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indie Semiconductor (INDI) awards 200,000 restricted stock units to COO

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Form Type
4

Rhea-AI Filing Summary

Wittmann Michael reported acquisition or exercise transactions in this Form 4 filing.

indie Semiconductor, Inc. reported an equity compensation grant to Chief Operating Officer Michael Wittmann of 200,000 restricted stock units, each representing a contingent right to receive one share of Class A common stock. These time-based RSUs vest 50% on July 1, 2027 and 50% on July 1, 2028.

Positive

  • None.

Negative

  • None.
Insider Wittmann Michael
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 200,000 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 200,000 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
  2. F2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
RSUs granted 200,000 units Restricted stock units granted to the COO on July 27, 2026
Grant price $0.0000 per unit Reported transaction price per restricted stock unit
Total RSUs held after grant 200,000 units Restricted stock units directly held following the reported transaction
First vesting date July 1, 2027 50% of time-based RSUs vest and become nonforfeitable on this date
Second vesting date July 1, 2028 Remaining 50% of time-based RSUs vest and become nonforfeitable on this date
Restricted Stock Units financial
"Security reported is "Restricted Stock Units" granted to the COO"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a right to one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
time-based restricted stock units financial
"The time-based restricted stock units shall vest and become nonforfeitable with respect to 50%"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did indie Semiconductor (INDI) report for Michael Wittmann?

indie Semiconductor reported a grant of 200,000 restricted stock units to Chief Operating Officer Michael Wittmann. Each unit is a contingent right to one share of Class A common stock, vesting in two equal installments on July 1, 2027 and July 1, 2028.

How many RSUs did indie Semiconductor (INDI) grant in this Form 4 filing?

The filing shows a grant of 200,000 restricted stock units to the company’s Chief Operating Officer. Following this award, Wittmann is reported as directly holding 200,000 restricted stock units, all subject to future vesting based on the disclosed time-based schedule.

When do Michael Wittmann’s RSUs reported by INDI vest?

The time-based RSUs vest in two equal tranches: 50% on July 1, 2027 and 50% on July 1, 2028. Vesting must occur before the units become nonforfeitable and can settle into shares of Class A common stock.

What type of security underlies the RSUs granted by indie Semiconductor (INDI)?

Each restricted stock unit represents a contingent right to receive one share of Class A common stock. This means that, upon vesting and settlement, each RSU can convert into a single share of indie Semiconductor’s Class A common stock.

Is the INDI COO’s RSU transaction a market purchase or sale?

The transaction is reported as a grant or award acquisition of restricted stock units, not a market purchase or sale. It reflects equity compensation to the Chief Operating Officer rather than open-market trading activity in indie Semiconductor shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wittmann Michael

(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR, INC.
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/27/2026A200,000 (2) (2)Class A Common Stock200,000$0200,000D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
/s/ Michael Wittmann, by Naixi Wu pursuant to power of attorney filed on January 22, 202407/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)