[144] Intercontinental Exchange Inc. SEC Filing

Rhea-AI Filing Summary

Intercontinental Exchange, Inc. filing a Form 144 reports a proposed sale of 1,570 common shares through Morgan Stanley Smith Barney on 08/20/2025, with an aggregate market value of $279,883.90. The filing states these shares were acquired as Performance Stock Units from the issuer on 02/04/2025 and that no securities were sold by the reporting person in the past three months. The filing also includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR: Small insider sale of 1,570 shares worth ~$280k, appears routine and immaterial relative to outstanding shares.

The transaction reflects a planned disposal of recently vested performance stock units; the aggregate value is modest compared with the issuer's 572,423,088 shares outstanding, suggesting no immediate market-moving impact. The use of a major broker is standard. Absence of other sales in the prior three months suggests this is an isolated event tied to compensation vesting rather than a pattern of disposition.

Corporate Governance Expert

TL;DR: This Form 144 documents a routine insider disposal following grant vesting, with required certifications included.

The filing contains required elements: acquisition date, nature of acquisition (performance stock units), broker details, and the seller's representation regarding material nonpublic information. There is no indication of Rule 10b5-1 plan reliance or other governance red flags in the disclosed fields. Procedurally complete for a single, modest sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1570	279883.90	572423088	08/20/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/04/2025	Performance Stock Units	Issuer			1570	02/04/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did ICE report on this Form 144?

The filing reports a proposed sale of 1,570 common shares of ICE through Morgan Stanley Smith Barney with aggregate value $279,883.90 and planned sale date 08/20/2025.

How were the shares acquired?

The shares were acquired as Performance Stock Units from the issuer on 02/04/2025.

Were there other sales by the seller in the prior three months?

The filing states Nothing to Report for securities sold during the past three months.

Which broker is handling the proposed sale?

The broker named is Morgan Stanley Smith Barney LLC Executive Financial Services located at 1 New York Plaza, New York, NY.

Does the filing indicate undisclosed material information?

The reporting person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.