Welcome to our dedicated page for HYPERION DEFI SEC filings (Ticker: HYPD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hyperion DeFi, Inc. filings document its Nasdaq-listed common stock, DeFi operating strategy, capital structure, and formal corporate actions. Form 8-K disclosures cover operating and financial results, material agreements, share-sale arrangements under registration statements, and Hyperliquid-related agreements such as validator collaboration and staking-capital commitments.
Proxy materials document annual meeting matters, including director elections, auditor ratification, and shareholder voting procedures. Other current reports record governance and management changes, registered security details, and capital-structure disclosures tied to the company’s HYPE treasury strategy and DeFi business activities.
Hyperion DeFi, Inc. reported a sharp turnaround in Q3 2025 as it pivoted to a digital‑asset treasury strategy centered on HYPE tokens. Net income was $6.6 million for the quarter, compared with a loss a year ago, driven by realized and unrealized gains on HYPE and a gain on extinguishment of liabilities. Revenue reached $302,506 from native staking and validator commissions. Cash was $8.2 million, total assets $82.8 million, and stockholders’ equity improved to $70.8 million.
The company raised capital through an ATM and a private placement, including $50.0 million of Series A Preferred Stock with accompanying warrants, and expanded authorized shares. It began acquiring and staking HYPE in July, ending the quarter with HYPE digital assets of $37.95 million and digital intangible assets (primarily HiHYPE) of $35.02 million, offset by a $6.29 million impairment. The Avenue loan was amended to extend maturity to July 1, 2028, reduce the rate to 8% (half cash/half PIK), and add warrants. Common shares outstanding were 7,162,659 as of September 30, 2025; 8,097,659 as of November 10, 2025.
Hyperion DeFi, Inc. announced its financial results for the quarter ended September 30, 2025. The company made a press release available and provided an investor presentation to accompany the disclosure.
Hyperion DeFi is hosting a conference call on November 13, 2025 to discuss its quarterly financial and operating results. The company’s common stock trades on the Nasdaq Capital Market under the symbol HYPD.
Hyperion DeFi (HYPD) filed an 8-K detailing two blockchain operating agreements and a leadership change. The company entered a Joint Validator Operators’ Agreement with Kinetiq Research and Pier Two, effective retroactively to June 25, 2025, to run a co-branded validator on the Hyperliquid Layer-1. Hyperion initiated the validator with 10,000 HYPE and will provide staking capital from its HYPE treasury. Kinetiq supplies operations support and tooling, while Pier Two hosts and manages infrastructure with ISO/IEC 27001 and SOC 2 compliance.
The agreement includes revenue sharing of validator-level rewards, quorum-based key management, service levels, and slashing risk provisions. It runs for an initial one-year term with automatic annual renewals and 90 days’ termination notice, with additional default and force majeure rights. Separately, Hyperion signed a HAUS Agreement with Felix Foundation to allocate 500,000 HYPE to a joint wallet to meet HIP-3 requirements for launching a perpetual futures market, under which Hyperion receives tiered market revenues plus 100% of staking rewards; the term is 52 weeks with 26-week auto-renewals and 30 days’ notice. The previously announced CEO resignation takes effect on November 1, 2025.
Hyperion DeFi, Inc. reported a change in its leadership structure. On September 30, 2025, board member Michael Rowe submitted his resignation from the company’s Board of Directors. The filing does not provide additional context about his departure, but it means the board will continue its responsibilities without his participation going forward.
The report is signed by Interim Chief Executive Officer Hyunsu Jung, indicating that the company is already operating under interim executive leadership. This type of update focuses on corporate governance and informs shareholders about who is currently involved in the company’s oversight.
Insider reported receipt of restricted stock units totaling 300,000 shares of Hyperion DeFi, Inc. (HYPD). David R. Knox, identified as a director and the company's Chief Financial Officer, reported two grants dated 09/29/2025 that together increase his direct beneficial ownership to 300,000 shares.
The first grant covers 100,000 RSUs vesting in two equal tranches of 50,000 on 03/29/2026 and 09/29/2026, subject to continued employment. The second grant covers 200,000 RSUs that vest upon achieving market-cap milestones: 100,000 RSUs at $150 million and 100,000 RSUs at $500 million, each measured as the threshold met on ten trading days within a rolling 30-day period, subject to continued employment. All reported transactions have a $0 price.
David R. Knox, serving as Chief Financial Officer and a director of Hyperion DeFi, Inc. (ticker: HYPD), filed an initial Form 3 reporting his status as an officer and director. The reporting event date is 09/29/2025. The filing lists Mr. Knox's address in Laguna Hills, CA and includes a Power of Attorney as Exhibit 24.
The Form 3 discloses that no securities are beneficially owned by Mr. Knox at the time of filing. The document is signed by Mr. Knox on 10/01/2025. This Form 3 is a routine Section 16 filing notifying the market of an officer/director relationship and the absence of any current direct or indirect equity holdings in the issuer.
Hyperion DeFi, Inc. (HYPD) filed an 8-K reporting officer-level changes and exhibits. The filing lists Item 5.02 (departure/election/appointment/compensatory arrangements) and Item 9.01 (financial statements and exhibits). It identifies an Employment Agreement dated September 8, 2025 between Hyperion DeFi, Inc. and David Knox, and a press release dated September 29, 2025 as exhibits. The filing is signed by Hyunsu Jung.
The document provides the existence and dates of the employment agreement and press release but does not include the agreement’s terms, compensation details, or narrative disclosure in the text provided.
Hyperion DeFi, Inc. (HYPD) filed an amended shelf registration describing a resale offering by selling securityholders of up to 50,770,667 shares of Common Stock, which includes shares issuable on conversion of Series A Preferred Stock, in-kind dividends on that preferred, and shares issuable upon exercise of outstanding Warrants. The company would not receive proceeds from secondary sales, but would receive approximately $107.4 million only if the Warrants are exercised for cash in full; any such proceeds would be used for working capital and to build the company’s HYPE token reserve. The prospectus reiterates Nasdaq listing under ticker HYPD, outstanding equity awards and warrants, and discloses a broad set of risks tied to HYPE token volatility, blockchain developments, regulatory and macroeconomic factors. The filing also details selling holders, beneficial ownership limitations, and incorporation by reference of prior SEC reports.
Prospectus supplement amendment discloses equity and token-related dilution details and enumerates extensive risks tied to the companys crypto operations. The filing lists outstanding and reserved equity instruments including warrants, options and restricted stock units: warrants to purchase 33,820,785 shares (weighted average exercise price $3.54 as of Sept 10, 2025), options covering 51,936 shares (weighted average exercise price $222.61 as of Sept 10, 2025), restricted stock units of 386,651 shares, and 5,001,777 shares reserved for future issuance under incentive plans, plus 500,000 inducement RSUs.
The document lists risk drivers for HYPE and Hyperliquid including regulatory, market, technological and macroeconomic risks, potential liquidity and custodial counterparty failures, blockchain protocol changes, transaction congestion and decreases in user confidence. The amendment incorporates by reference prior SEC filings and recent 8-K/Form 10 filings.
Hyperion DeFi, Inc. disclosed an amendment to its sales agreement with Chardan Capital Markets, LLC. The filing lists an Amendment No. 1 to the Amended and Restated Sales Agreement, and includes a legal opinion and consent from Covington & Burling LLP plus an interactive cover page data file. The document does not provide transaction amounts, share counts, or other financial metrics, so the practical effect on capital raising or dilution is not specified.