INDI files Form 144 to sell 61,000 shares

INDI submitted a Form 144 notice to sell 61,000 shares of Common Stock tied to restricted stock awards.

Accepted by SEC EDGAR 04/09/2026 - 04:21 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

INDI submitted a Form 144 notice to sell 61,000 shares of Common Stock tied to restricted stock awards. The filing lists the securities' grant date as 12/22/2021 and recent 10b5-1 dispositions by Naixi Wu on 03/02/2026, 03/04/2026, 03/13/2026, and 04/06/2026.

Key Figures

Shares to be sold: 61,000 shares Sale on 03/02/2026: 17,162 shares Sale on 03/13/2026: 6,000 shares +2 more

5 metrics

Shares to be sold 61,000 shares Restricted Stock Awards, grant date 12/22/2021

Sale on 03/02/2026 17,162 shares 10b5-1 sale by Naixi Wu on 03/02/2026

Sale on 03/13/2026 6,000 shares 10b5-1 sale by Naixi Wu on 03/13/2026

Sale on 04/06/2026 5,876 shares 10b5-1 sale by Naixi Wu on 04/06/2026

Sale on 03/04/2026 531 shares 10b5-1 sale by Naixi Wu on 03/04/2026

Key Terms

Form 144, Restricted Stock Awards, 10b5-1

3 terms

Form 144 regulatory

"Form 144 notice to sell restricted securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Awards financial

"Securities To Be Sold: Restricted Stock Awards, grant date 12/22/2021"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

10b5-1 regulatory

"10b5-1 Sales for NAIXI WU listed with dates and amounts"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does INDI's Form 144 report?

It reports a proposed sale of 61,000 shares of Common Stock from restricted awards. The filing shows the awards dated 12/22/2021 and lists recent 10b5-1 sales by Naixi Wu on specific dates in March and April 2026.

Who executed recent sales noted in the Form 144 for INDI?

The filing lists Naixi Wu as the reporting seller for multiple 10b5-1 transactions. Sales occurred on 03/02/2026, 03/04/2026, 03/13/2026, and 04/06/2026, with individual share counts shown in the filing.

How many shares were sold recently according to the excerpt?

Examples shown include 17,162, 531, 6,000, and 5,876 shares sold on the listed dates. These per-trade counts and proceeds are provided verbatim in the filing excerpt for the transactions by Naixi Wu.

Are the shares in the Form 144 from awards or open‑market holdings?

The filing identifies the securities as Restricted Stock Awards with a grant date of 12/22/2021. The Form 144 notice therefore relates to shares originating from restricted awards as stated in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002095553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC.
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	NAIXI WU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	61000	171410.00	207145558	04/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/22/2021	Restricted Stock Awards	Issuer			61000	12/22/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	04/06/2026	5876	17547.50
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	03/13/2026	6000	15082.80
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	03/04/2026	531	1343.85
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	03/02/2026	17162	61153.35

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock awards during the period of 12/22/2021 through 04/08/2026.
Date of Notice	04/09/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Naixi Wu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)