Welcome to our dedicated page for HYPERION DEFI SEC filings (Ticker: HYPD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hyperion DeFi, Inc. filings document its Nasdaq-listed common stock, DeFi operating strategy, capital structure, and formal corporate actions. Form 8-K disclosures cover operating and financial results, material agreements, share-sale arrangements under registration statements, and Hyperliquid-related agreements such as validator collaboration and staking-capital commitments.
Proxy materials document annual meeting matters, including director elections, auditor ratification, and shareholder voting procedures. Other current reports record governance and management changes, registered security details, and capital-structure disclosures tied to the company’s HYPE treasury strategy and DeFi business activities.
Amendment No. 6 to a Schedule 13D discloses the current beneficial ownership positions of several related Avenue/GL reporting persons in Hyperion DeFi, Inc. The funds directly hold 96,049 and 144,075 shares respectively, while Avenue Capital Management II, L.P. reports sole voting and dispositive power over 240,124 shares in total, representing 4.2% of the outstanding common stock. The filing notes an aggregate 9.99% ownership blocker that limits beneficial ownership (which can be increased to 19.99% with notice), and excludes an aggregate of 250,000 warrants exercisable at $4.00 per share from the reported percentages. The Amendment states it is being filed to report sales of common stock and resulting changes in the reporting persons' beneficial ownership. Contact and issuer principal office details are provided for notice purposes.
Amendment No. 5 to a Schedule 13D reports the current holdings and arrangements of several Avenue-related reporting persons with respect to Hyperion DeFi, Inc. (HYPD) common stock. The filing lists the issuer's principal office in Laguna Hills, California, and states the update reflects a change in beneficial ownership due to an increase in the issuer's outstanding shares. The reported share counts and percentages are measured against 5,694,659 shares outstanding as of August 11, 2025. Avenue Venture Opportunities Fund holds 141,716 shares (2.5%), Avenue Venture Opportunities Fund II holds 212,575 shares (3.7%), and Avenue Capital Management II reports sole voting and dispositive power over 354,291 shares (6.2%). The Reporting Persons note a 9.99% blocker (electable up to 19.99% with 61 days' notice) that excludes shares issuable on warrants; specific warrant exclusions are disclosed for the Funds.
Hyperion DeFi director Happy David Walters received 50,000 restricted stock units (RSUs) reported as a non‑derivative acquisition on 09/08/2025. The RSUs are recorded at $0 and are beneficially owned directly following the grant. The award vests in three tranches: 25,000 RSUs on March 31, 2026; 12,500 RSUs on August 16, 2026; and 12,500 RSUs on November 16, 2026. The RSUs accelerate and vest in full if the company undergoes a change in control or if the director’s board service is terminated for reasons other than a voluntary resignation.
Hyperion DeFi, Inc. director reports no share ownership. Walters Happy David, a director of Hyperion DeFi, Inc. (HYPD), filed an initial Form 3 beneficial ownership report for his role with the company. The filing indicates that he does not beneficially own any non-derivative or derivative securities of Hyperion DeFi, Inc., and no transactions are reported. The remarks section explicitly states that no securities are beneficially owned, confirming a zero-ownership position at the time of this filing.
Hyperion DeFi, Inc. reports that Nasdaq staff notified the company on September 2, 2025 that it has regained compliance with the Nasdaq minimum $2,500,000 stockholders’ equity requirement for continued listing under Listing Rule 5550(b)(1). This follows an earlier notice in April 2025 that its reported equity was below that threshold.
On the same date, Chief Executive Officer Michael Rowe informed the board of his intent to resign. Until his resignation becomes effective, Chief Investment Officer and director Hyunsu Jung will serve as Interim Chief Executive Officer, Principal Financial Officer, Treasurer, and Secretary, working with Mr. Rowe on a smooth transition.
The board also expanded its size to six members and appointed Happy Walters as a director, effective immediately, with a term through the 2026 annual meeting. In connection with his board service, Mr. Walters received 50,000 restricted stock units that vest in tranches on March 31, 2026, August 16, 2026, and November 16, 2026, or fully upon certain change-in-control or non-voluntary separation events.
Insider grant and ownership update: On 08/18/2025 Hyunsu Jung, a director and Chief Investment Officer of Hyperion DeFi, Inc. (HYPD), was granted 1,000,000 shares of common stock at a reported price of $0. The Form 4 shows Jung beneficially owns 1,500,000 shares following the reported transaction. The grant is performance-contingent: 500,000 shares vest if the issuer reaches a market capitalization of $150,000,000 and the remaining 500,000 shares vest if market capitalization reaches $500,000,000.
Rachel Jacobson, a director of Hyperion DeFi, Inc. (HYPD), was granted 50,000 restricted stock units (RSUs) on 08/18/2025. The RSUs are non‑cash awards that vest in three tranches: 25,000 on December 15, 2025; 12,500 on May 26, 2026; and 12,500 on August 16, 2026. All RSUs will vest immediately if a defined Corporate Transaction occurs or if Ms. Jacobson’s board service ends for any reason other than her voluntary resignation. After the grant, Ms. Jacobson beneficially owns 56,301 shares. The filing is a Form 4 disclosure signed and dated 08/20/2025.
Ellen R. Strahlman, a director of Hyperion DeFi, Inc. (HYPD), received an award of 50,000 restricted stock units (RSUs) on 08/18/2025 at no cash price. After the grant, she beneficially owns 56,706 shares. The RSUs vest in three tranches: 25,000 on 12/15/2025, 12,500 on 05/26/2026 and 12,500 on 08/16/2026.
The award also contains acceleration provisions: all RSUs vest immediately upon a defined Corporate Transaction or if her board service ends for reasons other than her voluntary resignation. The Form 4 was signed by Ms. Strahlman on 08/20/2025.
Michael S. Geltzeiler, a director of Hyperion DeFi, Inc. (HYPD), received 50,000 restricted stock units (RSUs) on 08/18/2025 at no cash price. The RSUs are recorded as non‑derivative equity awards and leave the reporting person with 58,015 shares beneficially owned after the grant. The RSUs vest in three tranches: 25,000 on December 15, 2025; 12,500 on May 26, 2026; and 12,500 on August 16, 2026. The awards also vest immediately in full upon a defined Corporate Transaction or if the director’s service ends for any reason other than a self‑initiated resignation. This Form 4 was signed by the reporting person on 08/20/2025.
Hyperion DeFi, Inc. is registering 5,672,934 shares of common stock under a Form S-8. This includes 5,172,934 shares added to its Amended and Restated 2018 Omnibus Stock Incentive Plan, as amended, and 500,000 shares underlying restricted stock units granted to director Hyunsu Jung as an employment inducement.
The plan share increase was approved by the board on June 26, 2025 and by stockholders at the annual meeting on August 18, 2025. The company incorporates its latest Form 10-K and other Exchange Act reports by reference and provides standard exhibits, including its charter documents, bylaws, the stock plan and legal opinions.