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Interactive Brokers (IBKR) director awarded 389 Class A shares stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Interactive Brokers Group director Nicole Yuen reported receiving an annual grant of 389 shares of Class A common stock on 12/31/2025. The shares were granted as restricted stock units under the amended 2007 Stock Incentive Plan for serving on the Board of Directors and vested immediately on that date. The grant is reported at a reference price of $64.31 per share, the closing price of the stock on December 31, 2025. After this grant, Yuen beneficially owned 9,737 shares of Class A common stock directly. The filing also notes that on June 17, 2025, a four-for-one stock split increased her holdings by 7,011 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yuen Nicole

(Last) (First) (Middle)
ONE PICKWICK PLAZA

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Interactive Brokers Group, Inc. [ IBKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 12/31/2025 01/05/2026 A 389(1) A $64.31(2) 9,737(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This represents an annual grant of restricted stock units under the amended 2007 Stock Incentive Plan ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2025.
2. The price represents the closing price of the issuer's Class A common stock on December 31, 2025.
3. On June 17, 2025, the issuer effected a four-for-one split of its Class A common stock, resulting in the Reporting Person's ownership of 7,011 additional shares of Class A common stock.
/s/ Raymond Bussiere as authorized signatory for Nicole Yuen 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did IBKR director Nicole Yuen report?

Director Nicole Yuen reported an annual equity grant of 389 shares of Class A common stock, received on December 31, 2025 as board compensation.

What type of equity award did IBKR grant to Nicole Yuen?

The award was a grant of restricted stock units under the amended 2007 Stock Incentive Plan for service on the Board of Directors, which vested immediately on 12/31/2025.

At what price was the IBKR director stock grant referenced?

The 389-share grant is reported at a reference price of $64.31 per share, which is stated as the closing price of Interactive Brokers Group, Inc. Class A common stock on December 31, 2025.

How many IBKR shares does Nicole Yuen own after this transaction?

Following the reported grant, Nicole Yuen beneficially owned 9,737 shares of Interactive Brokers Group, Inc. Class A common stock in direct ownership.

Did the IBKR stock split affect Nicole Yuen’s holdings?

Yes. A four-for-one stock split of the Class A common stock on June 17, 2025 resulted in 7,011 additional shares being added to her ownership.

Was this IBKR director stock grant immediately vested?

Yes. The filing states that the restricted stock unit grant for 389 shares vested immediately on December 31, 2025.

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