[Form 4] IES Holdings, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Matthew J. Simmes, President and CEO of IES Holdings (IESC), reported a sale of 4,000 shares of common stock on 08/07/2025 at a price shown as $339 per share. After the transaction he beneficially owns 101,504 shares held directly. The Form 4 discloses the insider sale while showing the CEO retains substantial direct ownership.

Positive

• Timely disclosure of insider transaction via Form 4, supporting transparency
• CEO retains 101,504 shares after the sale, indicating continued substantial direct ownership

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine insider sale by the CEO; notable for disclosure and remaining ownership level, but not clearly material to valuation.

The report shows a direct sale of 4,000 common shares by CEO Matthew J. Simmes with 101,504 shares retained after the transaction. This is a straightforward disclosure of insider activity rather than a corporate event—useful for monitoring insider behavior. The reported sale size is modest relative to retained holdings, suggesting limited immediate impact on equity capitalization.

Corporate Governance Expert

TL;DR: Filing reflects standard Section 16 disclosure; maintains transparency but does not indicate governance changes.

The Form 4 documents an officer-level insider disposition and affirms direct beneficial ownership remains concentrated with the CEO. The signature by an attorney-in-fact is a routine execution detail. There are no derivative transactions reported. From a governance perspective, the filing meets disclosure expectations without signaling leadership transition or structural governance events.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Simmes Matthew J

(Last) (First) (Middle)

13131 DAIRY ASHFORD ROAD

SUITE 500

(Street)

SUGAR LAND TX 77478

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
IES Holdings, Inc. [ IESC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2025		S		4,000	D	$339	101,504	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Mary K. Newman, Attorney-in-Fact	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did IES Holdings (IESC) report on this Form 4?

The Form 4 reports a sale of 4,000 shares of common stock by Matthew J. Simmes, listed on the form with a price shown as $339.

How many IESC shares does the reporting person own after the transaction?

After the reported transaction the reporting person beneficially owns 101,504 shares, held directly.

What is the reporting person's role at IES Holdings (IESC)?

The filing identifies the reporting person as an Officer with the title President and CEO.

Are any derivative securities reported in this Form 4 for IESC?

No. Table II shows no derivative securities acquired, disposed of, or beneficially owned in this filing.

Who signed the Form 4 filing for the reporting person?

The form is signed by Mary K. Newman, Attorney-in-Fact as indicated on the filing.