Illumina (ILMN) director Scott B. Ullem receives 2,072-share RSU award

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ullem Scott B. reported acquisition or exercise transactions in this Form 4 filing.

ILLUMINA, INC. director Scott B. Ullem received a grant of 2,072 shares of common stock in the form of restricted stock units at an indicated value of $144.83 per share. After this compensation-related award, he directly holds 10,863 shares of Illumina common stock.

According to the award terms, all shares subject to the restricted stock units will vest in full on the earlier of the one-year anniversary of the grant date or the date immediately preceding the company’s next annual stockholder meeting for the following year, as long as he continues to serve as a director through that date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Ullem Scott B.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,072	$144.83	$300K

Holdings After Transaction: Common Stock — 10,863 shares (Direct, null)

Footnotes (1)

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Key Figures

RSU grant size: 2,072 shares Reporting price per share: $144.83/share Total holdings after grant: 10,863 shares +2 more

5 metrics

RSU grant size 2,072 shares Restricted stock unit award to director Scott B. Ullem

Reporting price per share $144.83/share Reference value used for the RSU grant

Total holdings after grant 10,863 shares Direct Illumina common stock held by Ullem post-award

Vesting schedule 100% cliff vesting Earlier of one year after grant or before next annual meeting

Transaction code A Grant, award, or other acquisition of common stock

Key Terms

restricted stock units, vest, annual meeting of the company's stockholders

3 terms

restricted stock units financial

"Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"100% of the shares subject to the restricted stock unit award shall vest on the earlier of"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

annual meeting of the company's stockholders financial

"the date immediately preceding the date of the annual meeting of the company's stockholders for the year following"

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 05:14 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ullem Scott B.

(Last)

(First)

(Middle)

5200 ILLUMINA WAY

(Street)

SAN DIEGO

CALIFORNIA

92122

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/21/2026		A		2,072⁽¹⁾	A	$144.83	10,863	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

	By: Robert Maynes for Scott B. Ullem	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Illumina (ILMN) director Scott B. Ullem report?

Scott B. Ullem reported receiving a grant of 2,072 Illumina common shares as restricted stock units. This is a compensation-related acquisition under a Form 4 filing, not an open-market purchase or sale, and increases his direct holdings in the company.

How many Illumina (ILMN) shares does Scott B. Ullem hold after this Form 4 grant?

After the restricted stock unit grant of 2,072 shares, Scott B. Ullem directly holds 10,863 Illumina common shares. This total reflects his updated ownership position reported in the filing and shows the impact of the latest equity compensation award.

What are the vesting terms of Scott B. Ullem’s Illumina (ILMN) restricted stock units?

The restricted stock units vest 100% on the earlier of one year after the grant date or the day immediately before Illumina’s next annual stockholder meeting for the following year, provided Ullem continues to serve as a director through the applicable vesting date.

Was Scott B. Ullem’s Illumina (ILMN) Form 4 transaction an open-market buy or sell?

The Form 4 shows a grant of restricted stock units, not an open-market trade. The transaction is coded as an acquisition (A) for compensation, meaning shares were awarded rather than bought or sold in the market by the director.

At what reference price were Scott B. Ullem’s Illumina (ILMN) restricted stock units valued?

The restricted stock unit grant for Scott B. Ullem references a price of $144.83 per Illumina share. This price is typically used for reporting and valuation purposes within the Form 4 and does not necessarily represent an actual trade execution.