IES Holdings director Janzen acquires 79 shares

The director elected to receive shares in lieu of cash or phantom stock units for part of her retainer.

Rhea-AI Filing Summary

IES Holdings, Inc. (symbol: IESC) is the issuer of record for a Form 4 filing submitted to the SEC. IES Holdings, Inc. director Kelly Janzen acquired 79 shares of common stock on October 1, 2026, as a grant under the 2006 Equity Incentive Plan after electing shares instead of cash or phantom stock units for part of her retainer. Her reported direct holdings after the transaction were 605 shares. The holdings footnote states that IES Holdings executed a two-for-one stock split on August 21, 2026, with an August 14, 2026 record date, effected as a one-time special stock dividend.

Insider Trade Summary

Grant/Award: 79 shares

Grant/Award 1 txn

Insider Janzen Kelly

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	79	$0.00	$0.00

Holdings After Transaction: Common Stock — 605 shares (Direct)

Footnotes (2)

1. F1. Represents shares of common stock granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, upon Ms. Janzen electing to receive shares in lieu of cash or phantom stock units for that portion of her retainer.
2. F2. On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock.

Key Figures

Shares acquired: 79 shares Reported transaction price: $0.00 per share Direct holdings after transaction: 605 shares +1 more

4 metrics

Shares acquired 79 shares Grant reported October 1, 2026

Reported transaction price $0.00 per share Grant reported October 1, 2026

Direct holdings after transaction 605 shares Reported following the October 1, 2026 transaction

Stock split Two-for-one Executed August 21, 2026

Key Terms

phantom stock units, 2006 Equity Incentive Plan, two-for-one stock split, one-time special stock dividend

4 terms

phantom stock units financial

"shares in lieu of cash or phantom stock units"

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

2006 Equity Incentive Plan technical

"granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan"

two-for-one stock split technical

"executed a two-for-one stock split"

A two-for-one stock split doubles the number of a company's outstanding shares by giving shareholders two new shares for every one they own, while the total value of their holdings stays the same because the price per share is roughly halved. It matters to investors because it changes the share count and the per-share math used in valuations (like earnings per share) and can make individual shares more affordable and more liquid—like cutting each pizza slice in half so there are more, smaller slices but the same size pizza.

one-time special stock dividend financial

"in the form of a one-time special stock dividend"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did IESC director Kelly Janzen acquire?

Kelly Janzen acquired 79 shares of common stock on October 1, 2026, as a grant after electing shares instead of cash or phantom stock units for part of her retainer. Her reported direct holdings after the transaction were 605 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 12:19 PM Accepted by SEC EDGAR 10/02/2026 - 12:18 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Janzen Kelly

(Last) (First) (Middle)

13131 DAIRY ASHFORD ROAD

SUITE 500

(Street)

SUGAR LAND TEXAS 77478

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IES Holdings, Inc. [ IESC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	10/01/2026		A		79	A	$0	605(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, upon Ms. Janzen electing to receive shares in lieu of cash or phantom stock units for that portion of her retainer.

2. On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock.

Remarks:

	/s/ Mary K. Newman, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)