STOCK TITAN

Intercontinental Exchange (ICE) director receives 1,538 restricted stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NOONAN THOMAS E reported acquisition or exercise transactions in this Form 4 filing.

Intercontinental Exchange director Thomas E. Noonan received a grant of 1,538 restricted stock units of common stock. The award was made at no cash cost to him and is structured as equity compensation rather than an open-market purchase.

The restricted stock units vest on the one-year anniversary of the grant date and will be settled solely in shares of Intercontinental Exchange common stock. After this grant, Noonan’s aggregate direct interest reported in Table 1 is 22,967 units, consisting of 21,429 shares of common stock and 1,538 restricted stock units that are subject to vesting.

Positive

  • None.

Negative

  • None.
Insider NOONAN THOMAS E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,538 $0.00 --
Holdings After Transaction: Common Stock — 22,967 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. The common stock number referred in Table 1 is an aggregate number and represents 21,429 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
Restricted stock units granted 1,538 units Equity award to director on May 18, 2026
Grant price per unit $0.00 per unit Compensation grant, not open-market purchase
Total holdings after transaction 22,967 units Aggregate direct interest after award
Common shares within total 21,429 shares Portion of aggregate direct interest in common stock
Restricted stock units within total 1,538 units Unvested RSUs included in aggregate interest
Vesting date for RSUs May 18, 2027 One-year anniversary of grant date
restricted stock units financial
"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vests on the one-year anniversary financial
"This award of restricted stock units vests on the one-year anniversary of the award date"
settled only by delivery of shares financial
"may be settled only by delivery of shares of the Issuer's common stock"
aggregate number financial
"The common stock number referred in Table 1 is an aggregate number"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NOONAN THOMAS E

(Last)(First)(Middle)
5660 NEW NORTHSIDE DRIVE

(Street)
ATLANTA GEORGIA 30328

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A1,538(1)A$022,967(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
2. The common stock number referred in Table 1 is an aggregate number and represents 21,429 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
/s/ Octavia N. Spencer, Attorney-in-fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ICE director Thomas E. Noonan report on this Form 4?

Thomas E. Noonan reported receiving 1,538 restricted stock units of Intercontinental Exchange common stock as an equity award. These units were granted at no cash cost and represent compensation, not an open-market purchase or sale of existing shares.

When do Thomas E. Noonan’s 1,538 ICE restricted stock units vest?

The 1,538 restricted stock units granted to Thomas E. Noonan vest on the one-year anniversary of the grant date. The footnotes specify the units will vest on May 18, 2027, after which they may be settled in Intercontinental Exchange common shares.

How many ICE shares and restricted stock units does Thomas E. Noonan hold after this grant?

Following the grant, Thomas E. Noonan’s aggregate direct interest reported is 22,967 units. This total consists of 21,429 shares of Intercontinental Exchange common stock and 1,538 restricted stock units that remain subject to one-year vesting conditions.

Is Thomas E. Noonan’s ICE Form 4 transaction a market purchase or sale?

No, the Form 4 reflects a compensation-related award, not a market trade. The transaction is coded as an acquisition by grant or award, with 1,538 restricted stock units received at a price of $0.00 per share rather than through open-market buying or selling.

How will Thomas E. Noonan’s ICE restricted stock units be settled after vesting?

The restricted stock units may be settled only by delivering Intercontinental Exchange common stock. Once the 1,538 units vest on the one-year anniversary of the grant date, Noonan will receive an equivalent number of ICE common shares, according to the footnote disclosures.