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Hycroft Mining grants director 4,521 RSUs

HYMC granted director Richard T. O’Brien 4,521 time‑vested RSUs that settle in stock after his board service ends.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HYCROFT MINING HOLDING CORP (HYMC) reported that director Richard T. O'Brien received two equity awards on September 1, 2026, totaling 4,521 restricted stock units (RSUs). One grant of 2,257 RSUs vests 33% on each of September 1, 2027 and 2028 and 34% on September 1, 2029; a second grant of 2,264 RSUs vests in full on September 1, 2027. Each RSU converts into one share of Class A common stock upon vesting, with settlement deferred until his separation from service as a director, and subject to trading blackout timing; no Rule 10b5-1 plan is reported.

Positive

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Negative

  • None.
Insider OBRIEN RICHARD T
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F3 2,257 $0.00 $0.00
Grant/Award Class A Common Stock F2, F3 2,264 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 4,623 shares (Direct)
Footnotes (3)
  1. F1. Represents an award of 2,257 restricted stock units ("RSUs") by the issuer, of which 33% vest on each of September 1, 2027, and September 1, 2028, and 34% vest on September 1, 2029.
  2. F2. Represents an award of 2,264 restricted stock units ("RSUs") by the issuer, all of which vest on September 1, 2027.
  3. F3. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs will convert into shares of common stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading. The recipient has elected to defer the conversion of their RSUs to common stock until the date of their separation from service as a director.
Total RSUs granted 4,521 RSUs Two RSU awards granted to director Richard T. O’Brien on September 1, 2026
First RSU award size 2,257 RSUs Award vesting 33% on September 1, 2027 and 2028, and 34% on September 1, 2029
Second RSU award size 2,264 RSUs Award vesting in full on September 1, 2027
Vesting date tranches 33% / 33% / 34% Allocation of vesting for the 2,257 RSU award over 2027–2029
RSU-to-share ratio 1 share per RSU Each RSU converts into one share of Class A common stock upon vesting
restricted stock units financial
"Represents an award of 2,257 restricted stock units ("RSUs") by the issuer"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each RSU represents a contingent right to receive one share"
separation from service financial
"defer the conversion of their RSUs to common stock until the date of their separation from service"
trading day market
"the second trading day after the date the reporting person is no longer prohibited"
A trading day is a calendar day when a stock exchange is open and securities can be bought or sold during its set market hours, like a store’s regular business hours. It matters to investors because price changes, order execution, daily volume, and settlement timing are tied to trading days, so performance, deadlines for trades or option expirations, and short-term strategies are measured and planned around them.
Compensation Committee financial
"in the determination of the Compensation Committee of the issuer's Board of Directors"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

FAQ

What equity awards did HYMC grant to director Richard T. O’Brien on September 1, 2026?
HYMC granted Richard T. O’Brien 4,521 RSUs on September 1, 2026: one award of 2,257 RSUs with multi‑year vesting and another of 2,264 RSUs that vests in full on September 1, 2027.

How do the new HYMC RSU awards for Richard T. O’Brien vest?
One HYMC RSU award of 2,257 RSUs vests 33% on September 1, 2027, 33% on September 1, 2028, and 34% on September 1, 2029. The second award of 2,264 RSUs vests entirely on September 1, 2027.

When will Richard T. O’Brien’s HYMC RSUs convert into Class A common stock?
Each RSU represents a contingent right to one HYMC Class A share and will convert into stock upon vesting. O’Brien has elected to defer conversion until his separation from service as a director, with actual conversion timed around any trading prohibitions.

How many HYMC shares can Richard T. O’Brien ultimately receive from these RSUs?
If all RSUs vest and convert, O’Brien can receive 4,521 shares of HYMC Class A common stock, because each restricted stock unit represents a contingent right to receive one share upon conversion.

Were Richard T. O’Brien’s HYMC RSU grants made under a Rule 10b5-1 trading plan?
No. The filing indicates that no Rule 10b5-1 plan is reported for these RSU awards to Richard T. O’Brien.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OBRIEN RICHARD T
(Last)(First)(Middle)
C/O HYCROFT MINING HOLDING CORPORATION
P.O. BOX 3030
(Street)
WINNEMUCCA, NEVADA 89446
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026A2,257(1)A$02,257(3)D
Class A Common Stock09/01/2026A2,264(2)A$04,623(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of 2,257 restricted stock units ("RSUs") by the issuer, of which 33% vest on each of September 1, 2027, and September 1, 2028, and 34% vest on September 1, 2029.
2. Represents an award of 2,264 restricted stock units ("RSUs") by the issuer, all of which vest on September 1, 2027.
3. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs will convert into shares of common stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading. The recipient has elected to defer the conversion of their RSUs to common stock until the date of their separation from service as a director.
/s/ Rajesh Sharma Attorney In-Fact09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR