Welcome to our dedicated page for i3 Verticals SEC filings (Ticker: IIIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
i3 Verticals, Inc. filings document the public-company reporting record for a Nasdaq-listed public-sector software provider. Form 8-K reports furnish quarterly and annual operating results, financial condition information and Regulation FD supplemental presentations tied to continuing operations and recurring-revenue metrics.
The company’s proxy and annual meeting disclosures cover board elections, auditor ratification, executive compensation matters and stockholder voting for Class A and Class B common stock. Other filings and current reports address capital-structure actions such as Class A common stock repurchase programs, governance changes and material events affecting the company’s reporting obligations.
i3 Verticals, Inc. reported that it released its financial results for the three months and year ended September 30, 2025. The company announced these results through a press release that is attached as an exhibit and referenced for further details on performance and financial condition.
The company also prepared a supplemental investor presentation covering the same period, which is available as an exhibit and on its investor relations website. In addition, i3 Verticals disclosed that Burton Harvey resigned from its Board of Directors effective November 14, 2025, and stated that his resignation was not due to any disagreement with the company.
i3 Verticals, Inc. (IIIV) officer reports vesting of performance-based shares. On 11/14/2025, a performance-based restricted stock unit award for 15,000 shares of Class A common stock vested for Christopher Laisure after the Compensation Committee determined the adjusted diluted earnings per share targets were achieved. The units were originally granted on 09/02/2022, and 10,000 additional performance-based restricted stock units remain eligible to vest based on future fiscal-year performance. Following this transaction, Laisure beneficially owns 60,700 Class A shares directly, 35,185 shares through The Laisure Donor Advised Fund, and 544,714 shares through BIS HQ, GP, where he serves as President.
i3 Verticals, Inc. (IIIV) reported that its Chief Revenue Officer acquired 15,000 shares of Class A common stock on November 14, 2025 at a price of $0. These shares were delivered upon the vesting of performance-based restricted stock units that were originally granted on September 2, 2022 and tied to adjusted diluted earnings per share targets that the board’s Compensation Committee determined were achieved. Following this transaction, the officer beneficially owns 58,110 shares of Class A common stock directly. Performance-based restricted stock units covering an additional 10,000 shares remain eligible to vest based on performance in future fiscal years.
i3 Verticals, Inc. (IIIV) filed a Form 4 reporting the vesting of 15,000 performance-based restricted stock units into Class A common stock for its President. The award carried a price of $0 per share and increased the executive’s directly owned Class A common stock to 55,000 shares following the transaction. The Compensation Committee determined on November 14, 2025 that certain adjusted diluted earnings per share targets were achieved, triggering this vesting, for units originally granted on September 2, 2022. Performance-based restricted stock units tied to an additional 10,000 shares of Class A common stock remain eligible to vest based on performance in future fiscal years.
i3 Verticals, Inc. (IIIV) director and Chief Strategy Officer Clay M. Whitson reported the vesting of performance-based equity. On November 14, 2025, he acquired 15,000 shares of Class A common stock at a price of $0 per share, reflecting the settlement of performance-based restricted stock units that were originally granted on September 2, 2022. These units vested after the Compensation Committee determined that specified adjusted diluted earnings per share targets were achieved. Following this transaction, Whitson beneficially owns 81,168 shares of Class A common stock. Performance-based restricted stock units tied to an additional 10,000 shares remain eligible to vest based on future fiscal year performance.
i3 Verticals, Inc. (IIIV) reported that its General Counsel and Secretary acquired Class A common stock through the vesting of performance-based restricted stock units. On 11/14/2025, 15,000 shares of Class A common stock were acquired at a price of $0 following the Compensation Committee’s determination that specified adjusted diluted earnings per share targets were achieved. After this transaction, the reporting person beneficially owned 48,269 shares of Class A common stock directly. Performance-based restricted stock units relating to an additional 10,000 shares of Class A common stock remain eligible to vest based on performance for future fiscal years.
i3 Verticals, Inc. (IIIV) reported that its Chief Financial Officer, Geoffrey C. Smith, acquired 15,000 shares of Class A common stock on 11/14/2025 through the vesting of performance-based restricted stock units at a price of $0 per share. These units vested after the Compensation Committee determined that certain adjusted diluted earnings per share targets had been achieved. The performance-based restricted stock units were originally granted on 09/02/2022. Following this vesting, Smith beneficially owns 70,000 shares of Class A common stock, and units tied to 10,000 additional shares remain eligible to vest based on performance in future fiscal years.
Form 144 notice for i3 Verticals, Inc. (IIIV) shows a proposed sale of 2,500 common shares through Raymond James & Associates with an aggregate market value of $77,462.50. The shares were originally acquired on 06/21/2018 as an IPO purchaser from the issuer and were paid for in cash. The filing lists approximately 23,877,023 shares outstanding and an approximate sale date of 09/11/2025 on NASDAQ. The filer reports no securities sold in the past three months and includes the standard signature representation that no undisclosed material adverse information exists.
Paul Christians, listed as Chief Revenue Officer of i3 Verticals, Inc. (IIIV), reported a sale of 1,890 shares of Class A common stock on 08/29/2025 at a price of $31.40 per share. After this transaction he is reported to beneficially own 43,110 shares. The Form 4 was filed as a single reporting person filing and was signed by an attorney-in-fact on 09/02/2025. No derivative transactions are reported on this filing.
i3 Verticals, Inc. filed a Form 144 disclosing a proposed sale of 1,890 shares of common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $59,340.90. The sale is expected to be executed on or about 08/29/2025 on NASDAQ.
The filing shows the shares were acquired as restricted stock in two tranches of 945 shares each on 11/16/2023 and 11/16/2024. The issuer’s outstanding shares are reported as 32,265,204. The filer states there were no securities sold by the person in the past three months and includes the required attestation about absence of undisclosed material information.