Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The indie Semiconductor, Inc. (NASDAQ: INDI) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As an issuer of Class A common stock listed on The Nasdaq Stock Market LLC, indie files current reports, registration statements and other documents that detail its financial condition, strategic transactions and governance matters.
Investors can review Form 8-K filings that cover quarterly earnings announcements, non-GAAP financial reconciliations, material definitive agreements, capital markets activity and executive appointments. Recent 8-Ks describe second and third quarter results, an Asset Purchase Agreement to sell indie’s equity interest in Wuxi indie Microelectronics Technology Co., Ltd., at-the-market equity program updates, and a definitive Share Purchase Agreement to acquire emotion3D GmbH.
These filings also summarize key terms of transactions, such as consideration structures for acquisitions, conditions to closing, divestiture details and the planned treatment of discontinued operations. Executive-related 8-Ks outline appointments like the Chief Financial Officer role and associated employment agreements, including compensation and severance arrangements.
On Stock Titan, indie’s filings are complemented by AI-powered summaries that explain the significance of each document in clear language. Users can quickly understand how earnings releases, asset sales, acquisitions, equity offerings and leadership changes may affect the company without reading every page of the underlying forms. Real-time updates from EDGAR help ensure that new INDI filings, including 10-K annual reports, 10-Q quarterly reports and Form 4 insider transaction reports when available, are surfaced promptly with concise AI insights.
indie Semiconductor, Inc. president and director Ichiro Aoki reported a series of option-like conversions and share sales in March 2026. Over March 18–20, he exercised rights tied to 150,000 ADK Class A Units, receiving an equal number of shares of Class A Common Stock while an equivalent number of Class V Common Stock was cancelled.
On each of those dates, Aoki then sold 50,000 shares of Class A Common Stock in open-market transactions at weighted average prices of $2.5975, $2.5719 and $2.5931 per share, respectively, for total sales of 150,000 shares. These sales were made under a pre-arranged Rule 10b5-1 trading plan. Following the transactions, Aoki directly holds 100,952 shares of Class A Common Stock.
indie Semiconductor President Aoki Ichiro reported option exercises and share sales. On March 16 and 17, he exercised derivative positions related to ADK Class A Units and Class V Common Stock to acquire a total of 100,000 shares of Class A Common Stock at a conversion price of $0.0000.
The same 100,000 Class A shares were then sold in open-market transactions at weighted average prices of $2.5392 and $2.5888 per share, executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025. Following these transactions, he holds 100,952 shares of Class A Common Stock directly.
indie Semiconductor, Inc. increased its recent financing by issuing additional convertible debt. Initial purchasers exercised part of their option to buy an extra $20.5 million aggregate principal amount of 4.00% Convertible Senior Notes due 2031, and the company received about $20 million in net cash proceeds after discounts and commissions.
This follows the earlier sale of $150 million of the same notes under a March 3, 2026 purchase agreement, bringing total principal issued under this offering to $170.5 million. The notes are senior unsecured debt that can convert into equity under their terms and mature in 2031.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported an open-market sale of 6,000 shares of Class A Common Stock at a weighted average price of $2.5138 per share on March 13, 2026. The sale price ranged from $2.46 to $2.58 per share.
These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025, which provides for automated open market sales on predetermined dates through December 15, 2027. Following this transaction, Wu holds 71,188 shares directly and 90 shares indirectly through a spouse.
INDI submission on Form 144 notifies a proposed resale of 550,000 Common shares with a stated aggregate amount of $1,364,000.00, dated 03/16/2026. The filing lists Morgan Stanley Smith Barney LLC as the broker.
The excerpt also reports prior sales by Ichiro Aoki: 4,573 shares sold on 03/02/2026 for $16,279.88 and 7,188 shares sold on 01/05/2026 for $26,379.96.
INDI reported insider sale notices under Rule 144: an affiliate indicated sale of 6,000 restricted common shares and disclosed multiple sales totaling 36,095 shares across recent dates. The filings list individual dispositions on 12/22/2025, 01/05/2026, 03/02/2026, and 03/04/2026 with corresponding proceeds.
The notice identifies the broker Morgan Stanley Smith Barney LLC and shows the securities originate from restricted stock awards dated 12/22/2021. These are affiliate sales reported on Form 144; cash‑flow recipients and any selling plan details are not included in the excerpt.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported RSU vesting and related share sales. On March 6, 2026, he exercised 25,000 Restricted Stock Units at $0.00 per unit, receiving the same number of Class A common shares and leaving 50,000 RSUs outstanding. On March 9, 2026, he sold a total of 18,750 Class A common shares in open-market transactions at a weighted-average price of $2.5379 per share, within a range of $2.42 to $2.63, to cover withholding taxes tied to the RSU vesting and under a pre-arranged Rule 10b5-1 trading plan. After these transactions, he directly holds 130,135 Class A common shares.
indie Semiconductor, Inc. completed a private offering of $150 million 4.00% Convertible Senior Notes due 2031, with an additional $25 million option for initial purchasers. The notes pay 4.00% interest semi-annually and mature on March 15, 2031, unless earlier converted, redeemed or repurchased.
The notes are convertible at an initial rate of 258.3312 shares per $1,000 principal, equal to a conversion price of about $3.87 per share, a 22.5% premium to the $3.16 share price on March 3, 2026. On full physical settlement and full exercise of the option at the maximum rate, up to 55,379,730 shares of common stock may be issued.
Net proceeds were about $145.1 million, of which the company used roughly $107.8 million to repurchase $104.0 million principal amount of its 4.50% Convertible Senior Notes due 2027, with the balance earmarked for working capital and general corporate purposes. The new notes are senior unsecured obligations with customary conversion, redemption, ranking and fundamental change repurchase features and were sold under Rule 144A to qualified institutional buyers.
indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported several equity transactions involving Class A common stock. On March 3, 2026, Wu acquired 750 shares of Class A common stock through the exercise or conversion of 750 performance-based restricted stock units at a price of $0.0000 per share. On March 4, 2026, Wu sold 531 shares of Class A common stock in an open-market transaction at an average price of $2.5308 per share to pay withholding taxes related to restricted stock unit vesting. Following these transactions, Wu held 77,188 shares of Class A common stock directly, and 90 additional shares were reported as held indirectly by a spouse.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported several stock transactions involving Class A common stock and restricted stock units. On March 2, 2026, he sold a total of 37,500 shares of Class A common stock in open‑market transactions at a weighted average price of $3.5046 per share. According to the disclosure, these sales were made to cover withholding taxes related to the vesting of restricted stock units and occurred under a pre‑arranged Rule 10b5‑1 trading plan that provides for automated sales through March 31, 2027.
On March 1, 2026, Wittmann exercised restricted stock units in two tranches of 12,500 and 37,500 units at a price of $0.00 per share, receiving the same number of Class A shares. After these transactions, his reported direct holdings of Class A common stock changed as shares were both acquired through RSU conversion and sold to satisfy tax obligations. Footnotes state that each restricted stock unit converts into one share of Class A common stock and describe vesting schedules that run through March 1, 2027.