ICE (NYSE: ICE) director granted 1,538 restricted stock units in equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Farooqui Duriya M reported acquisition or exercise transactions in this Form 4 filing.

Intercontinental Exchange, Inc. director Duriya M. Farooqui reported receiving an equity award in the form of 1,538 restricted stock units of common stock on May 18, 2026. These units vest on the one-year anniversary of the grant date, May 18, 2027, and are settled in ICE common shares.

After this award, Farooqui’s reported direct position in Table 1 totals 15,837 common stock equivalents, consisting of 14,299 shares of common stock and 1,538 restricted stock units. The transaction is coded as a grant or award, not an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Farooqui Duriya M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,538	$0.00	--

Holdings After Transaction: Common Stock — 15,837 shares (Direct, null)

Footnotes (1)

Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. The common stock number referred in Table 1 is an aggregate number and represents 14,299 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.

Key Figures

Restricted stock units granted: 1,538 units Total holdings after transaction: 15,837 common stock equivalents Common shares held: 14,299 shares +2 more

5 metrics

Restricted stock units granted 1,538 units Grant of ICE common stock RSUs on May 18, 2026

Total holdings after transaction 15,837 common stock equivalents Direct position reported following RSU grant

Common shares held 14,299 shares Portion of total direct holdings excluding RSUs

RSU vesting date May 18, 2027 One-year anniversary of May 18, 2026 grant date

Reported price per RSU $0.0000 per unit Compensation-related award, not market purchase

Key Terms

restricted stock units, grant, award, or other acquisition, par value $0.01 per share, Form 4

4 terms

restricted stock units financial

"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/20/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Farooqui Duriya M

(Last)

(First)

(Middle)

5660 NEW NORTHSIDE DRIVE

(Street)

ATLANTA

GEORGIA

30328

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/18/2026		A		1,538⁽¹⁾	A	$0	15,837⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

2. The common stock number referred in Table 1 is an aggregate number and represents 14,299 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.

	/s/ Octavia N. Spencer, Attorney-in-fact	05/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ICE director Duriya M. Farooqui report on this Form 4 for ICE?

Director Duriya M. Farooqui reported receiving a grant of 1,538 restricted stock units of Intercontinental Exchange common stock. The award is compensation-related, carries no purchase price, and is scheduled to vest after one year, settling in ICE common shares.

How many Intercontinental Exchange (ICE) shares does Duriya M. Farooqui hold after this grant?

Following the grant, the Form 4 reports a total direct position of 15,837 common stock equivalents. This consists of 14,299 shares of ICE common stock plus 1,538 restricted stock units that will convert into shares when they vest after one year.

When do Duriya M. Farooqui’s new ICE restricted stock units vest?

The 1,538 restricted stock units vest on the one-year anniversary of the May 18, 2026 grant date, which is May 18, 2027. Upon vesting, they may be settled solely in shares of Intercontinental Exchange’s common stock, according to the filing footnotes.

Was this ICE Form 4 transaction a market purchase or sale of shares?

No, the transaction is coded as an “A” for grant, award, or other acquisition of securities. It reflects a compensation-related award of 1,538 restricted stock units, with a stated price per unit of $0.0000, rather than an open-market buy or sell transaction.

What type of security did Duriya M. Farooqui receive from ICE in this award?

The award consists of restricted stock units tied to Intercontinental Exchange common stock. These units do not involve cash payment and will be settled only by delivery of ICE common shares after they vest on May 18, 2027, according to the Form 4 footnotes.