INDI CFO reports holdings incl. 200,000 RSUs and PRSUs

Q: What did INDI’s CFO report in insider holdings?

The CFO reported 82,439 Class A shares directly and 90 indirectly via spouse, plus multiple RSU and PRSU awards.

Q: How many RSUs are included in the INDI disclosure?

RSU tranches include 10,000 , 6,250 , 14,807 , 15,000 , 10,000 , 12,500 , 200,000 , and 87,500 shares, plus 4,500 PRSUs.

Q: When do the INDI RSUs vest?

Schedules include 25% annually beginning on dates such as Nov 10, 2022 , Sep 1, 2023 , Jul 1, 2024 , and 25% on set dates in 2026–2027 .

Q: What are the 50% annual vesting schedules for INDI RSUs?

Certain RSUs vest at 50% annually beginning on Jul 1, 2025 , Nov 1, 2025 , and Apr 8, 2026 .

Q: How do the INDI performance-based RSUs vest?

The 4,500 PRSUs vest in 12.5% increments upon four operational performance goals and on each corresponding anniversary.

Q: What is the effective date of the reported INDI holdings?

The date of the event requiring the statement is 11/06/2025 .

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

indie Semiconductor (INDI) officer reports insider holdings. The company’s Chief Financial Officer reported beneficial ownership effective 11/06/2025, including 82,439 shares of Class A common stock (direct) and 90 shares (indirect) by spouse.

The filing lists multiple RSU awards, each representing the right to receive one share. Grants include tranches of 10,000, 6,250, 14,807, 15,000, 10,000, 12,500, 200,000, and 87,500 RSUs, plus 4,500 performance-based RSUs. Vesting occurs on schedules such as 25% annually from specified start dates (e.g., November 10, 2022; September 1, 2023; July 1, 2024), 50% annually from dates including July 1, 2025 and November 1, 2025, and 25% on set dates in 2026–2027. PRSUs vest in 12.5% increments upon achieving four operational performance goals and on the anniversaries of those achievements.

Insider Trade Summary

11 transactions reported

Mixed 11 txns

Insider Wu Naixi

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Performance-based Restricted Stock Units	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 10,000 shares (Direct); Performance-based Restricted Stock Units — 4,500 shares (Direct); Class A Common Stock — 82,439 shares (Direct); Class A Common Stock — 90 shares (Indirect, by spouse)

Footnotes (1)

Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Such restricted stock units vest at the rate of 25% annually beginning on September 1, 2023. Such restricted stock units vest at the rate of 25% annually beginning on July 1, 2024. Such restricted stock units vest at the rate of 25% annually beginning on September 18, 2024. Such restricted stock units vest at the rate of 50% annually beginning on July 1, 2025. Such restricted stock units vest at the rate of 50% annually beginning on November 1, 2025. Such restricted stock units vest at the rate of 50% annually beginning on April 8, 2026. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027. Such performance-based restricted stock units (PRSUs) shall be earned and become vested in increments of 12.5% upon the achievement of four independent operational performance goals, with the remaining PRSUs vesting in increments of 12.5% upon the anniversary of the achievement of each corresponding performance goal.

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Accepted by SEC EDGAR 11/13/2025 - 06:15 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wu Naixi

(Last)

(First)

(Middle)

32 JOURNEY

(Street)

ALISO VIEJO

92656

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/06/2025

3. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	82,439	D
Class A Common Stock	90	I	by spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽¹⁾	Class A Common Stock	10,000	⁽²⁾	D
Restricted Stock Units	⁽³⁾	⁽³⁾	Class A Common Stock	6,250	⁽²⁾	D
Restricted Stock Units	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	14,807	⁽²⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	15,000	⁽²⁾	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Class A Common Stock	10,000	⁽²⁾	D
Restricted Stock Units	⁽⁷⁾	⁽⁷⁾	Class A Common Stock	12,500	⁽²⁾	D
Restricted Stock Units	⁽⁸⁾	⁽⁸⁾	Class A Common Stock	200,000	⁽²⁾	D
Restricted Stock Units	⁽⁹⁾	⁽⁹⁾	Class A Common Stock	87,500	⁽²⁾	D
Performance-based Restricted Stock Units	⁽¹⁰⁾	⁽¹⁰⁾	Class A Common Stock	4,500	⁽²⁾	D

Explanation of Responses:

1. Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022.

2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

3. Such restricted stock units vest at the rate of 25% annually beginning on September 1, 2023.

4. Such restricted stock units vest at the rate of 25% annually beginning on July 1, 2024.

5. Such restricted stock units vest at the rate of 25% annually beginning on September 18, 2024.

6. Such restricted stock units vest at the rate of 50% annually beginning on July 1, 2025.

7. Such restricted stock units vest at the rate of 50% annually beginning on November 1, 2025.

8. Such restricted stock units vest at the rate of 50% annually beginning on April 8, 2026.

9. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.

10. Such performance-based restricted stock units (PRSUs) shall be earned and become vested in increments of 12.5% upon the achievement of four independent operational performance goals, with the remaining PRSUs vesting in increments of 12.5% upon the anniversary of the achievement of each corresponding performance goal.

	/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 2025	11/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did INDI’s CFO report in insider holdings?

The CFO reported 82,439 Class A shares directly and 90 indirectly via spouse, plus multiple RSU and PRSU awards.

How many RSUs are included in the INDI disclosure?

RSU tranches include 10,000, 6,250, 14,807, 15,000, 10,000, 12,500, 200,000, and 87,500 shares, plus 4,500 PRSUs.

When do the INDI RSUs vest?

Schedules include 25% annually beginning on dates such as Nov 10, 2022, Sep 1, 2023, Jul 1, 2024, and 25% on set dates in 2026–2027.

What are the 50% annual vesting schedules for INDI RSUs?

Certain RSUs vest at 50% annually beginning on Jul 1, 2025, Nov 1, 2025, and Apr 8, 2026.

How do the INDI performance-based RSUs vest?

The 4,500 PRSUs vest in 12.5% increments upon four operational performance goals and on each corresponding anniversary.

What is the effective date of the reported INDI holdings?

The date of the event requiring the statement is 11/06/2025.