Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The indie Semiconductor, Inc. (NASDAQ: INDI) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As an issuer of Class A common stock listed on The Nasdaq Stock Market LLC, indie files current reports, registration statements and other documents that detail its financial condition, strategic transactions and governance matters.
Investors can review Form 8-K filings that cover quarterly earnings announcements, non-GAAP financial reconciliations, material definitive agreements, capital markets activity and executive appointments. Recent 8-Ks describe second and third quarter results, an Asset Purchase Agreement to sell indie’s equity interest in Wuxi indie Microelectronics Technology Co., Ltd., at-the-market equity program updates, and a definitive Share Purchase Agreement to acquire emotion3D GmbH.
These filings also summarize key terms of transactions, such as consideration structures for acquisitions, conditions to closing, divestiture details and the planned treatment of discontinued operations. Executive-related 8-Ks outline appointments like the Chief Financial Officer role and associated employment agreements, including compensation and severance arrangements.
On Stock Titan, indie’s filings are complemented by AI-powered summaries that explain the significance of each document in clear language. Users can quickly understand how earnings releases, asset sales, acquisitions, equity offerings and leadership changes may affect the company without reading every page of the underlying forms. Real-time updates from EDGAR help ensure that new INDI filings, including 10-K annual reports, 10-Q quarterly reports and Form 4 insider transaction reports when available, are surfaced promptly with concise AI insights.
indie Semiconductor President Ichiro Aoki exercised 200,000 ADK Class A Units between March 25 and 27, 2026, converting them into 200,000 shares of Class A Common Stock and cancelling an equal number of Class V Common shares as described in the footnotes.
He then sold all 200,000 Class A shares in open‑market transactions at weighted average prices of $3.1383, $3.2770 and $3.1714 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on December 8, 2025. Following these trades, he directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor CEO Donald McClymont exercised and sold shares in a planned transaction. He exchanged 50,000 ADK Class A Units for 50,000 shares of Class A Common Stock, with an equivalent 50,000 shares of Class V Common Stock cancelled as part of the structure.
On the same day, he sold 50,000 Class A shares in the open market at a weighted average price of $3.0622 per share, in individual trades between $3.01 and $3.10, under a pre-arranged Rule 10b5-1 trading plan adopted on June 13, 2025. Following these transactions, he holds 282,393 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 ADK Class A Units and the same number of Class V shares, indicating he retains a large equity stake despite the sale.
indie Semiconductor Inc Schedule 13G/A: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, after an internal realignment. The filing explains certain Vanguard subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 (January 12, 1998).
The statement is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
indie Semiconductor, Inc. President Ichiro Aoki reported option-style exercises and related share sales. On March 23 and 24, 2026, he exercised a total of 100,000 ADK Class A Units, receiving the same number of Class A Common Stock shares and triggering cancellation of an equivalent amount of Class V Common Stock.
He then sold 100,000 Class A Common Stock shares in open-market transactions: 50,000 shares at a weighted average price of $2.6052 and 50,000 shares at a weighted average price of $2.8311, with execution ranges of $2.53–$2.66 and $2.58–$2.945, respectively. These sales were made under a Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated open-market sales through June 30, 2026.
Following the reported transactions, Aoki directly held 100,952 shares of Class A Common Stock and 4,089,362 ADK Class A Units as reflected in the filing.
INDI files a Form 144 to sell 100,000 shares of Common Stock. The filing lists these as Founders Shares dated 05/01/2009. The excerpt also shows prior reported sales by Donald Kenneth McClymont of 90,644 shares on 03/02/2026 and 82,957 shares on 01/05/2026 with proceeds shown as $322,846.73 and $304,219.91, respectively.
indie Semiconductor, Inc. president and director Ichiro Aoki reported a series of option-like conversions and share sales in March 2026. Over March 18–20, he exercised rights tied to 150,000 ADK Class A Units, receiving an equal number of shares of Class A Common Stock while an equivalent number of Class V Common Stock was cancelled.
On each of those dates, Aoki then sold 50,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $2.5975, $2.5719 and $2.5931 per share, respectively, for total sales of 150,000 shares. These sales were made under a pre-arranged Rule 10b5-1 trading plan. Following the transactions, Aoki directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor President Aoki Ichiro reported option exercises and share sales. On March 16 and 17, he exercised derivative positions related to ADK Class A Units and Class V Common Stock to acquire a total of 100,000 shares of Class A Common Stock at a conversion price of $0.0000.
The same 100,000 Class A shares were then sold in open-market transactions at weighted average prices of $2.5392 and $2.5888 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025. Following these transactions, he holds 100,952 shares of Class A Common Stock directly.
indie Semiconductor, Inc. increased its recent financing by issuing additional convertible debt. Initial purchasers exercised part of their option to buy an extra $20.5 million aggregate principal amount of 4.00% Convertible Senior Notes due 2031, and the company received about $20 million in net cash proceeds after discounts and commissions.
This follows the earlier sale of $150 million of the same notes under a March 3, 2026 purchase agreement, bringing total principal issued under this offering to $170.5 million. The notes are senior unsecured debt that can convert into equity under their terms and mature in 2031.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported an open-market sale of 6,000 shares of Class A Common Stock at a weighted average price of $2.5138 per share on March 13, 2026. The sale price ranged from $2.46 to $2.58 per share.
These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025, which provides for automated open market sales on predetermined dates through December 15, 2027. Following this transaction, Wu holds 71,188 shares directly and 90 shares indirectly through a spouse.
INDI submission on Form 144 notifies a proposed resale of 550,000 Common shares with a stated aggregate amount of $1,364,000.00, dated 03/16/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker.
The excerpt also reports prior sales by Ichiro Aoki: 4,573 shares sold on 03/02/2026 for $16,279.88 and 7,188 shares sold on 01/05/2026 for $26,379.96.