STOCK TITAN

Intercontinental Exchange (ICE) director gets 1,538 restricted stock units grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Intercontinental Exchange director Mark F. Mulhern reported an equity award from the company. He received 1,538 restricted stock units of common stock on May 18, 2026, characterized as a grant or award with no cash price per share.

The restricted stock units vest on the one-year anniversary of the grant date and will be settled in Intercontinental Exchange common stock. After this award, Mulhern beneficially owns an aggregate 12,008 shares, consisting of 10,470 common shares, 1,538 restricted stock units and 3 shares acquired through dividend reinvestment transactions.

Positive

  • None.

Negative

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Insider Mulhern Mark F
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,538 $0.00 --
Holdings After Transaction: Common Stock — 12,008 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. The common stock number referred in Table 1 is an aggregate number and represents 10,470 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027. Amount of securities beneficially owned includes 3 shares acquired in dividend reinvestment transactions.
Restricted stock units granted 1,538 units Grant of restricted stock units on May 18, 2026
Total shares beneficially owned 12,008 shares Holdings after the reported transaction
Common shares component 10,470 shares Portion of total beneficial ownership that is common stock
Dividend reinvestment shares 3 shares Shares acquired in dividend reinvestment transactions
Transaction price per share $0.0000 Grant or award acquisition, not open-market purchase
restricted stock units financial
"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficially owned financial
"Amount of securities beneficially owned includes 3 shares acquired in dividend reinvestment transactions."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
dividend reinvestment transactions financial
"includes 3 shares acquired in dividend reinvestment transactions."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mulhern Mark F

(Last)(First)(Middle)
5660 NEW NORTHSIDE DRIVE

(Street)
ATLANTA GEORGIA 30328

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A1,538(1)A$012,008(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
2. The common stock number referred in Table 1 is an aggregate number and represents 10,470 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
3. Amount of securities beneficially owned includes 3 shares acquired in dividend reinvestment transactions.
/s/ Octavia N. Spencer, Attorney-in-fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ICE director Mark F. Mulhern report on this Form 4?

Mark F. Mulhern reported an acquisition of 1,538 restricted stock units of Intercontinental Exchange common stock. The award was coded as a grant or other acquisition and carries no cash price per share, reflecting equity-based compensation rather than an open-market purchase.

How many Intercontinental Exchange (ICE) shares does Mark F. Mulhern now beneficially own?

After the reported award, Mulhern beneficially owns 12,008 Intercontinental Exchange shares. This aggregate includes 10,470 shares of common stock, 1,538 restricted stock units tied to this grant, and 3 additional shares that were acquired through dividend reinvestment transactions.

What are the vesting terms of the 1,538 restricted stock units granted to ICE director Mulhern?

The 1,538 restricted stock units vest on the one-year anniversary of the grant date. The filing states that these units may be settled only by delivery of shares of Intercontinental Exchange common stock, providing future share delivery rather than immediate unrestricted ownership.

Does the Form 4 for ICE indicate an open-market buy or sell by Mark F. Mulhern?

The Form 4 shows an acquisition coded as a grant or award, not an open-market trade. The transaction price per share is listed as 0.0000, confirming this is equity compensation rather than a discretionary market purchase or sale of Intercontinental Exchange stock.

How are dividend reinvestment shares reflected in Mark F. Mulhern’s ICE holdings?

Mulhern’s beneficial ownership includes 3 shares acquired through dividend reinvestment transactions. The filing footnote explains that these dividend reinvestment shares are counted within the total 12,008 shares beneficially owned, alongside common stock and restricted stock units.