STOCK TITAN

CFO of indie Semiconductor (INDI) sells 6,000 pre-planned shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor, Inc. Chief Financial Officer Naixi Wu reported an open-market sale of 6,000 shares of Class A Common Stock at a weighted average price of $2.5138 per share on March 13, 2026. The sale price ranged from $2.46 to $2.58 per share.

These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025, which provides for automated open market sales on predetermined dates through December 15, 2027. Following this transaction, Wu holds 71,188 shares directly and 90 shares indirectly through a spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Naixi

(Last) (First) (Middle)
32 JOURNEY

(Street)
ALISO VIEJO CA 92656

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/13/2026 S(1) 6,000 D $2.5138(2) 71,188 D
Class A Common Stock 90 I by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 15, 2027.
2. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $2.46 to $2.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 2025 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did indie Semiconductor (INDI) disclose for its CFO?

indie Semiconductor reported that CFO Naixi Wu sold 6,000 shares of Class A Common Stock on March 13, 2026. The weighted average sale price was $2.5138 per share, based on multiple trades between $2.46 and $2.58.

Was the indie Semiconductor CFO’s March 13, 2026 share sale pre-planned?

Yes. The 6,000-share sale by CFO Naixi Wu occurred under a Rule 10b5-1 trading plan adopted on December 12, 2025. This plan provides for automated open market sales on predetermined dates through December 15, 2027.

How many indie Semiconductor shares does the CFO hold after this Form 4?

After the reported sale, CFO Naixi Wu holds 71,188 shares of Class A Common Stock directly. The filing also shows an additional 90 shares held indirectly, described as owned by a spouse, reflecting combined direct and indirect positions.

What price range applied to the indie Semiconductor CFO’s share sales?

The filing states that the 6,000 shares were sold at prices ranging from $2.46 to $2.58 per share. The reported transaction price is a weighted average of $2.5138, calculated across the separate trades within that range.

What is a Rule 10b5-1 trading plan in the context of INDI’s Form 4?

A Rule 10b5-1 trading plan allows insiders to schedule trades in advance under pre-set instructions. For indie Semiconductor, CFO Naixi Wu’s plan authorizes automated open market sales of Class A common stock on predetermined dates through December 15, 2027.
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