STOCK TITAN

HY Form 4: Director Poor Vincent receives 963 shares; direct ownership 20,451

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Reporting person: Poor Vincent, listed as a director of HYSTER-YALE, INC. (HY). On 10/01/2025 Mr. Vincent was awarded 963 shares of Class A Common Stock as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan at a reported price of $0. After the award he beneficially owned 20,451 shares, held directly. The Form 4 was signed by an attorney-in-fact, Suzanne S. Taylor, on 10/02/2025.

This filing documents a routine equity award to a director recorded as a non-derivative acquisition; it shows the change in direct beneficial ownership and identifies the award as compensation-related under the director equity plan.

Positive

  • Equity alignment: Director received 963 Class A shares under the Non-Employee Directors' Equity Compensation Plan, increasing direct ownership to 20,451 shares.
  • Transparent reporting: Transaction and post-transaction ownership are disclosed on Form 4 with an attorney-in-fact signature dated 10/02/2025.

Negative

  • None.

Insights

TL;DR: Routine director compensation award increases direct holdings by 963 shares to 20,451 shares.

The Form 4 reports a non-derivative acquisition of 963 Class A shares on 10/01/2025 at a reported price of $0, described as "Required Shares" under the Non-Employee Directors' Equity Compensation Plan. This is a standard issuance to align director incentives with shareholder interests. The post-transaction beneficial ownership is 20,451 shares held directly, which provides a transparent view of the director's stake. No derivative transactions or dispositions are reported in this filing.

TL;DR: Disclosure reflects standard equity compensation for a non-employee director and proper Section 16 reporting.

The filing identifies the reporting person as a director and specifies the grant as "Required Shares" under the company’s Non-Employee Directors' Equity Compensation Plan, indicating compensation governance procedures were followed. The Form 4 shows direct beneficial ownership after the grant and is signed via attorney-in-fact, consistent with administrative practice. The disclosure is concise and limited to the single compensation-related transaction.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Poor Vincent

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
SUITE 300

(Street)
CLEVELAND OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 A(1) 963 A $0 20,451 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award-Shares of Class A Common Stock awarded to Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
/s/ Suzanne S. Taylor, attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for HYSTER-YALE (HY)?

The reporting person is Poor Vincent, identified as a director of HYSTER-YALE, INC.

What transaction is reported on the HY Form 4 dated 10/01/2025?

An acquisition of 963 shares of Class A Common Stock as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

How many HY shares does the reporting person own after the transaction?

The Form 4 reports 20,451 shares beneficially owned following the reported transaction.

What price was reported for the shares acquired in the HY Form 4?

The reported price for the 963 shares is $0.

When was the Form 4 signed and by whom?

The Form 4 bears the signature of Suzanne S. Taylor, attorney-in-fact dated 10/02/2025.
Hyster-Yale

NYSE:HY

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548.86M
12.15M
17.37%
62%
2.71%
Farm & Heavy Construction Machinery
Industrial Trucks, Tractors, Trailors & Stackers
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United States
CLEVELAND