STOCK TITAN
  1. Home
  2. Sec-filings
  3. ICE
  4. [Form 3] Intercontinental Exchange, Inc. Initial Statement of Beneficial Ownership

Intercontinental Exchange (ICE) Director Files Form 3 for 56 Restricted Stock Units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Jonathan Hopkin Hill, a director of Intercontinental Exchange, Inc. (ICE), reported ownership of 56 shares of common stock on Form 3 dated 09/18/2025. The filing states these represent restricted stock units awarded May 16, 2025 for service on ICE Endex Markets B.V.'s board that vest one year after the award and may be settled only by delivery of ICE common stock. The Form 3 was signed by Octavia N. Spencer as attorney-in-fact on 09/24/2025.

Positive

  • Timely disclosure of initial beneficial ownership via Form 3 complying with Section 16 requirements
  • Director compensation was granted as restricted stock units that align incentives by settling in issuer common stock upon vesting

Negative

  • Small economic stake reported (56 shares), which is not likely material to ownership or influence

Insights

TL;DR: Small director equity grant disclosed; limited market impact.

The Form 3 reports a director-level compensation award recorded as 56 restricted stock units that will convert into common shares upon vesting. From an equity perspective this is a routine disclosure of non-derivative holdings tied to board service and does not indicate any material change to ICE's capital structure or insider ownership concentration. The position size is minimal relative to a large-cap issuer.

TL;DR: Governance disclosure meets Section 16 requirements; timing and form are standard.

The filing documents timely reporting of a director compensation award granted for service on a subsidiary board and filed on a Form 3 as required for initial beneficial ownership. The award's one-year vesting and settlement in shares are typical governance practices aligning director incentives with shareholder interests. No red flags or exceptional governance events are disclosed.

Insider Hill Jonathan Hopkin
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 56 shares (Direct)
Footnotes (1)
  1. [object Object]
Understanding Insider Trading Forms →
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hill Jonathan Hopkin
(Last) (First) (Middle)
5660 NEW NORTHSIDE DRIVE
(Street)
ATLANTA GA 30328
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025 		3. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 56(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units awarded on May 16, 2025 as compensation for service on the board of Issuer's subsidiary, ICE Endex Markets B.V. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
/s/ Octavia N. Spencer, Attorney-in-fact 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Jonathan Hopkin Hill report on Form 3 for ICE?

The filing reports beneficial ownership of 56 shares of ICE common stock representing restricted stock units awarded May 16, 2025.

When do the restricted stock units vest and how are they settled?

The restricted stock units vest on the one-year anniversary of the May 16, 2025 award and may be settled only by delivery of ICE common stock.

What is the reporting date and who signed the Form 3 for ICE?

The event date is 09/18/2025 and the Form 3 was signed by Octavia N. Spencer, attorney-in-fact on 09/24/2025.

Does the Form 3 indicate any derivative securities or other holdings?

No. The filing lists only non-derivative common stock holdings (56 shares) and provides the RSU explanation; no derivative securities are disclosed.