Welcome to our dedicated page for I3 Verticals SEC filings (Ticker: IIIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
i3 Verticals, Inc. filings document the public-company reporting record for a Nasdaq-listed public-sector software provider. Form 8-K reports furnish quarterly and annual operating results, financial condition information and Regulation FD supplemental presentations tied to continuing operations and recurring-revenue metrics.
The company’s proxy and annual meeting disclosures cover board elections, auditor ratification, executive compensation matters and stockholder voting for Class A and Class B common stock. Other filings and current reports address capital-structure actions such as Class A common stock repurchase programs, governance changes and material events affecting the company’s reporting obligations.
I3 VERTICALS INC‑CLASS A reports a Schedule 13G/A showing T. Rowe Price Investment Management, Inc. beneficially owns 705,316 shares, representing 3.2% of the class. The filing lists 696,329 shares with sole voting power and 705,316 shares with sole dispositive power. The filer includes a statement denying beneficial ownership of the securities.
i3 Verticals, Inc. held its 2026 Annual Meeting of Stockholders on March 3, 2026, with 28,382,815 shares of Class A and Class B common stock present or represented by proxy, representing approximately 91.6% of shares outstanding as of the January 2, 2026 record date.
Stockholders elected eight directors to one-year terms, including Gregory Daily, Clay Whitson, Elizabeth Seigenthaler Courtney, John Harrison, Decosta Jenkins, Timothy McKenna, David Morgan and David Wilds. Each nominee received a substantial majority of votes cast, with broker non-votes of 2,199,920 for each director.
Stockholders also ratified Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026, with 28,236,836 votes for and 145,375 against. In addition, they approved, on a non-binding advisory basis, the compensation of the named executive officers, with 25,737,410 votes for and 442,168 against.
i3 Verticals, Inc. President Frederick Stanford reported two compensation-related equity transactions. He received a grant of stock options to buy 180,000 shares of Class A common stock at an exercise price of $23.09 per share, expiring on 02/10/2036. These options vest in five equal annual installments starting one year after the grant date, as long as he continues serving the company.
In a separate transaction tied to vesting restricted stock units, 4,626 shares of Class A common stock were withheld at $21.88 per share to cover taxes after 10,000 restricted stock units vested. After these transactions, Stanford directly owns 35,374 shares of Class A common stock and 180,000 stock options.
i3 Verticals, Inc. General Counsel and Secretary Paul Maple reported routine equity compensation activity. He had 3,349 shares of Class A common stock withheld on February 11, 2026 to cover taxes upon vesting of 7,500 restricted stock units, leaving him with 39,017 shares held directly.
On February 10, 2026, he received a grant of stock options for 135,000 shares of Class A common stock at an exercise price of $23.09 per share, expiring on February 10, 2036. These options vest in five equal annual installments, subject to his continued service with the company.
i3 Verticals director David M. Wilds acquired additional equity through a stock award. On 02/10/2026, he received 6,496 shares of Class A common stock at a price of $0 per share as a grant or award. These are structured as restricted stock units that will vest in full on the first anniversary of the grant date, as long as he continues serving the company. Following this award, he directly owns a total of 10,372 shares of Class A common stock.
i3 Verticals, Inc. reported routine insider equity activity by Chief Strategy Officer and director Clay M. Whitson. On February 11, 2026, 4,337 Class A shares were withheld at $21.88 per share to cover taxes on 10,000 vesting restricted stock units originally granted on February 11, 2025.
Following this tax-withholding disposition, Whitson directly owned 70,928 Class A shares. On February 10, 2026, he also received a grant of 180,000 stock options with a $23.09 exercise price, expiring February 10, 2036, which vest in five equal annual installments, subject to continued service.
i3 Verticals, Inc. director Timothy McKenna reported an award of 6,496 shares of Class A common stock on February 10, 2026. The shares are in the form of restricted stock units that vest in full on the first anniversary of the grant date, assuming he continues serving the company. Following this grant, he beneficially owns 10,372 shares directly.
i3 Verticals, Inc. reported insider compensation activity for its Chief Financial Officer, Geoffrey C. Smith. On February 10, 2026, he received a grant of 180,000 stock options with an exercise price of $23.09 per share, vesting in five equal annual installments starting on the first anniversary of the grant and expiring on February 10, 2036.
On February 11, 2026, 4,338 shares of Class A common stock were withheld to cover taxes upon the vesting of 10,000 restricted stock units originally granted on February 11, 2025. After this tax-withholding disposition, he directly beneficially owned 56,295 shares of Class A common stock.
i3 Verticals director reports equity award. Director Elizabeth S. Courtney acquired 6,496 shares of Class A common stock on February 10, 2026 through a grant of restricted stock units at a price of $0 per share. Following this award, she beneficially owns 10,372 Class A shares directly.
The restricted stock units will vest in full on the first anniversary of the grant date, as long as she continues to serve with the company. This filing reflects a stock-based compensation grant rather than an open-market purchase or sale.
i3 Verticals, Inc. director John C. Harrison reported an equity award in the form of Class A common stock. On 02/10/2026, he acquired 6,496 shares at a price of $0.00 per share as a grant or award, rather than an open-market purchase.
A footnote explains this reflects restricted stock units that will vest in full on the first anniversary of the grant date, subject to his continued service with the company. Following this award, Harrison beneficially owns 10,372 shares of Class A common stock directly.