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Illumina (ILMN) VP reports tax-withholding disposition of 694 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ILLUMINA, INC. executive Scott D. Ericksen, the VP and Chief Accounting Officer, reported a Form 4 transaction involving a tax-related share disposition. On February 15, 2026, he disposed of 694 shares of Common Stock in a tax-withholding transaction at $116.51 per share, leaving him with 13,229 directly owned shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ericksen Scott D

(Last) (First) (Middle)
5200 ILLUMINA WAY

(Street)
SAN DIEGO CA 92122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2026 F 694 D $116.51 13,229 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
By: Robert Maynes for Scott D. Ericksen 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ILMN executive Scott D. Ericksen report?

Scott D. Ericksen reported a tax-related share disposition on Form 4. He disposed of 694 shares of Illumina common stock at $116.51 per share to satisfy tax withholding obligations, rather than through an open-market sale.

How many ILMN shares does Scott D. Ericksen hold after this Form 4 transaction?

After the reported transaction, Scott D. Ericksen directly holds 13,229 shares of Illumina common stock. This balance reflects the reduction of 694 shares used to cover tax withholding and represents his remaining directly owned stake.

Was the ILMN insider transaction by Scott D. Ericksen a market sale?

No, the transaction was not a typical market sale. It was coded as an "F" transaction, indicating shares were disposed of to pay exercise price or tax liabilities, a tax-withholding disposition rather than a discretionary sale on the open market.

What transaction code was used in the ILMN Form 4 filed by Scott D. Ericksen?

The Form 4 used transaction code "F" for Scott D. Ericksen’s activity. This code indicates payment of an exercise price or tax liability by delivering securities, describing a tax-withholding disposition of shares instead of a standard buy or sell transaction.

What type of security was involved in Scott D. Ericksen’s ILMN Form 4 filing?

The transaction involved Illumina common stock. Scott D. Ericksen disposed of 694 shares of this common stock in a tax-withholding transaction, and following this event his directly owned common stock position totaled 13,229 shares.
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17.81B
152.49M
Diagnostics & Research
Laboratory Analytical Instruments
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United States
SAN DIEGO