 per share Class A Common Stock award
Required Shares financial
"awarded to the Reporting Person’s Spouse as “Required Shares”"
Non-Employee Directors’ Equity Compensation Plan financial
"under the company’s Non-Employee Directors’ Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

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How many HY shares were awarded to Clara R. Williams’s spouse?

The spouse of Clara R. Williams was awarded 1,149 shares of Hyster-Yale Class A Common Stock on October 1, 2026. The shares were designated “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, and Williams disclaimed beneficial ownership of the shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILLIAMS CLARA R

(Last)(First)(Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)1,149A$026,853ISpouse serves as Trustee of trust fbo David B. Williams(2)
Class A Common Stock153,313Iproportionate partnership interest shares held by AMR Associates LP
Class A Common Stock983IServes as Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class A Common Stock2,647IReporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams
Class A Common Stock182,185IHeld by trust for the benefit of Reporting Person
Class A Common Stock983IServes as Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class A Common Stock1,512IHeld by Trust fbo reporting person
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock7,211IReporting Person?s spouse is trustee of a Trust fbo child.(2)
Class A Common Stock983ISpouse is Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class A Common Stock1,967IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class A Common Stock9,961IReporting Person?s spouse is trustee of a Trust fbo child.(2)
Class A Common Stock983ISpouse is Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3) (3) (3)Class A Common Stock146146IReporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock(3) (3) (3)Class A Common Stock555555Ichild's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock635635ISpouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock792792IChild's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock793793IChild's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock(3) (3) (3)Class A Common Stock905905ISpouse's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock(3) (3) (3)Class A Common Stock1,8921,892IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock1,9921,992IChild's proportionate partnership interest shares held by AMR Associates LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock11,76611,766Ispouse's proportionate LP interest in shares held by RA II LP(2)
Class B Common Stock(3) (3) (3)Class A Common Stock19,90419,904IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock20,16020,160IServes as Trustee of BTR 2020 GST trust fbo Clara Williams
Class B Common Stock(3) (3) (3)Class A Common Stock22,65422,654IChild's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock(3) (3) (3)Class A Common Stock26,24426,244IHeld by Trust fbo reporting person proportionate interest in shares held by RAI and RAV
Class B Common Stock(3) (3) (3)Class A Common Stock41,67941,679IReporting Person serves as Trustee of GSTs for the benefit of Clara R. Williams
Class B Common Stock(3) (3) (3)Class A Common Stock52,32152,321IReporting Person?s proportionate interests in shares held by Rankin Associates I.
Class B Common Stock(3) (3) (3)Class A Common Stock61,93561,935ISpouse is Trustee of CRW 2020 GST trust fbo Helen Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03462,034IServes as Trustee of HRB 2020 GST trust fbo Clara Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03562,035IServes as Trustee of HRB 2020 GST trust fbo Griffin Butler(2)
Class B Common Stock(3) (3) (3)Class A Common Stock62,03562,035ISpouse is Trustee of CRW 2020 GST trust fbo Margo Williams(2)
Class B Common Stock(3) (3) (3)Class A Common Stock85,05685,056IReporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class B Common Stock(3) (3) (3)Class A Common Stock147,481147,481Iproportionate partnership interest shares held by AMR Associates LP
Class B Common Stock(3) (3) (3)Class A Common Stock556556Ichild's proportionate interests held in shares in Rankin Associates V(2)
Explanation of Responses:
1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
/s/ Suzanne S. Taylor, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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