Form 144: INDI proposed resale of 300,000 shares

INDI submitted a Form 144 notice for the proposed resale of 300,000 common shares.

Rhea-AI Filing Summary

INDI submitted a Form 144 notice for the proposed resale of 300,000 common shares. The filing lists the securities as Founders Shares dated 02/09/2007. The excerpt shows multiple executed 10b5-1 sales by Ichiro Aoki, including 04/27/2026 (50,000 shares) and 03/26/2026 (100,000 shares).

Insights

Insider Transactions Compliance

Form 144 reports a planned resale of 300,000 shares and several recent 10b5-1 sales by the reporting holder.

The notice lists 300,000 common shares as the securities to be sold and identifies the shares as Founders Shares dated 02/09/2007. Multiple executed sales by Ichiro Aoki are recorded as 10b5-1 sales on specific dates, which are routine disclosure of planned trading under a pre-arranged plan.

Compliance dependencies include the accuracy of the sale dates and amounts reported and adherence to Rule 144 resale timing and volume limits. Subsequent filings or broker confirmations would show settlement and any changes to the resale plan.

Key Figures

Proposed resale: 300,000 shares Sale on 04/27/2026: 50,000 shares Sale on 03/26/2026: 100,000 shares +2 more

5 metrics

Proposed resale 300,000 shares Securities to be sold (Founders Shares dated 02/09/2007)

Sale on 04/27/2026 50,000 shares 10b5-1 sale by Ichiro Aoki on 04/27/2026 with proceeds $201,965

Sale on 03/26/2026 100,000 shares 10b5-1 sale by Ichiro Aoki on 03/26/2026 with proceeds $327,705

Sale on 04/24/2026 50,000 shares 10b5-1 sale by Ichiro Aoki on 04/24/2026 with proceeds $188,185

Sale on 03/25/2026 50,000 shares 10b5-1 sale by Ichiro Aoki on 03/25/2026 with proceeds $156,915

Key Terms

Form 144, 10b5-1, Founders Shares, Proceeds

4 terms

Form 144 regulatory

"Form 144 notice for the proposed resale of 300,000 common shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for ICHIRO AOKI listed with dates and share amounts"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Founders Shares market

"Founders Shares dated 02/09/2007 are listed as the securities to be sold"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Proceeds financial

"Dollar amounts appear next to each executed sale (e.g., 201965.00)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the INDI Form 144 disclose?

The Form 144 discloses a proposed resale of 300,000 common shares. It lists the shares as Founders Shares dated 02/09/2007 and shows recent 10b5-1 sales by Ichiro Aoki on specific dates.

Who executed recent sales listed in the INDI excerpt?

The excerpt lists multiple 10b5-1 sales by Ichiro Aoki. Examples include 04/27/2026 for 50,000 shares and 03/26/2026 for 100,000 shares with dollar amounts shown.

Does Form 144 mean INDI issued new shares?

No. Form 144 reports a proposed resale of existing securities by a holder, not a new issuance. The filing identifies the class as Common (Founders Shares) dated 02/09/2007.

Are the dollar proceeds shown in the INDI excerpt final?

The excerpt shows transaction proceeds for each sale (for example, $201,965 on 04/27/2026). These are reported amounts for the executed trades in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/30/2026 - 04:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865423
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC.
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	ICHIRO AOKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	300000	1227000.00	207145558	04/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2007	Founders Shares	Issuer			300000	02/09/2007	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/27/2026	50000	201965.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/24/2026	50000	188185.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/23/2026	43500	154033.50
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/21/2026	6500	22766.90
ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/06/2026	3506	10469.62
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/27/2026	50000	158570.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/26/2026	100000	327705.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/25/2026	50000	156915.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/24/2026	50000	141555.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/23/2026	50000	130260.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/20/2026	50000	129655.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/19/2026	50000	128595.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/18/2026	50000	129875.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/17/2026	50000	129440.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/16/2026	50000	126960.00
ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/02/2026	4573	16279.88

144: Remarks and Signature

Remarks
Date of Notice	04/30/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/08/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ichiro Aoki
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)