[144] i3 Verticals, Inc. SEC Filing

Rhea-AI Filing Summary

i3 Verticals, Inc. filed a Form 144 disclosing a proposed sale of 1,890 shares of common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $59,340.90. The sale is expected to be executed on or about 08/29/2025 on NASDAQ.

The filing shows the shares were acquired as restricted stock in two tranches of 945 shares each on 11/16/2023 and 11/16/2024. The issuer’s outstanding shares are reported as 32,265,204. The filer states there were no securities sold by the person in the past three months and includes the required attestation about absence of undisclosed material information.

Positive

• Planned sale clearly disclosed with broker, expected date, and aggregate market value
• Acquisition details provided showing restricted stock dates (11/16/2023 and 11/16/2024) and amounts (945 shares each)
• No sales in the past three months reported for the selling person

Negative

• None.

Insights

Securities Analyst

Routine insider notice of proposed sale; limited market impact given size relative to shares outstanding.

The Form 144 is a standard regulatory notice describing a planned sale of 1,890 restricted shares via a broker on NASDAQ with an aggregate market value of $59,340.90. The disclosure lists acquisition dates and nature (restricted stock) for two tranches and confirms no sales in the prior three months. Given the small volume versus 32.27 million shares outstanding, this filing appears procedural and unlikely to materially affect company valuation.

Corporate Governance Expert

Disclosure satisfies Rule 144 procedural requirements; includes required attestations and broker details.

The document provides the necessary seller representation about material information and identifies the broker and expected sale date. It documents that the shares originated from company-issued restricted stock awards. From a governance and compliance perspective, the filing appears complete for a Rule 144 notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1890	59340.90	32265204	08/29/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/16/2024	Restricted Stock	Issuer			945	11/16/2024	Not Applicable
Common	11/16/2023	Restricted Stock	Issuer			945	11/16/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does i3 Verticals (IIIV) disclose in this Form 144?

The filing discloses a proposed sale of 1,890 common shares via Morgan Stanley Smith Barney LLC with aggregate market value $59,340.90 expected on 08/29/2025.

How many shares were acquired and when were they granted?

The shares were acquired as restricted stock in two tranches of 945 shares on 11/16/2023 and 11/16/2024.

Are there any reported sales of the issuer's securities by the filer in the past three months?

The Form 144 states Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

On which exchange will the proposed sale occur and what is the issuer's shares outstanding?

The sale is expected on NASDAQ and the filing lists the number of shares outstanding as 32,265,204.

Who is the broker named in the filing for the proposed sale?

The broker named is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.