Welcome to our dedicated page for I3 Verticals SEC filings (Ticker: IIIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to i3 Verticals, Inc. (NASDAQ: IIIV) SEC filings, including annual reports on Form 10‑K, quarterly reports on Form 10‑Q and current reports on Form 8‑K. As a public company focused on mission-critical enterprise software for public sector entities, i3 Verticals uses these filings to report its financial condition, business focus and significant corporate events.
Recent Form 8‑K filings have furnished earnings press releases for periods such as the three and nine months ended June 30, 2025, and the fiscal year ended September 30, 2025. These filings describe revenue from continuing operations, net income or loss from continuing operations, adjusted EBITDA from continuing operations, non‑GAAP adjusted diluted earnings per share and Annualized Recurring Revenue (ARR). They also explain the impact of discontinued operations related to the sale of the merchant services business and the Healthcare Revenue Cycle Management business.
Other 8‑K disclosures cover items such as changes in segment presentation, a director’s resignation, and approval of a share repurchase program for the company’s Class A common stock. Through its periodic and current reports, i3 Verticals details its focus on public sector software, its use of non‑GAAP measures, and definitions of metrics like ARR.
On Stock Titan, these IIIV SEC filings are updated in near real time from EDGAR. AI-powered summaries help explain complex sections of 10‑K and 10‑Q reports, highlight key trends in continuing and discontinued operations, and clarify non‑GAAP reconciliations. Users can also review Form 4 and other ownership-related filings to monitor insider transactions and equity activity. This page is a central resource for analyzing the regulatory record and financial reporting of i3 Verticals, Inc.
i3 Verticals, Inc. (IIIV) reported that its Chief Financial Officer, Geoffrey C. Smith, acquired 15,000 shares of Class A common stock on 11/14/2025 through the vesting of performance-based restricted stock units at a price of $0 per share. These units vested after the Compensation Committee determined that certain adjusted diluted earnings per share targets had been achieved. The performance-based restricted stock units were originally granted on 09/02/2022. Following this vesting, Smith beneficially owns 70,000 shares of Class A common stock, and units tied to 10,000 additional shares remain eligible to vest based on performance in future fiscal years.
Form 144 notice for i3 Verticals, Inc. (IIIV) shows a proposed sale of 2,500 common shares through Raymond James & Associates with an aggregate market value of $77,462.50. The shares were originally acquired on 06/21/2018 as an IPO purchaser from the issuer and were paid for in cash. The filing lists approximately 23,877,023 shares outstanding and an approximate sale date of 09/11/2025 on NASDAQ. The filer reports no securities sold in the past three months and includes the standard signature representation that no undisclosed material adverse information exists.
Paul Christians, listed as Chief Revenue Officer of i3 Verticals, Inc. (IIIV), reported a sale of 1,890 shares of Class A common stock on 08/29/2025 at a price of $31.40 per share. After this transaction he is reported to beneficially own 43,110 shares. The Form 4 was filed as a single reporting person filing and was signed by an attorney-in-fact on 09/02/2025. No derivative transactions are reported on this filing.
i3 Verticals, Inc. filed a Form 144 disclosing a proposed sale of 1,890 shares of common stock through Morgan Stanley Smith Barney LLC with an approximate aggregate market value of $59,340.90. The sale is expected to be executed on or about 08/29/2025 on NASDAQ.
The filing shows the shares were acquired as restricted stock in two tranches of 945 shares each on 11/16/2023 and 11/16/2024. The issuer’s outstanding shares are reported as 32,265,204. The filer states there were no securities sold by the person in the past three months and includes the required attestation about absence of undisclosed material information.
Timothy McKenna, a director of i3 Verticals, Inc. (IIIV), reported multiple transactions on 08/12/2025 involving Class A common stock and stock options. The report shows options with exercise prices of $23.65, $21.30 and $19.22 fully vested and 9,141; 10,297; and 11,508 option rights respectively were reported as acquired (Code M) with zero options remaining after the transactions. On the same date the reporting person acquired additional shares and sold shares: a weighted-average sale of 24,064 shares at $31.58 and 6,882 shares sold at a weighted-average $31.81 (range $31.50–$32.09). Following these transactions the filing reports 10,758; 3,876; and 34,822 shares beneficially owned on various lines. The form was signed by an attorney-in-fact on 08/14/2025.
i3 Verticals, Inc. (IIIV) filed a Form 144 reporting an intended sale of 6,882 common shares through Morgan Stanley Smith Barney LLC on 08/12/2025 on NASDAQ for an aggregate market value of $218,868.93. The filing lists total shares outstanding as 32,265,204.
The shares were recorded as acquired on 08/12/2025 via a stock option exercise from the issuer and paid in cash. The filer indicates no securities sold in the past three months and includes the standard representation that the seller is not aware of any undisclosed material adverse information.
i3 Verticals reported revenue of $51.9 million for the three months ended June 30, 2025, up from $46.2 million a year earlier, and $158.3 million for the nine months, up from $139.9 million. Revenue growth was driven by software and related services ($36.2M for the quarter) and proprietary payments ($13.1M for the quarter). The company showed improvement in continuing operations, narrowing the loss from $(14.4) million to $(1.0) million for the quarter, while consolidated net income was $18.4 million benefitting from discontinued operations.
Liquidity and capital structure were materially affected by strategic divestitures: the Healthcare RCM Business sale closed for $96.4 million in cash (subject to adjustments), with net proceeds reported as $96.1 million, and related transition services generated $3.9 million in the period. Net cash used in operating activities was $(8.3) million for the nine months, investing provided $78.8 million (primarily sale proceeds), and financing used $(104.3) million, including $37.6 million of share repurchases and $26.2 million to extinguish exchangeable notes. Total assets declined to $623.3 million from $730.7 million and total equity was $511.1 million.
Form 4 — Gregory S. Daily (Director, Chief Executive Officer, 10% owner) reported insider transfers dated 08/06/2025 for i3 Verticals, Inc. (IIIV).
The filing discloses that Mr. Daily transferred 335,511 shares of Class B common stock and 335,511 Common Units to the CFD 2025 Exempt Irrevocable Trust for no consideration. The filing also identifies 2,449,437 Class B shares and related Common Units held by Daily Family Investment, LLC. The Form shows beneficial ownership following the reported transactions as 4,170,657 Class B shares (direct), with 335,511 held indirectly by the CFD Trust and 2,449,437 indirectly by DFI. All Common Units are fully vested and redeemable for Class A common stock or cash. The form was signed by Attorney-in-Fact Paul Maple on 08/07/2025.