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IEH Corp (IEHC) CEO exercises 46,217 options and corrects share count

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

IEH Corp chairman, president and CEO Dave Offerman reported an amended Form 4 reflecting an options exercise and related share surrender. He exercised options for 46,217 shares of common stock at an exercise price of $6.00 per share and received the same number of common shares. Of these, 29,190 shares were surrendered to cover the exercise price, as described in the footnotes. Following these transactions, he directly owns 407,127 shares of common stock. The amendment corrects a prior post-transaction holding figure that was previously misstated by 100 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Offerman Dave

(Last) (First) (Middle)
140 58TH STREET
SUITE 8E

(Street)
BROOKLYN NY 11220

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IEH Corp [ IEHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
COB, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01per share 06/30/2025 M 46,217 D $6 436,317 D
Common Stock, par value $0.01 per share 06/30/2025 F 29,190(1) D $9.5 407,127(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to purchase common stock, par value $0.01 per share $6 06/30/2025 M 46,217 07/01/2015 07/01/2025 Common stock, par value $0.01 per share 46,217 $0 250,000 D
Explanation of Responses:
1. Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4.
2. In the original filing of this Form 4 filed on July 1 ,2025, the number of Securities beneficially owned following the reported transaction was incorrectly stated as 407,027 shares. The correct number should have been 407,127 shares of common stock.
/s/Steven L. Glauberman, as attorney-in-fact for David Offerman 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did IEHC CEO Dave Offerman report on this Form 4/A?

Dave Offerman reported exercising options for 46,217 IEH Corp common shares at an exercise price of $6.00 per share. The filing shows he converted derivative options into common stock and then surrendered part of those shares to cover the exercise price.

How many IEHC shares did the CEO surrender in connection with the option exercise?

The CEO surrendered 29,190 shares of IEH Corp common stock in connection with the option exercise. A footnote explains these shares were delivered to satisfy the exercise price for the options exercised, rather than representing an open-market sale of stock.

What are Dave Offerman’s IEHC holdings after the reported transactions?

After the reported transactions, Dave Offerman directly holds 407,127 shares of IEH Corp common stock. This post-transaction ownership figure reflects the net result of the option exercise and related share surrender and is presented as the corrected balance in the amended filing.

Why was this IEHC Form 4 filing amended (Form 4/A)?

The filing was amended because the original Form 4 misstated the number of shares beneficially owned after the transactions. It previously showed 407,027 shares, and the amendment corrects this to 407,127 shares of IEH Corp common stock following the exercise and surrender.

Does the IEHC CEO’s Form 4/A show an open-market sale of shares?

The Form 4/A does not show an open-market sale of shares. Instead, it reports an option exercise and a disposition coded “F,” where 29,190 shares were surrendered to pay the option exercise price or related obligations, as clarified in the footnote to the transaction.

What type of derivative security did the IEHC CEO exercise?

The CEO exercised options to purchase IEH Corp common stock with a $6.00 per share exercise price and a stated expiration date in 2025. The options covered 46,217 underlying common shares, which were converted into the same number of common shares in the reported transaction.
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