Insider reports multiple 10b5-1 sales

Form 144 / Insider sales: The filing lists multiple 10b5-1 planned sales by Ichiro Aoki of common stock, with individual transactions recorded between 03/02/2026 and 04/23/2026.

Rhea-AI Filing Summary

Form 144 / Insider sales: The filing lists multiple 10b5-1 planned sales by Ichiro Aoki of common stock, with individual transactions recorded between 03/02/2026 and 04/23/2026. Reported single-day sale sizes range from 4,573 to 100,000 shares; dollar proceeds are shown per trade.

Insights

Corporate Governance Analyst

Routine, pre-planned insider dispositions under a 10b5-1 plan.

The filing lists a sequence of scheduled sales by an affiliate, identified as Ichiro Aoki, executed via 10b5-1 instructions over March–April 2026. Each trade shows share counts and gross proceeds, indicating programmatic dispositions rather than ad-hoc open-market timing.

Cash‑flow treatment to the issuer is not stated in the excerpt; subsequent filings may show aggregated totals or confirmations of settlement.

Key Figures

Largest single trade: 100,000 shares Proceeds for 03/26/2026 trade: $327,705.00 Other large trades: 50,000 shares (multiple dates) +2 more

5 metrics

Largest single trade 100,000 shares 03/26/2026 trade shown in the excerpt

Proceeds for 03/26/2026 trade $327,705.00 Gross proceeds listed for the 100,000-share trade

Other large trades 50,000 shares (multiple dates) Repeated 50,000-share entries from 03/16–03/27/2026

04/23/2026 trade 43,500 shares Trade on 04/23/2026 with proceeds shown as $154,033.50

Smallest reported trade 4,573 shares 03/02/2026 trade with proceeds listed as $16,279.88

Key Terms

10b5-1, Form 144, Founders Shares, Issuer

4 terms

10b5-1 regulatory

"10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founders Shares financial

"Founders Shares | Issuer | 50000 | 02/09/2007"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Issuer regulatory

"Founders Shares | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions does the INDI Form 144 show?

The filing lists multiple 10b5-1 planned sales by Ichiro Aoki, dated between 03/02/2026 and 04/23/2026. Each entry includes the number of shares sold and the gross proceeds for that trade.

How many shares were sold on the largest reported date?

The excerpt shows a single reported trade of 100,000 shares on 03/26/2026 with gross proceeds listed as $327,705.00. The filing lists multiple other same-period trades with individual share counts and proceeds.

Were these sales executed under a pre-arranged plan?

Yes. The transactions are labelled as 10b5-1 Sales, indicating they were executed under a pre-arranged trading plan. The filing lists dates, share counts, and proceeds for each planned sale.

Does the Form 144 state who receives the proceeds?

The excerpt shows gross proceeds per trade but does not state who receives them. The entries list the selling affiliate (Ichiro Aoki) and per-trade proceeds; recipient details are not included in the provided text.

What is the smallest trade reported in the excerpt?

The excerpt lists a trade of 4,573 shares on 03/02/2026 with gross proceeds shown as $16,279.88. Several other trades of varying sizes are also reported across March and April 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/24/2026 - 04:22 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865423
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC.
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	ICHIRO AOKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	50000	171500.00	207145558	04/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2007	Founders Shares	Issuer			50000	02/09/2007	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/23/2026	43500	154033.50
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/21/2026	6500	22766.90
ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	04/06/2026	3506	10469.62
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/27/2026	50000	158570.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/26/2026	100000	327705.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/25/2026	50000	156915.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/24/2026	50000	141555.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/23/2026	50000	130260.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/20/2026	50000	129655.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/19/2026	50000	128595.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/18/2026	50000	129875.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/17/2026	50000	129440.00
10b5-1 Sales for ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/16/2026	50000	126960.00
ICHIRO AOKI 32 JOURNEY Aliso Viejo CA 92656	Common	03/02/2026	4573	16279.88

144: Remarks and Signature

Remarks
Date of Notice	04/24/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/08/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ichiro Aoki
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)