Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Intercontinental Exchange, Inc. (NYSE: ICE) provide detailed insight into how this Fortune 500 operator of exchanges, data platforms, and mortgage technology manages its capital structure, governance, and regulatory obligations. As a Delaware corporation with common stock registered on the New York Stock Exchange, ICE files periodic and current reports that document material events affecting the company.
On this page, investors can review Form 10-K and 10-Q filings for comprehensive financial statements and management discussion, along with Form 8-K current reports covering topics such as public offerings of senior notes, quarterly financial results announcements, amendments to the certificate of incorporation related to exchange and swap execution facility regulation, and changes in board composition and director compensation. These filings explain, for example, how ICE issues debt securities under automatic shelf registration statements and how it updates its corporate charter to address regulatory requirements.
Filings also describe the registration of ICE’s common stock on the New York Stock Exchange and NYSE Texas, Inc., and outline the governance framework under which its exchanges and clearing houses operate. For users tracking ownership and compensation matters, proxy materials and related disclosures complement the information in current reports.
Stock Titan enhances access to these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of new 8-Ks, quarterly 10-Qs, and annual 10-Ks. Real-time updates from EDGAR, combined with tools to surface relevant items such as debt offerings, charter amendments, and governance changes, allow investors to follow how Intercontinental Exchange’s regulatory disclosures evolve over time.
Intercontinental Exchange, Inc. disclosed that its SVP of HR & Administration sold 1,600 shares of common stock on December 12, 2025 at $163.2 per share in an open-market transaction coded as a sale. The trade was carried out under a Rule 10b5-1 trading plan that was approved and became effective as of November 22, 2024, indicating it was pre-arranged rather than discretionary.
After this transaction, the officer reports beneficial ownership of 24,196 Intercontinental Exchange equity interests, consisting of 19,047 shares of common stock, 1,795 unvested RSUs, and 3,354 unvested PSUs. The RSUs and PSUs generally vest over three years, with 33.33% of the units vesting each year. Additional performance-based PSU awards tied to total shareholder return, EBITDA, and deal incentives will have their satisfaction and resulting share issuances determined between February 2026 and December 2028 and will be reported when they vest.
Intercontinental Exchange insider plans Rule 144 stock sale. A holder has filed to sell 1,600 shares of ICE common stock through Truist Investment Services on the NYSE, with an aggregate market value of $250,400 and 573,000,000 common shares outstanding. The shares to be sold were acquired as a stock award from the issuer on February 14, 2024, with payment also dated February 14, 2024.
The notice also reports that Douglas A. Foley sold 1,600 ICE shares on September 12, 2025 for gross proceeds of $277,878.07. By signing the notice, the seller represents that they are not aware of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.
Intercontinental Exchange, Inc. (ICE) Chief Technology Officer reported an option exercise and share sales. On 12/08/2025, the officer exercised 5,345 employee stock options at $57.31 per share, receiving the same number of ICE common shares. That same day, they sold 3,409 shares at an average price of $156.5147 and 1,936 shares at an average price of $156.9337, all under a pre-approved Rule 10b5-1 trading plan that became effective June 6, 2025.
After these transactions, the officer beneficially owned 65,240 ICE shares, consisting of 52,317 shares of common stock, 4,487 unvested RSUs, and 8,436 unvested PSUs. The RSUs and PSUs generally vest over three years in equal annual installments, while certain performance-based PSUs and deal-related awards will not have their final share amounts determined until scheduled dates between February 2026 and December 2028. The filing also notes 8,375 fully vested stock options remaining after the reported activity.
Intercontinental Exchange, Inc. reported an insider stock sale by a director under a pre-arranged Rule 10b5-1 trading plan. On December 5, 2025, the director sold 3,300 shares of ICE common stock at an average price of $157.8863 and an additional 400 shares at an average price of $158.5375.
After these transactions, the director beneficially owned 14,469 shares, consisting of 12,995 common shares and 1,474 restricted stock units. The restricted stock units are scheduled to vest on the one-year anniversary of their grant date, May 16, 2026. The company notes that detailed breakdowns of the individual sale prices within the disclosed price ranges are available upon request.
Intercontinental Exchange, Inc. (ICE) filed a Form 4 reporting a charitable stock gift by a senior executive. The reporting person, who serves as President of NYSE Group, made a gift of 396 shares of ICE common stock on 12/04/2025 to a philanthropic organization, with no sale proceeds involved.
Following the transaction, the executive beneficially owns a total of 59,033 equity-linked interests, consisting of 41,698 shares of common stock, 5,834 unvested restricted stock units (RSUs), and 11,501 unvested performance-based restricted stock units (PSUs) whose performance periods have been satisfied. The RSUs and these PSUs vest over three years, with 33.33% vesting each year.
The filing also explains that additional PSU awards tied to total shareholder return and EBITDA for 2023–2025 and 2024–2025, as well as Deal Incentive Awards, will have their ultimate share payouts determined between February 2026 and December 2028, and will be reported at the time of vesting.
A shareholder of ICE has filed a Form 144 notice indicating an intent to sell 8,422 shares of common stock through broker Morgan Stanley Smith Barney LLC on the NYSE. The shares have an indicated aggregate market value of $1,340,024.42, compared with 570,178,585 shares of the same class stated as outstanding.
The securities to be sold were originally acquired as restricted stock units from the issuer on 02/28/2014, with the amount of 8,422 securities shown as acquired and a listed payment date of 02/18/2024 with the nature of payment described as N/A. The filer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
The Vanguard Group has filed an amended Schedule 13G reporting beneficial ownership of 57,061,845 shares of Intercontinental Exchange Inc. common stock, representing 10% of the class as of the reported date. Vanguard reports no sole voting power, with 3,411,536 shares under shared voting power, reflecting how its funds and accounts vote shares. It reports 51,590,216 shares with sole dispositive power and 5,471,629 shares with shared dispositive power, indicating control over how these shares may be sold.
The filing states that the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of Intercontinental Exchange. Vanguard explains that its clients and managed accounts have rights to dividends and sale proceeds from these shares, and that no single other person has an interest in more than 5% of the class through these holdings.
Intercontinental Exchange, Inc. (ICE) Chief Financial Officer reported a sale of common stock in a Form 4 filing. On 11/20/2025, the officer sold 1,572 shares of ICE common stock at a price of
The filing notes that this trade was carried out under a pre-arranged Rule 10b5-1 trading plan that was approved and became effective as of November 29, 2024. After this transaction, the officer beneficially owns 20,534 ICE-related equity interests, consisting of 7,930 shares of common stock, 4,936 unvested restricted stock units and 7,668 unvested performance-based restricted stock units. These equity awards generally vest over three years, with 33.33% vesting each year, and certain performance-based units tied to total shareholder return, EBITDA and deal incentive awards will not have final share amounts determined until future dates extending through 2028.
Intercontinental Exchange (ICE) reported an insider equity transaction by its General Counsel on November 19, 2025. The executive exercised an employee stock option to acquire 1,770 shares of common stock at an exercise price of $50.01 per share, then sold 1,770 shares of common stock at a price of $152.52 per share under a pre-arranged Rule 10b5-1 trading plan approved and effective as of November 20, 2024.
After these transactions, the reporting person beneficially owned 44,212 common stock-related interests, consisting of 35,318 shares of common stock, 3,141 unvested restricted stock units and 5,753 unvested performance-based restricted stock units. The RSUs and PSUs generally vest over three years in equal annual installments, while additional PSU awards tied to total shareholder return, EBITDA and deal incentives have performance and time-based vesting outcomes scheduled between February 2026 and December 2028. The reported stock options are now fully exercised and no longer outstanding.
Intercontinental Exchange, Inc. (ICE) CEO and director reported multiple equity transactions. On 11/19/2025, the reporting person made a gift of 46,000 shares of ICE common stock to a philanthropic organization. On the same date, they executed Rule 10b5-1 plan sales of 60,639 shares of common stock at prices within $152.00–$152.99 and 89,361 shares at prices within $153.00–$153.65.
After these transactions, the filing shows 1,116,991 common shares beneficially owned directly, an aggregate that includes vested shares as well as unvested RSUs and PSUs. In addition, the reporting person indirectly owns 1,801,705 shares through CPEX, whose equity they own 100%, and 81,570 shares held by a spouse, for which beneficial ownership is disclaimed.