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ICE (NYSE: ICE) director Shantella Cooper receives 1,538 restricted stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cooper Shantella E. reported acquisition or exercise transactions in this Form 4 filing.

Intercontinental Exchange, Inc. director Shantella E. Cooper received an equity award of 1,538 restricted stock units of common stock. The award was granted at no cash cost and will vest on May 18, 2027, one year after the grant date, and be settled in ICE common shares. After this grant, Cooper’s aggregate direct position reported in the filing is 11,894 units, consisting of 10,356 shares of common stock and 1,538 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Cooper Shantella E.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,538 $0.00 --
Holdings After Transaction: Common Stock — 11,894 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. The common stock number referred in Table 1 is an aggregate number and represents 10,356 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
RSU grant size 1,538 restricted stock units Grant of ICE common stock units to director Shantella E. Cooper
Grant price $0.0000 per unit Reported transaction price per restricted stock unit
Holdings after transaction 11,894 units Aggregate direct position after grant (shares plus RSUs)
Common shares within total 10,356 shares Portion of aggregate representing ICE common stock
RSUs within total 1,538 restricted stock units Portion of aggregate representing newly granted RSUs
Vesting date May 18, 2027 One-year anniversary of the grant date when RSUs vest
restricted stock units financial
"Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
par value $0.01 per share financial
"may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share"
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cooper Shantella E.
(Last)(First)(Middle)
5660 NEW NORTHSIDE DRIVE
(Street)
ATLANTA GEORGIA 30328
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Intercontinental Exchange, Inc. [ ICE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A1,538(1)A$011,894(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.
2. The common stock number referred in Table 1 is an aggregate number and represents 10,356 shares of common stock and 1,538 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2027.
/s/ Octavia N. Spencer, Attorney-in-fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ICE director Shantella Cooper report on this Form 4?

Director Shantella E. Cooper reported receiving 1,538 restricted stock units of Intercontinental Exchange common stock. The units were granted at no cash cost and represent an equity-based award that increases her total reported direct holdings to 11,894 units, including existing shares.

When do Shantella Cooper’s newly granted ICE restricted stock units vest?

The 1,538 restricted stock units granted to Shantella E. Cooper vest on May 18, 2027. The award is described as vesting on the one-year anniversary of the grant date and will be settled only in Intercontinental Exchange common stock when the vesting condition is met.

How many Intercontinental Exchange shares and units does Shantella Cooper hold after this grant?

Following the grant, the filing reports an aggregate direct position of 11,894 units for Shantella E. Cooper. This total consists of 10,356 shares of Intercontinental Exchange common stock and 1,538 restricted stock units that are scheduled to vest on May 18, 2027.

Was Shantella Cooper’s ICE equity award a market purchase or a compensation grant?

The Form 4 classifies the transaction under code “A,” a grant, award, or other acquisition. The 1,538 restricted stock units were granted at a reported price of $0.0000 per unit, indicating a compensation-related equity award rather than an open-market stock purchase transaction.

How will Shantella Cooper’s Intercontinental Exchange restricted stock units be settled?

The filing explains that the restricted stock units may be settled only by delivering shares of Intercontinental Exchange common stock. Once they vest on May 18, 2027, the company will deliver common shares with a par value of $0.01 per share corresponding to the vested units.