Intercontinental Exchange (NYSE: ICE) officer plans sale of stock from vested awards

Rhea-AI Filing Summary

Intercontinental Exchange, Inc. (ICE) is the issuer of common stock for which officer Warren Gardiner has filed a notice of proposed sale under Rule 144. The notice covers up to 2,491 shares of ICE common stock to be sold through Morgan Stanley Smith Barney LLC on the NYSE.

The shares were acquired from the issuer upon vesting of performance stock units granted to Gardiner, with vesting occurring during the period from February 3, 2026 through February 15, 2026. The filing lists an aggregate market value of approximately $389,044.38 for the shares and cites 561,394,487 ICE common shares outstanding.

Key Figures

Shares to be sold: 2,491 shares Aggregate market value: $389,044.38 Shares outstanding: 561,394,487 shares +3 more

6 metrics

Shares to be sold 2,491 shares ICE common stock covered by the Rule 144 notice

Aggregate market value $389,044.38 Market value stated for the 2,491 ICE shares in the notice

Shares outstanding 561,394,487 shares ICE common shares outstanding cited in the Form 144

Vesting period start 02/03/2026 Start of period when performance stock units vested

Vesting period end 02/15/2026 End of period when performance stock units vested

Date of notice 08/19/2026 Date associated with the Form 144 notice

Key Terms

Rule 144, performance stock units, aggregate market value, Executive Financial Services

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

performance stock units financial

"The securities to be sold were acquired upon the vesting of performance stock units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

aggregate market value financial

"2491 | 389044.38 | 561394487 | 08/19/2026 | NYSE"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

What does the Form 144 filing for ICE by Warren Gardiner disclose?

The Form 144 filing discloses that Warren Gardiner plans a Rule 144 sale of up to 2,491 ICE common shares. These shares were acquired upon vesting of performance stock units during February 3–15, 2026 and may be sold through Morgan Stanley Smith Barney LLC.

How many Intercontinental Exchange (ICE) shares are covered by this Form 144?

The notice covers up to 2,491 shares of ICE common stock. The filing also states that total ICE common shares outstanding are 561,394,487, providing context for the relative size of the proposed sale.

At what market value are the ICE shares in this Form 144 filing listed?

The Form 144 lists an aggregate market value of approximately $389,044.38 for the 2,491 ICE shares. This value reflects the market pricing used for the notice and does not by itself state the actual eventual sale proceeds.

How did Warren Gardiner obtain the ICE shares referenced in the Form 144?

The shares were acquired upon the vesting of performance stock units granted by Intercontinental Exchange, Inc. Vesting occurred during the period from February 3, 2026 through February 15, 2026, as described in the remarks section of the notice.

Through which broker and market may the ICE shares in this Form 144 be sold?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the broker for the potential sale. It specifies that the ICE common shares may be sold on the NYSE, which is listed as the trading market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 04:27 PM Accepted by SEC EDGAR 08/19/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001855007
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INTERCONTINENTAL EXCHANGE, INC.
SEC File Number	001-36198
Address of Issuer	5660 New Northside Drive Atlanta GEORGIA 30328
Phone	7708574700
Name of Person for Whose Account the Securities are To Be Sold	WARREN GARDINER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2491	389044.38	561394487	08/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/03/2026	Performance Stock Units	Issuer			2491	02/03/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of performance stock units during the period of 2/3/2026 through 2/15/2026.
Date of Notice	08/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Warren Gardiner
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)