Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange, Inc.’s Chief Financial Officer, Gardiner Warren, reported routine equity compensation activity. On February 10, 2026, 739 shares of common stock were disposed of at $169.48 per share to cover tax withholding on previously granted restricted stock units vesting on that date.
On the same day, Warren acquired 6,826 restricted stock units at no cost as a new award that vests in three equal annual installments beginning on the first anniversary of the grant. Following these transactions, he directly beneficially owned 32,642 common stock-related interests, including shares, unvested RSUs, and performance-based RSUs subject to multi-year vesting and performance conditions.
Intercontinental Exchange SVP Douglas Foley reported equity compensation activity. On February 10, 2026, 268 shares of common stock were disposed of at $169.48 per share to cover tax withholding on previously granted restricted stock units.
On the same date, Foley acquired 2,275 restricted stock units at $0 under a new award that vests in equal installments over three years. After these transactions, he directly beneficially owned 28,934 shares and units in aggregate, including common stock, unvested RSUs, and performance-based RSUs.
Intercontinental Exchange, Inc. President, Fixed Income & Data Christopher Scott Edmonds reported two equity compensation-related transactions dated February 10, 2026. First, 749 shares of common stock were disposed of at $169.48 per share to cover tax withholding on previously granted restricted stock units.
Second, he acquired 5,915 restricted stock units granted on February 10, 2026, which vest over three years in equal annual installments. Following these transactions, an aggregate 28,625 equity-linked interests are reported, consisting of common shares, unvested restricted stock units, and performance-based restricted stock units subject to multi-year vesting and performance conditions.
A shareholder of ICE has filed a Form 144 notice to sell 12,861 shares of ICE common stock through Morgan Stanley Smith Barney on the NYSE. The shares have an aggregate market value of $2,179,682.28 based on the figures in the notice.
The securities were acquired on 02/10/2026 through a cash exercise of stock options from the issuer on the same date. ICE had 567,896,513 shares of common stock outstanding according to the filing.
A shareholder of ICE has filed a Form 144 notice to sell 12,861 shares of ICE common stock through Morgan Stanley Smith Barney on the NYSE. The shares have an aggregate market value of $2,179,682.28 based on the figures in the notice.
The securities were acquired on 02/10/2026 through a cash exercise of stock options from the issuer on the same date. ICE had 567,896,513 shares of common stock outstanding according to the filing.
A shareholder of ICE has filed a Form 144 notice to sell 12,861 shares of ICE common stock through Morgan Stanley Smith Barney on the NYSE. The shares have an aggregate market value of $2,179,682.28 based on the figures in the notice.
The securities were acquired on 02/10/2026 through a cash exercise of stock options from the issuer on the same date. ICE had 567,896,513 shares of common stock outstanding according to the filing.
Intercontinental Exchange, Inc. director Judith A. Sprieser reported multiple open‑market sales of common stock on February 5, 2026, totaling 4,722 shares. The trades were executed at prices generally between about $166 and $174 per share and are coded as open‑market sales.
All transactions were carried out under a pre‑arranged Rule 10b5‑1 trading plan that was approved and became effective as of June 5, 2025. After these sales, Sprieser beneficially owns 9,747 ICE shares, which the filing explains include 8,273 shares of common stock and 1,474 restricted stock units. The restricted stock units are scheduled to vest on May 16, 2026.
Intercontinental Exchange Chief Technology Officer Mayur Kapani reported equity compensation activity linked to performance-based awards. On February 3, 2026, he acquired 12,482 shares of common stock at $0 per share, issued upon vesting of three-year total shareholder return performance stock units granted in February 2023.
On the same date, 5,566 shares were withheld at $173.18 per share to cover tax withholding on the vested units. After these transactions, he directly beneficially owned 72,225 common shares, which include shares, unvested restricted stock units, and performance-based units whose performance conditions have been satisfied.
Intercontinental Exchange Chief Technology Officer Mayur Kapani reported equity compensation activity linked to performance-based awards. On February 3, 2026, he acquired 12,482 shares of common stock at $0 per share, issued upon vesting of three-year total shareholder return performance stock units granted in February 2023.
On the same date, 5,566 shares were withheld at $173.18 per share to cover tax withholding on the vested units. After these transactions, he directly beneficially owned 72,225 common shares, which include shares, unvested restricted stock units, and performance-based units whose performance conditions have been satisfied.
Intercontinental Exchange, Inc. CEO Jeffrey C. Sprecher reported equity compensation activity in company stock. He received 92,846 shares of common stock at $0 on February 3, 2026, issued upon vesting of three-year performance-based restricted stock units tied to total shareholder return from 2023–2025 versus the S&P 500.
On the same date, 41,952 shares were withheld at $173.18 per share to cover tax obligations on the vested award. After these transactions, he directly owned 1,167,953 shares, including shares and time- and performance-based restricted stock units. He also indirectly held 1,801,705 shares through CPEX and 81,570 shares held by his spouse, for which he disclaims beneficial ownership.
Intercontinental Exchange, Inc. CEO Jeffrey C. Sprecher reported equity compensation activity in company stock. He received 92,846 shares of common stock at $0 on February 3, 2026, issued upon vesting of three-year performance-based restricted stock units tied to total shareholder return from 2023–2025 versus the S&P 500.
On the same date, 41,952 shares were withheld at $173.18 per share to cover tax obligations on the vested award. After these transactions, he directly owned 1,167,953 shares, including shares and time- and performance-based restricted stock units. He also indirectly held 1,801,705 shares through CPEX and 81,570 shares held by his spouse, for which he disclaims beneficial ownership.
Intercontinental Exchange, Inc. Chief Operating Officer Stuart Glen Williams reported equity award activity in company common stock. On February 3, 2026, he acquired 9,362 shares at $0 upon vesting of three-year total shareholder return performance-based restricted stock units granted on February 3, 2023, tied to ICE’s stock performance versus the S&P 500 from January 1, 2023 through December 31, 2025. On the same date, 4,170 shares were withheld at $173.18 per share to cover tax withholding obligations. After these transactions, he beneficially owned 21,884 common shares and equity awards, including 12,541 shares of common stock, 3,590 unvested restricted stock units and 5,753 performance-based restricted stock units that vest over three years in equal annual installments.
Intercontinental Exchange, Inc. Chief Operating Officer Stuart Glen Williams reported equity award activity in company common stock. On February 3, 2026, he acquired 9,362 shares at $0 upon vesting of three-year total shareholder return performance-based restricted stock units granted on February 3, 2023, tied to ICE’s stock performance versus the S&P 500 from January 1, 2023 through December 31, 2025. On the same date, 4,170 shares were withheld at $173.18 per share to cover tax withholding obligations. After these transactions, he beneficially owned 21,884 common shares and equity awards, including 12,541 shares of common stock, 3,590 unvested restricted stock units and 5,753 performance-based restricted stock units that vest over three years in equal annual installments.
Intercontinental Exchange General Counsel Andrew J. Surdykowski reported equity compensation activity. On February 3, 2026, he received 9,362 shares of common stock at $0 per share from the vesting of three-year total shareholder return performance-based restricted stock units granted on February 3, 2023. On the same date, 4,192 shares were withheld at $173.18 per share to cover tax withholding obligations, leaving him with 49,450 shares beneficially owned. This total reflects 40,556 shares of common stock, 3,141 unvested restricted stock units, and 5,753 performance-based restricted stock units whose performance conditions have been satisfied, all vesting over three years. The filing notes additional TSR and EBITDA performance-based awards for 2024 and 2025, and Deal Incentive Awards, with payouts to be determined between December 2026 and February 2028.
Intercontinental Exchange General Counsel Andrew J. Surdykowski reported equity compensation activity. On February 3, 2026, he received 9,362 shares of common stock at $0 per share from the vesting of three-year total shareholder return performance-based restricted stock units granted on February 3, 2023. On the same date, 4,192 shares were withheld at $173.18 per share to cover tax withholding obligations, leaving him with 49,450 shares beneficially owned. This total reflects 40,556 shares of common stock, 3,141 unvested restricted stock units, and 5,753 performance-based restricted stock units whose performance conditions have been satisfied, all vesting over three years. The filing notes additional TSR and EBITDA performance-based awards for 2024 and 2025, and Deal Incentive Awards, with payouts to be determined between December 2026 and February 2028.
Intercontinental Exchange Chief Accounting Officer James W. Namkung reported equity compensation activity. On February 3, 2026, he received 3,744 shares of common stock at $0 upon vesting of three-year total shareholder return performance-based restricted stock units granted in 2023.
To cover tax withholding on this vesting, 1,170 shares were withheld at $173.18 per share. After these transactions, he beneficially owned 15,945 ICE shares, including common stock plus unvested restricted stock units and performance-based units that generally vest over a three-year period.
Intercontinental Exchange Chief Accounting Officer James W. Namkung reported equity compensation activity. On February 3, 2026, he received 3,744 shares of common stock at $0 upon vesting of three-year total shareholder return performance-based restricted stock units granted in 2023.
To cover tax withholding on this vesting, 1,170 shares were withheld at $173.18 per share. After these transactions, he beneficially owned 15,945 ICE shares, including common stock plus unvested restricted stock units and performance-based units that generally vest over a three-year period.