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Intercontinental Exchange Inc SEC Filings

ICE NYSE

Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The SEC filings for Intercontinental Exchange, Inc. (NYSE: ICE) provide detailed insight into how this Fortune 500 operator of exchanges, data platforms, and mortgage technology manages its capital structure, governance, and regulatory obligations. As a Delaware corporation with common stock registered on the New York Stock Exchange, ICE files periodic and current reports that document material events affecting the company.

On this page, investors can review Form 10-K and 10-Q filings for comprehensive financial statements and management discussion, along with Form 8-K current reports covering topics such as public offerings of senior notes, quarterly financial results announcements, amendments to the certificate of incorporation related to exchange and swap execution facility regulation, and changes in board composition and director compensation. These filings explain, for example, how ICE issues debt securities under automatic shelf registration statements and how it updates its corporate charter to address regulatory requirements.

Filings also describe the registration of ICE’s common stock on the New York Stock Exchange and NYSE Texas, Inc., and outline the governance framework under which its exchanges and clearing houses operate. For users tracking ownership and compensation matters, proxy materials and related disclosures complement the information in current reports.

Stock Titan enhances access to these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of new 8-Ks, quarterly 10-Qs, and annual 10-Ks. Real-time updates from EDGAR, combined with tools to surface relevant items such as debt offerings, charter amendments, and governance changes, allow investors to follow how Intercontinental Exchange’s regulatory disclosures evolve over time.

Rhea-AI Summary

Intercontinental Exchange (ICE) reported a planned insider sale of common stock under Form 144. The filing covers up to 1,572 common shares, to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $241,537.80. These shares were acquired from the issuer on 02/04/2025 as Performance Stock Units, and the approximate sale date indicated is 11/20/2025. ICE had 570,178,585 shares outstanding, providing context for the size of the planned sale.

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Rhea-AI Summary

Intercontinental Exchange (ICE) insider has filed a Form 144 to sell 150,000 shares of common stock. The planned sale is to be executed through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $22,917,000.00 for the shares listed in the notice.

The filing states that 570,178,585 shares of the issuer’s stock were outstanding, providing context for the size of the proposed sale. The shares to be sold are described as founder shares, acquired from the issuer on 11/16/2005, in the same 150,000-share amount. The seller also represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

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Rhea-AI Summary

Intercontinental Exchange, Inc. completed a public offering of $600,000,000 aggregate principal amount of 3.950% Senior Notes due 2028 and $650,000,000 aggregate principal amount of 4.200% Senior Notes due 2031. ICE received approximately $1.236 billion in net proceeds, after underwriting discounts and before expenses, from the sale of these notes. ICE intends to use the net proceeds, together with cash on hand or other immediately available funds, to fund the repayment at maturity of its 3.75% Senior Notes due December 1, 2025. The notes were issued under ICE’s existing indenture and sold pursuant to its automatic shelf registration statement and a related prospectus supplement.

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Rhea-AI Summary

Intercontinental Exchange (ICE) disclosed an insider transaction by its General Counsel. On 11/11/2025, the officer sold 2,081 shares of common stock at $151 per share under a Rule 10b5-1 trading plan that became effective on November 20, 2024.

Following the sale, beneficial ownership is 44,212 shares, comprising 35,318 common shares, 3,141 unvested RSUs, and 5,753 unvested PSUs. RSUs and PSUs vest over three years in equal annual installments. PSU outcomes tied to total shareholder return and EBITDA will be determined between February 2026–February 2028, while certain deal incentive awards are scheduled for determination between December 2026–December 2028, subject to additional conditions.

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Rhea-AI Summary

A holder filed a Form 144 to sell ICE common stock. The notice covers a proposed sale of 3,851 shares with an aggregate market value of $575,724.50 through Morgan Stanley Smith Barney LLC, with an approximate sale date of 11/11/2025 on the NYSE.

The shares to be sold were acquired as follows: 1,770 shares on 11/11/2025 via exercise of stock options for cash, and 2,081 shares on 02/12/2024 via performance stock units. Shares outstanding were 570,178,585.

The filing also notes prior activity under a 10b5-1 sales plan for Andrew Surdykowski: 3,850 shares sold on 08/26/2025 for gross proceeds of $686,570.50.

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Rhea-AI Summary

Intercontinental Exchange, Inc. (ICE) is offering $600,000,000 of 3.950% Senior Notes due 2028 and $650,000,000 of 4.200% Senior Notes due 2031. The 2028 notes mature on December 1, 2028, and the 2031 notes mature on March 15, 2031. Interest accrues from November 17, 2025 and is payable semi‑annually starting June 1, 2026 (2028 notes) and March 15, 2026 (2031 notes). The notes are general unsecured obligations ranking equally with ICE’s other unsubordinated debt and will not be listed on any exchange.

The public offering prices are 99.577% (2028) and 99.219% (2031), with underwriting discounts of 0.350% and 0.600%, respectively. Estimated net proceeds are about $1.236 billion. ICE intends to use the proceeds, together with cash on hand or other funds, to repay at maturity its 3.75% Senior Notes due December 1, 2025, of which $1.25 billion is outstanding. Each series is redeemable at ICE’s option, including at par starting one month before maturity (Par Call Dates: November 1, 2028 for the 2028 notes; February 15, 2031 for the 2031 notes). Active trading markets for the notes may not develop.

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Rhea-AI Summary

Intercontinental Exchange, Inc. (ICE) plans a primary offering of senior unsecured notes via a prospectus supplement under its shelf registration. The company will issue two series of fixed-rate notes with semi-annual interest and maturities in future years, and may redeem either series before maturity at the prices described.

ICE expects to use the net proceeds to repay its 3.75% Senior Notes due December 1, 2025, of which $1.25 billion aggregate principal is outstanding, with any remainder to repay a portion of commercial paper and for general corporate purposes. The new notes will be general unsecured obligations ranking equally with ICE’s existing unsecured debt and structurally junior to subsidiary liabilities. The notes will not be listed on any exchange, and there is no assurance an active trading market will develop. Key risks highlighted include the absence of financial covenants, potential secured debt ahead of the notes, redemption prior to maturity, and market-liquidity considerations.

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Rhea-AI Summary

Intercontinental Exchange (ICE) reported solid year‑to‑date growth while delivering stronger profitability in the quarter. For the nine months ended September 30, 2025, total revenues reached $9,498 million (up from $8,731 million), led by Exchanges $6,118 million, Fixed Income and Data Services $1,811 million, and Mortgage Technology $1,569 million. Operating income rose to $3,692 million and net income attributable to ICE increased to $2,464 million, driving diluted EPS of $4.28 versus $3.57 a year ago.

In Q3 2025, revenues were $3,007 million, with revenues less transaction-based expenses of $2,411 million and diluted EPS of $1.42 (up from $1.14). Segment data show steady subscription and over‑time revenue: Exchanges contributed $1,265 million of revenue less transaction costs, Fixed Income and Data Services $618 million, and Mortgage Technology $528 million. Operating cash flow for the nine months was $3,387 million, supporting dividends and $894 million of share repurchases.

ICE ended the period with cash and equivalents of $850 million, total debt of $19,033 million, and access to a $3.9 billion revolving credit facility (no outstanding borrowings). Shares outstanding were 570,178,585 as of October 27, 2025.

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Rhea-AI Summary

Intercontinental Exchange, Inc. (ICE) furnished an 8‑K announcing financial results for the fiscal quarter ended September 30, 2025. The company attached a press release as Exhibit 99.1 and noted that the information is furnished under Item 2.02.

ICE referenced the use of non‑GAAP measures, with reconciliations to comparable GAAP figures provided in the press release and its Quarterly Report on Form 10‑Q for the quarter ended September 30, 2025.

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Rhea-AI Summary

Intercontinental Exchange, Inc. (ICE) Officer trades under a 10b5-1 plan on 10/08/2025. The reporting person, Chief Technology Officer Mayur Kapani, exercised an option to buy 5,345 shares at $57.31 and sold a total of 10,082 shares across multiple trades at prices ranging roughly from $156.83 to $162.03.

After these transactions the officer's beneficial ownership declined to 65,240 shares, which include vested and unvested RSUs and PSUs and 75 shares purchased under the employee stock purchase plan. The option exercised was fully vested and the sales were executed pursuant to a Rule 10b5-1 trading plan effective 06/06/2025.

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FAQ

How many Intercontinental Exchange (ICE) SEC filings are available on StockTitan?

StockTitan tracks 148 SEC filings for Intercontinental Exchange (ICE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Intercontinental Exchange (ICE)?

The most recent SEC filing for Intercontinental Exchange (ICE) was filed on November 20, 2025.