Illumina (ILMN) director Scott Gottlieb receives 2,072-share RSU grant

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Gottlieb Scott reported acquisition or exercise transactions in this Form 4 filing.

ILLUMINA, INC. director Scott Gottlieb received an equity grant in the form of restricted stock units covering 2,072 shares of common stock at a reference value of $144.83 per share. Following this grant, he holds 14,795 shares directly. All RSUs are scheduled to vest on the day before the company’s next annual stockholder meeting, provided he continues serving as a director through that date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gottlieb Scott

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,072	$144.83	$300K

Holdings After Transaction: Common Stock — 14,795 shares (Direct, null)

Footnotes (1)

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Key Figures

RSU grant size: 2,072 shares Grant reference price: $144.83 per share Post-grant holdings: 14,795 shares

3 metrics

RSU grant size 2,072 shares Restricted stock units awarded to director

Grant reference price $144.83 per share Reported transaction price per share for RSU award

Post-grant holdings 14,795 shares Total common shares held directly after transaction

Key Terms

restricted stock units, vest, annual meeting of the company's stockholders, Form 4

4 terms

restricted stock units financial

"Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"100% of the shares subject to the restricted stock unit award shall vest the date prior to the annual meeting..."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

annual meeting of the company's stockholders financial

"shall vest the date prior to the annual meeting of the company's stockholders in the year of the award..."

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 05:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gottlieb Scott

(Last)

(First)

(Middle)

5200 ILLUMINA WAY

(Street)

SAN DIEGO

CALIFORNIA

92122

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/21/2026		A		2,072⁽¹⁾	A	$144.83	14,795	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest the date prior to the annual meeting of the company's stockholders in the year of the award, provided, in each case, that the awardee continues to serve as a director on such date.

	By: Robert Maynes for Scott Gottlieb	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Illumina (ILMN) director Scott Gottlieb receive in this Form 4 filing?

Scott Gottlieb received a grant of 2,072 restricted stock units tied to Illumina common stock. The grant reflects director compensation and is recorded at a reference price of $144.83 per share in this Form 4 insider transaction report.

How many Illumina (ILMN) shares does Scott Gottlieb hold after this grant?

After the restricted stock unit grant, Scott Gottlieb’s direct holdings total 14,795 shares of Illumina common stock. This figure includes the newly awarded RSUs reported in the filing and shows his updated ownership position as a company director.

When do Scott Gottlieb’s new Illumina (ILMN) restricted stock units vest?

All of Scott Gottlieb’s new restricted stock units are scheduled to vest on the day before Illumina’s annual meeting of stockholders in the year of the award, provided he continues to serve as a director through that vesting date.

Is Scott Gottlieb’s Illumina (ILMN) Form 4 transaction a market purchase or sale?

The Form 4 reports a grant of restricted stock units, not an open-market purchase or sale. The transaction is coded as an acquisition (award) of 2,072 shares as part of director compensation, rather than a trade executed in the public market.

What transaction code is used in Scott Gottlieb’s Illumina (ILMN) Form 4?

The transaction uses code “A,” which indicates a grant, award, or other acquisition. In this case, it represents restricted stock units awarded to Scott Gottlieb as director compensation, rather than a discretionary buy or sell order in Illumina shares.

Does the Illumina (ILMN) Form 4 mention any vesting conditions for Scott Gottlieb’s RSUs?

Yes. The filing states that 100% of the restricted stock units vest on the date prior to Illumina’s annual stockholder meeting in the award year, provided Scott Gottlieb continues to serve as a director on that date, creating a service-based vesting condition.