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Illumina (ILMN) legal chief reports tax-withholding stock disposition

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Illumina, Inc. Chief Legal Officer Scott M. Davies reported a tax-related share disposition. On February 15, 2026, he transferred 1,037 shares of common stock to cover tax liabilities at a price of $116.51 per share, and held 17,670 shares directly afterward.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davies Scott M

(Last) (First) (Middle)
5200 ILLUMINA WAY

(Street)
SAN DIEGO CA 92122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2026 F 1,037 D $116.51 17,670 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Robert Maynes for Scott M. Davies 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Illumina (ILMN) report for Scott M. Davies?

Illumina reported that Chief Legal Officer Scott M. Davies disposed of 1,037 common shares on February 15, 2026. The transaction was a tax-withholding disposition, using shares to satisfy tax obligations tied to equity compensation.

Was the Illumina (ILMN) insider transaction an open-market sale?

No. The Form 4 describes the transaction as a tax-withholding disposition under code F. Shares were delivered to satisfy tax liabilities, rather than being sold in an open market trade for investment purposes.

How many Illumina (ILMN) shares did Scott M. Davies dispose of and at what price?

Scott M. Davies disposed of 1,037 Illumina common shares at a price of $116.51 per share. The disposition was reported as payment of tax liability by delivering securities, rather than a standard open-market sale.

How many Illumina (ILMN) shares does Scott M. Davies hold after the reported transaction?

After the tax-withholding disposition, Scott M. Davies directly owned 17,670 Illumina common shares. This post-transaction balance is disclosed in the Form 4 as the total shares beneficially owned following the transaction.

What does transaction code F mean in the Illumina (ILMN) Form 4 filing?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this Illumina filing, it shows shares were used to cover tax obligations related to equity compensation, not an elective market sale.

What role does Scott M. Davies hold at Illumina (ILMN) in this Form 4?

In this Form 4, Scott M. Davies is identified as an officer of Illumina serving as Chief Legal Officer. The filing reports his personal beneficial ownership and a tax-withholding disposition of company common stock.
Illumina Inc

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Diagnostics & Research
Laboratory Analytical Instruments
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United States
SAN DIEGO