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indie Semiconductor (INDI) CFO reports RSU tax sale on Form 4 filing

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported routine equity compensation activity. On January 2, 2026, 21,875 Restricted Stock Units converted into 21,875 shares of Class A common stock at an exercise price of $0, increasing direct holdings to 89,417 shares. These RSUs are part of 87,500 units that vest in four 25% installments on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027. On January 5, 2026, 12,448 Class A shares were sold in the open market at $3.6672 per share to pay withholding taxes related to the RSU vesting, leaving 76,969 Class A shares held directly. An additional 90 Class A shares are held indirectly by Wu’s spouse, and 65,625 RSUs remain outstanding.

Positive

  • None.

Negative

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Insider Wu Naixi
Role Chief Financial Officer
Sold 12,448 shs ($46K)
Type Security Shares Price Value
Sale Class A Common Stock 12,448 $3.6672 $46K
Exercise Restricted Stock Units 21,875 $0.00 --
Exercise Class A Common Stock 21,875 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 76,969 shares (Direct); Restricted Stock Units — 65,625 shares (Direct); Class A Common Stock — 90 shares (Indirect, by spouse)
Footnotes (1)
  1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Naixi
(Last) (First) (Middle)
32 JOURNEY
(Street)
ALISO VIEJO CA 92656
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 M 21,875 A $0 89,417 D
Class A Common Stock 01/05/2026 S(1) 12,448 D $3.6672 76,969 D
Class A Common Stock 90 I by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 01/02/2026 M 21,875 (3) (3) Class A Common Stock 87,500 $0 65,625 D
Explanation of Responses:
1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
3. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.
/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 2025 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did INDI’s CFO report on this Form 4?

Chief Financial Officer Naixi Wu reported the vesting and conversion of 21,875 Restricted Stock Units into Class A common shares on January 2, 2026, and a subsequent sale of shares on January 5, 2026 to cover withholding taxes.

How many indie Semiconductor (INDI) shares did the CFO sell, and at what price?

On January 5, 2026, the CFO sold 12,448 shares of Class A common stock in the open market at a price of $3.6672 per share to pay withholding taxes tied to RSU vesting.

How many indie Semiconductor shares does the CFO hold after these transactions?

After the reported transactions, the CFO directly holds 76,969 shares of Class A common stock and indirectly holds 90 additional shares through a spouse.

What Restricted Stock Units (RSUs) are still outstanding for INDI’s CFO?

Following the conversion of 21,875 units, the CFO holds 65,625 Restricted Stock Units outstanding, each representing a contingent right to receive one share of Class A common stock.

How do the CFO’s RSUs vest at indie Semiconductor (INDI)?

The reported RSUs totaling 87,500 units vest in four equal 25% installments on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.

Were the CFO’s INDI share sales discretionary or for tax purposes?

The filing states that the 12,448 shares of Class A common stock sold on January 5, 2026 were sold in the open market specifically to pay withholding taxes related to the vesting of Restricted Stock Units.