Intercontinental Exchange Inc SEC Filings

Intercontinental Exchange, Inc. (ICE) Director and General Counsel Andrew J. Surdykowski reported insider transactions dated 08/26/2025 executed under a Rule 10b5-1 trading plan. The filing shows a purchase of 1,770 shares at $50.01 and a sale of 3,850 shares at $178.33. After these transactions the report lists 46,293 shares beneficially owned. Reported holdings include 37,399 common shares, 3,141 unvested RSUs and 5,753 performance-based RSUs with performance periods noted for future determination. The filing also discloses 83 shares from the Employee Stock Purchase Plan and fully vested employee stock options for 1,770 shares.

Intercontinental Exchange (ICE) Form 144 notice reports a proposed sale of 2,036 common shares by a person who acquired the securities as Restricted Stock Units on May 20, 2024. The broker listed is Morgan Stanley Smith Barney LLC and the proposed sale date is August 27, 2025. The filing shows an aggregate market value of $363,914.64 for the shares and states the company has 572,423,088 shares outstanding. The filer reports no securities sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material information.

Insider sale under a pre-established plan: Intercontinental Exchange director Martha A. Tirinnanzi sold 610 shares of ICE common stock on 08/22/2025 at $179.76 per share under a Rule 10b5-1 trading plan that became effective May 23, 2025. The transaction reduced her beneficial holdings to 3,519 units, composed of 2,045 shares of common stock and 1,474 restricted stock units.

The restricted stock units are scheduled to vest on the one-year anniversary of the grant date, May 16, 2026. The sale was reported on a Form 4 and was executed pursuant to the pre-approved trading plan; the filing was signed by an attorney-in-fact on behalf of the reporting person.

Form 144 filing for Intercontinental Exchange, Inc. (ICE) reporting a proposed sale of 610 shares of common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $109,330.30 and an indicated approximate sale date of 08/22/2025. The 610 shares were acquired as Restricted Stock Units on 05/17/2025 from the issuer, with the acquisition and payment recorded on that date. The filing also discloses two recent 10b5-1 sales by Martha Tirinnanzi on 05/27/2025 and 05/28/2025, each for 397 shares, generating gross proceeds of $70,312.67 and $70,515.14 respectively. The filing lists the issuer's outstanding shares as 572,423,088, and the broker/execution venue as NYSE.

Gardiner Warren, Chief Financial Officer of Intercontinental Exchange, Inc. (ICE) reported a sale of 1,570 shares of ICE common stock on 08/20/2025 at a price of $178.45 per share. The sale was effected pursuant to a Rule 10b5-1 trading plan that became effective November 29, 2024. Following the reported transaction, Mr. Warren beneficially owns an aggregate of 22,106 shares, which represent 9,502 vested shares, 4,936 unvested restricted stock units (RSUs) and 7,668 unvested performance-based restricted stock units (PSUs) for which the performance period has been satisfied. The RSUs and PSUs vest 33.33% per year and several PSU award determinations are scheduled for future February or December vesting dates as disclosed.

Intercontinental Exchange, Inc. filing a Form 144 reports a proposed sale of 1,570 common shares through Morgan Stanley Smith Barney on 08/20/2025, with an aggregate market value of $279,883.90. The filing states these shares were acquired as Performance Stock Units from the issuer on 02/04/2025 and that no securities were sold by the reporting person in the past three months. The filing also includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Intercontinental Exchange (ICE) filed a Form 144 reporting a proposed sale of 150,000 common shares with an aggregate market value of $27,889,500.00. The sale is to be executed through Morgan Stanley Smith Barney LLC, Executive Financial Services on the NYSE with an approximate sale date of 08/12/2025. The 150,000 shares were acquired as Founders Shares on 11/16/2005 and represent approximately 0.026% of the reported 572,423,088 shares outstanding, indicating this filing relates to a relatively small portion of total equity.

The filing also discloses recent related sales during the past three months: 68,315 shares sold by JEFFREY C SPRECHER on 06/04/2025 for $12,245,600.38 and 150,000 shares sold by CONTINENTAL POWER EXCHANGE, INC. on 06/04/2025 for $26,883,000.00, totaling 218,315 shares and $39,128,600.38 in gross proceeds. The Form 144 format and the 10b5-1 labels indicate these transactions are being disclosed under standard regulatory procedures.

Intercontinental Exchange filed a Form 144 notice under Rule 144 reporting a proposed sale of 66,575 shares of common stock through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $12,378,289.75. The filing states the shares were acquired on 08/12/2025 by exercise of stock options from the issuer and paid in cash.

The filing also discloses recent 10b5-1 sales: 68,315 shares sold on 06/04/2025 by Jeffrey C. Sprecher for $12,245,600.38, and 150,000 shares sold on 06/04/2025 by Continental Power Exchange, Inc. for $26,883,000.00. The form includes the required signature representation that no undisclosed material adverse information is known.