Ichiro Aoki files Form 144 to sell 100,000 shares

Ichiro Aoki reported proposed sales of 100,000 shares of Common Stock tied to a Founder Stock grant dated 02/09/2007.

Rhea-AI Filing Summary

Ichiro Aoki reported proposed sales of 100,000 shares of Common Stock tied to a Founder Stock grant dated 02/09/2007. The filing also lists numerous actual sales during the past three months, with transactions dated through 05/29/2026 showing individual share lots and gross proceeds for each trade.

Insights

Securities Attorney

Form 144 shows proposed and recent affiliate dispositions by Ichiro Aoki.

Form 144 is a notice of proposed sale for an affiliate; it identifies 100,000 shares of Founder Stock dated 02/09/2007 as securities to be sold. The filing enumerates multiple sales through 05/29/2026 with per‑trade share counts and gross proceeds.

Compliance considerations hinge on Rule 144 holding periods and volume limitations. The filing itself lists trade dates and amounts; any legal analysis of permissibility should reference the full trading record and applicable volume calculations.

Equity Markets Analyst

Multiple open‑market dispositions are reported across March–May 2026; transaction sizes vary materially.

The excerpt lists many discrete sales (for example, a 425,000 share trade on 05/28/2026 with proceeds $2,245,335.00) and smaller lots on other dates. These rows provide a granular view of recent sell activity by the reporting party.

Trading cadence and sizes matter for potential supply impact; subsequent filings or broker reports would clarify whether these represent routine liquidity, structured dispositions, or other arrangements.

Key Figures

Shares listed to be sold: 100,000 shares Sale on 05/29/2026: 100,000 shares Sale on 05/28/2026: 425,000 shares +2 more

5 metrics

Shares listed to be sold 100,000 shares Securities To Be Sold, dated <date>02/09/2007</date>

Sale on 05/29/2026 100,000 shares Trade dated <date>05/29/2026</date>, gross proceeds <money>$505,022.08</money>

Sale on 05/28/2026 425,000 shares Trade dated <date>05/28/2026</date>, gross proceeds <money>$2,245,335.00</money>

Sale on 05/27/2026 175,000 shares Trade dated <date>05/27/2026</date>, gross proceeds <money>$885,027.50</money>

Sale on 05/26/2026 20,100 shares Trade dated <date>05/26/2026</date>, gross proceeds <money>$105,028.39</money>

Key Terms

Form 144, Founder Stock, Compensation

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founder Stock financial

"Common | 02/09/2007 | Founder Stock | Issuer"

Compensation financial

"100000 | 02/09/2007 | Compensation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the INDI Form 144 filed by Ichiro Aoki report?

The filing reports a proposed sale of 100,000 shares of Founder Stock dated 02/09/2007. It also lists multiple actual sales during March–May 2026 with per‑trade share counts and gross proceeds.

How many shares are listed as "to be sold" in the INDI excerpt?

The excerpt lists 100,000 shares of Common Stock under "Securities To Be Sold" dated 02/09/2007. The entry describes the shares as Founder Stock tied to compensation.

Does the filing show recent sales by Ichiro Aoki and their proceeds?

Yes. The excerpt lists numerous sales through 05/29/2026, each with share counts and gross proceeds such as $505,022.08 and $2,245,335.00 on specified trade dates.

Is the Form 144 an approval to sell shares for INDI?

No. Form 144 is a notice of proposed sale by an affiliate; it notifies the market rather than granting regulatory approval. The filing lists proposed and recent transactions with dates and amounts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 04:31 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001865423
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	indie Semiconductor, Inc.
SEC File Number	001-40481
Address of Issuer	32 Journey Aliso Viejo CALIFORNIA 92656
Phone	(949) 608-0854
Name of Person for Whose Account the Securities are To Be Sold	ICHIRO AOKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	100000	515990.00	211288591	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2007	Founder Stock	Issuer			100000	02/09/2007	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/29/2026	100000	505022.08
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/28/2026	425000	2245335.00
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/27/2026	175000	885027.50
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/26/2026	20100	105028.39
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/22/2026	50000	249298.83
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/11/2026	50000	237284.08
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/30/2026	50000	224129.35
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/30/2026	50000	213090.57
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/27/2026	50000	200454.83
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/24/2026	50000	186675.12
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/23/2026	43500	152719.32
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/21/2026	6500	22565.43
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/27/2026	50000	157064.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/26/2026	50000	161779.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/26/2026	50000	162920.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/25/2026	50000	155409.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/24/2026	50000	140049.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/23/2026	50000	128754.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/20/2026	50000	128149.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/19/2026	50000	127089.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/18/2026	50000	128369.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/17/2026	50000	127934.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/16/2026	50000	125454.00

144: Remarks and Signature

Remarks
Date of Notice	06/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ichiro Aoki
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)