Intchains CFO discloses initial equity holdings
Form 3 discloses the Intchains Group CFO’s existing Class A share, RSU, and option holdings with no reported insider buying or selling.
Rhea-AI Filing Summary
Intchains Group Ltd (ICG) reported initial equity holdings for Chief Financial Officer Zhuo Yue as of September 1, 2026, with no new purchases or sales disclosed. The CFO directly holds 15,852 Class A ordinary shares, represented by American Depositary Shares, plus multiple unexpired restricted stock unit awards and stock options.
The reported RSU awards together cover underlying Class A ordinary shares in blocks of 1,638, 6,762, 14,984, and 40,240, each RSU representing a contingent right to receive two Class A ordinary shares that vest in four equal annual installments, subject to continued service and performance conditions. The CFO also holds options covering 6,250 underlying Class A ordinary shares, exercisable at US$8.00 per option for two Class A ordinary shares, vesting over four years from a June 1, 2023 commencement date and expiring on May 28, 2033.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Zhuo Yue (NMN)
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Unit F2, F3 | -- | -- | -- |
| holding | Restricted Stock Unit F2, F4 | -- | -- | -- |
| holding | Restricted Stock Unit F2, F5 | -- | -- | -- |
| holding | Restricted Stock Unit F2, F6 | -- | -- | -- |
| holding | Employee Stock Option (right to buy) F7 | -- | -- | -- |
| holding | Class A Ordinary Shares F1 | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 63,624 contracts (Direct);
Employee Stock Option (right to buy) — 6,250 contracts (Direct);
Class A Ordinary Shares — 15,852 shares (Direct)
Footnotes (7)
- F1. The Class A Ordinary Shares reported in Table I are represented by American Depositary Shares ("ADSs"), with each ADS representing two Class A Ordinary Shares of the Issuer.
- F2. For each Restricted Stock Unit ("RSU") award reported in Table II, the reported amount represents the number of Class A Ordinary Shares underlying the RSUs remaining outstanding under that award. Each RSU represents a contingent right to receive two Class A Ordinary Shares. The RSUs vest in four equal annual installments beginning on the first anniversary of the applicable vesting commencement date and on each of the next three anniversaries, subject to continued service and applicable performance conditions, and are settled upon vesting with no separate expiration date.
- F3. The award was granted on May 29, 2023, with a vesting commencement date of June 1, 2023.
- F4. The award was granted on June 1, 2024, with a vesting commencement date of June 1, 2024.
- F5. The award was granted on June 1, 2025, with a vesting commencement date of June 1, 2025.
- F6. The award was granted on July 1, 2026, with a vesting commencement date of June 1, 2026.
- F7. The reported amount represents the number of Class A Ordinary Shares underlying the options remaining outstanding under an award granted on May 29, 2023. Each option is exercisable at US$8.00 per option for two Class A Ordinary Shares. The options vest and become exercisable in four equal annual installments beginning on the first anniversary of June 1, 2023 vesting commencement date and on each of the next three anniversaries, subject to continued service and applicable performance conditions.
Key Figures
Class A Ordinary Shares held directly: 15,852 shares
RSU underlying shares block 1: 1,638 Class A Ordinary Shares
RSU underlying shares block 2: 6,762 Class A Ordinary Shares
+5 more
8 metrics
Class A Ordinary Shares held directly
15,852 shares
Direct holdings of the CFO as of September 1, 2026
RSU underlying shares block 1
1,638 Class A Ordinary Shares
Underlying shares remaining outstanding under one RSU award
RSU underlying shares block 2
6,762 Class A Ordinary Shares
Underlying shares remaining outstanding under a second RSU award
RSU underlying shares block 3
14,984 Class A Ordinary Shares
Underlying shares remaining outstanding under a third RSU award
RSU underlying shares block 4
40,240 Class A Ordinary Shares
Underlying shares remaining outstanding under a fourth RSU award
Employee stock options
6,250 underlying Class A Ordinary Shares
Options remaining outstanding, exercisable at US$8.00 per option
Option exercise price
US$8.00 per option
Each option exercisable for two Class A Ordinary Shares
Option expiration date
May 28, 2033
Expiration of stock options reported as outstanding
Key Terms
Restricted Stock Unit, American Depositary Shares, vesting commencement date, performance conditions, +1 more
5 terms
Restricted Stock Unit financial
"For each Restricted Stock Unit ("RSU") award reported in Table II"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vesting commencement date financial
"The award was granted on May 29, 2023, with a vesting commencement date of June 1, 2023"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
performance conditions financial
"subject to continued service and applicable performance conditions, and are settled upon vesting"
Employee Stock Option (right to buy) financial
"The reported amount represents the number of Class A Ordinary Shares underlying the options"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity holdings in ICG does the CFO Zhuo Yue report on this Form 3?
The CFO reports direct ownership of 15,852 Class A Ordinary Shares plus several outstanding RSU awards over 1,638, 6,762, 14,984 and 40,240 underlying Class A shares, and stock options over 6,250 underlying Class A shares.
What are the vesting terms of the ICG RSU awards held by the CFO?
Each RSU represents a contingent right to receive two Class A Ordinary Shares and vests in four equal annual installments starting on the first anniversary of its vesting commencement date and on each of the next three anniversaries, subject to continued service and performance conditions.
What are the key terms of the CFO’s stock options in ICG?
The CFO holds options over 6,250 underlying Class A Ordinary Shares, each option exercisable at US$8.00 per option for two Class A shares. These options vest in four equal annual installments beginning June 1, 2024 and expire on May 28, 2033.
What are the grant and vesting commencement dates for the ICG RSU awards?
The RSU awards were granted on May 29, 2023 (vesting start June 1, 2023), June 1, 2024 (start June 1, 2024), June 1, 2025 (start June 1, 2025), and July 1, 2026 (start June 1, 2026).
AI-generated analysis. How Rhea-AI works. Not financial advice.
